$140K - $190K *
The Compliance Operations Lead at GovSignals will oversee the security posture and compliance roadmap, ensuring adherence to frameworks such as FedRAMP High, IL5, CMMC Level 2, and SOC 2. This role in...
Reposted 4 days ago
$150K - $200K *
Drive compliance innovation by designing and implementing a dynamic program that aligns regulatory adherence with business strategy. Partner across teams to ensure seamless compliance integration and...
6 days ago
Compliance, GSAM Compliance, VP - New York - ECC47011
$130K - $180K *
Champion regulatory compliance initiatives while collaborating with teams to maintain robust compliance programs for various fund structures, ensuring adherence to the Investment Company Act of 1940...
1 week ago
$160K - $250K *
Champion compliance excellence by conducting trade surveillance, monitoring for violations, and supporting projects that safeguard regulatory integrity while fostering a culture of accountability...
3 weeks ago
Compliance Lead, Compliance & Ethics
$143K - $214K *
Elevate compliance standards by architecting scalable programs that enhance operational efficiency and integrity. Partner with leadership to ensure robust surveillance, investigation processes, and te...
1 week ago
Director - Compliance Solutions
$130K - $180K *
Create a comprehensive compliance strategy, manage regulatory filings, and ensure client adherence to SEC/CFTC standards while leading annual reviews and client training sessions. Collaborate with exe...
3 weeks ago
Compliance Improvement Manager
$80K - $110K *
Empower compliance excellence by enhancing regulatory processes, optimizing call center operations, and leading targeted training initiatives to drive performance across teams while ensuring adherence...
3 days ago
$125K - $165K *
Lead compliance initiatives by implementing robust programs that uphold industry regulations. Oversee due diligence, regulatory filings, and training while ensuring adherence to the Investment Adviser...
Reposted 2 days ago
$94K - $119K *
Join us to navigate complex client onboarding processes, ensuring compliance with AML regulations while enhancing operational workflows. Leverage your risk assessment skills to bridge commercial growt...
4 days ago
Director, Securities Compliance
$170K - $300K *
Drive compliance excellence by leading the securities and ethics oversight program, designing effective processes across departments, and ensuring robust governance as the subject-matter expert in a h...
2 weeks ago
Associate Director, Compliance Issue Management
$176K - $220K *
Lead the charge in managing compliance issue resolution across multiple teams, driving accountability from identification to reporting. Engage with C-suite and ensure efficient workflows while maintai...
2 weeks ago
Compliance Specialist, Licensing & Regulatory Affairs (US)
$70K - $95K *
Join a team that's dedicated to ensuring compliance with licensing and regulatory standards while supporting organizational growth. Manage a variety of regulatory filings, documentation, and deadlines...
3 weeks ago
Remote Compliance Officer and General Counsel
$170K - $175K *
Elevate compliance standards by overseeing legal matters and regulatory practices within a dynamic investment banking firm. Collaborate with executives to drive compliance initiatives and enhance busi...
2 days ago
Business Aligned Compliance Associate Director
$130K - $160K *
Join a dynamic team to enhance compliance with regulations in financial risk management and treasury operations. Evaluate and strengthen controls while providing expert guidance to ensure adherence to...
Today
Compliance Marketing and Advertising Review Specialist
$114K - $194K *
Join a team that's dedicated to ensuring compliance within a global asset management firm, advising partners on regulatory requirements and leading compliance initiatives while fostering a culture of...
Reposted 1 week ago
$80K - $120K *
Oversee compliance and AML program efforts by monitoring regulatory adherence and evaluating policies, ensuring effective internal controls, and supporting compliance initiatives to drive organization...
2 weeks ago
Compliance Risk Management Lead - Vice President
$150K - $200K *
Optimize compliance risk management by leading financial crimes evaluations for digital assets, ensuring rigorous controls and a robust risk framework across Consumer & Community Banking, while naviga...
Reposted 1 week ago
$160K - $180K *
Elevate security standards and compliance practices while leading risk assessments and audits. Engage with customer security needs and manage cross-functional initiatives, driving relentless improveme...
Reposted 1 week ago
$90K - $120K *
Shape the future of compliance by developing and managing MWBE and SDVOB participation goals, ensuring accountability and best practices across high-profile projects while providing essential support...
1 week ago
VP - Employee Compliance, Central Compliance Team CIB
$135K - $190K *
Lead the administration of Employee Compliance Program focusing on trading, conduct, conflicts of interest, and regulatory adherence, while collaborating with various stakeholders to enhance complianc...
3 weeks ago
$84K - $142K *
Join our dynamic team as a Senior Compliance Specialist to ensure hospital billing integrity and compliance with regulations. Conduct audits, provide education and support, and collaborate with staff...
Reposted 6 days ago
VP - Employee Compliance, Central Compliance Team CIB
$135K - $190K *
Pioneer the Employee Compliance Program, ensuring adherence to trading regulations, managing risks, and supporting business units in implementing compliance policies across the organization...
3 weeks ago
$175K - $215K *
Contribute to regulatory excellence by operationalizing compliance programs in a dynamic environment. Monitor developments, support filings, and ensure adherence to CFTC Core Principles while collabor...
Reposted yesterday
Compliance - Risk Management Regulatory Strategy Lead - Vice President
$150K - $200K *
Elevate regulatory engagement by leading strategic responses to supervisory exams. Foster strong relationships with regulators, drive high-quality communication, and manage complex engagements to ensu...
3 weeks ago
Associate Director of Compliance, Americas
$140K - $180K *
Drive compliance excellence across the Americas, translating global standards into regional practices, while leading a small team to support insurance, regulatory, and operational initiatives across d...
3 weeks ago