Jobs at LPL Financial Holdings, Inc.

The Compliance Analyst at LPL Financial will ensure adherence to SEC and FINRA regulatory requirements related to the firm's Code of Ethics and Personal Trading Policies. This role involves delivering...

The Compliance Analyst at LPL Financial will ensure adherence to SEC and FINRA regulatory requirements related to the firm's Code of Ethics and Personal Trading Policies. This role involves delivering...

The Assistant Vice President for Product Strategy & Operations at LPL Financial will support the development and execution of strategic business objectives while collaborating with various stakeholder...

The Mutual Fund Trader provides trading support to financial advisors, ensuring a high-quality service experience. This role involves handling inbound and outbound calls related to trades and trade co...

The Mutual Fund Trader provides trading support to financial advisors, ensuring a high-quality service experience. This role involves handling inbound and outbound calls related to trades and trade co...

The Mutual Fund Trader provides trading support to financial advisors, ensuring a high-quality service experience. This role involves handling inbound and outbound calls related to trades and trade co...

The Mutual Fund Trader provides trading support to financial advisors, ensuring a high-quality service experience. This role involves handling inbound and outbound calls related to trades and trade co...

The Senior Advisor Communications & OBA Principal is responsible for reviewing and approving marketing materials and public communications, as well as assessing Outside Business Activity and Private S...

The Senior Advisor Communications & OBA Principal is responsible for reviewing and approving marketing materials and public communications, as well as assessing Outside Business Activity and Private S...

The Senior Advisor Communications & OBA Principal is responsible for reviewing and approving marketing materials and public communications, as well as evaluating Outside Business Activity and Private...

The Estate Planning Paralegal will support affiliated advisors and their high-net-worth clients by reviewing estate documents and collaborating with estate planning attorneys to propose strategies. Th...

The Senior Regional Supervisory Principal is responsible for supervising HOS advisors and OSJ managers, ensuring compliance with regulatory standards and firm policies. This role involves building rel...

LPL Financial is seeking an experienced attorney to join its corporate legal advice team as an Assistant Vice President, Assistant General Counsel. This role involves providing strategic legal advice...

The Advisor Communications & OBA Supervisory Principal is responsible for reviewing and approving marketing materials and public communications, as well as evaluating Outside Business Activity and Pri...

The Advisor Communications & OBA Supervisory Principal is responsible for reviewing and approving marketing materials and public communications, as well as evaluating Outside Business Activity and Pri...

The Advisor Communications & OBA Supervisory Principal is responsible for reviewing and approving marketing materials and public communications, as well as evaluating Outside Business Activity and Pri...

The Vice President of Regional Advice Manager will lead a team of field-based financial advisors across local markets, focusing on delivering exceptional client experiences and driving business strate...

The Vice President of Regional Advice Manager will lead a team of field-based financial advisors across the country, focusing on delivering exceptional client experiences and driving local market stra...

The Vice President of Regional Advice Manager will lead a team of field-based financial advisors across the country, focusing on delivering exceptional client experiences and driving local market stra...

The Vice President of Regional Advice Manager will lead a team of field-based financial advisors across the country, focusing on delivering exceptional client experiences and driving local market stra...

The VP of Data Governance will lead the implementation of the Data Governance Framework and drive a cultural shift towards being data-driven within the organization. This role requires significant col...

The VP of Data Governance will lead the implementation of the Data Governance Framework and drive a cultural shift towards being data-driven within the organization. This role requires significant col...

The Vice President, Supervisory Solutions Specialist will be responsible for building and maintaining a leading supervisory control structure to support LPL's Supervisory platform. This role involves...

The Vice President, Supervisory Solutions Specialist will be responsible for building and maintaining a leading supervisory control structure to support LPL's Supervisory platform. This role involves...

The Vice President, Supervisory Solutions Specialist is responsible for building and maintaining a leading supervisory control structure to support LPL's Supervisory platform. This role involves drivi...