Compliance Officer Jobs in New York, NY

Drive the establishment of a robust compliance framework for a new investment platform, ensuring regulatory credibility, multi-fund governance, and operational efficiency. Collaborate with diverse sta...

Lead the architecture of Infra One's regulatory system, ensuring compliance and enabling growth for diverse General Partners. Shape strategic decisions, manage SEC registrations, and foster operationa...

Join us in shaping strategic direction and governance while driving impactful initiatives across compliance and operational risk. Collaborate with leadership to optimize business management and regula...

Unlock potential by overseeing strategic initiatives within Governance and Business Management. Collaborate with diverse teams to enhance regulatory engagement, drive operational excellence, and foste...

Engage in shaping the enterprise compliance strategy and program. Lead a team in healthcare, privacy, and audit while establishing policies, conducting audits, and ensuring risk management for optimiz...

Transform compliance operations in a dynamic environment, ensuring rigorous adherence to regulatory obligations while building effective monitoring, training, and documentation processes as the compan...

Shape the future of compliance in mental health by leading quality improvement efforts, ensuring regulatory adherence, and enhancing care quality within a dynamic environment, while mentoring teams an...

Join a dynamic team to lead compliance initiatives, ensuring regulatory standards are met and enhancing the quality of care for residents. Shape the future of our Quality Improvement Department while...

Grow your expertise in compliance by investigating trade surveillance alerts, conducting asset due diligence, and enhancing surveillance tooling. Collaborate with teams to ensure the integrity of digi...

Accelerate progress at the intersection of compliance and corporate lending. Collaborate with cross-functional teams to ensure precise monitoring, reporting, and resolution of credit compliance issues...

Collaborate with cross-functional teams to ensure compliance in client billing, enhancing efficiency through process improvement and adherence to Outside Counsel Guidelines while maintaining a strong...

Lead and evolve a comprehensive compliance program, overseeing audits, translating regulatory frameworks into actionable plans, and partnering with cross-functional teams to enhance compliance maturit...

Join our team as a Compliance Auditor, conducting audits to ensure adherence to laws and regulations. Utilize your regulatory expertise to develop audit programs, assess compliance, and educate manage...

Transform compliance standards through comprehensive audits and risk assessments. Drive adherence to federal, state, and local regulations while educating teams on potential risks and creating actiona...

Drive regulatory reporting excellence by collaborating on compliance initiatives, preparing crucial filings, and ensuring adherence to evolving regulations while enhancing data quality and operational...

Join a team that's committed to excellence in guiding FedRAMP compliance and cloud security. Leverage your expertise to manage projects, mentor team members, and drive technical discussions while ensu...

Contribute to a robust transaction monitoring program by reviewing alerts, conducting investigations, and making SAR recommendations to ensure compliance with AML regulations. Engage in hands-on analy...

Empower growth by collaborating with business units on creative marketing, compliance, and member services. Ensure regulatory adherence while supporting dynamic development and policies to enhance mem...

Engage with compliance operations to ensure adherence to registered fund regulations. Collaborate with teams on compliance monitoring, reporting, and regulatory assessments. Provide support for mutual...

Shape compliance strategies and frameworks in a growing, dynamic organization. Lead risk management, regulatory governance, and ethics programs while ensuring operational excellence in financial servi...

Join a team that's shaping compliance for a digital asset business, leading broker-dealer and transfer agent operations to ensure adherence to securities regulations. You'll foster a culture of compli...

Elevate operational compliance by leading initiatives that ensure alignment with legal standards and policies, fostering collaboration across teams to proactively identify risks and implement effectiv...

Pioneer compliance excellence in a dynamic crypto landscape by building and leading a scalable program. Partner cross-functionally, develop SOPs, manage investigations, and foster a culture of complia...

Drive exceptional onboarding experiences by leading a team of Enterprise Onboarding Managers, optimizing complex implementations, and collaborating with Sales and Customer Success to ensure seamless t...

Shape the future of compliance by overseeing controls, analyzing data, and enhancing information barrier policies to ensure integrity and mitigate conflicts of interest in a dynamic, fast-paced enviro...