Legal/Compliance - Associate Director, Compliance
$145K - $165K *
Elevate compliance standards by leading the operational execution of a robust compliance program, ensuring effective monitoring, testing, and regulatory support for mutual fund dealer activities while...
1 week ago
$126K - $169K *
Transform compliance and ethics at a strategic level, leading initiatives that enhance privacy, governance, and risk management while fostering a culture of integrity and accountability across the org...
1 week ago
Executive Director, Chief Compliance Officer - Canada
$170K - $200K *
Shape compliance strategies for Wealth Management, ensuring adherence to regulations while managing risks. Collaborate with business units to develop policies, conduct training, and supervise complian...
1 week ago
$154K - $196K *
Address consumer complaints in the financial services sector by analyzing misconduct allegations, managing caseloads, and providing compliance guidance to ensure consumer protection and uphold industr...
Today
Vice President, Compliance – Wealth Management
$150K - $180K *
Lead the Wealth Management Compliance team, ensuring regulatory adherence and integrity. Drive compliance initiatives, oversee risk assessments, and collaborate with stakeholders to enhance governance...
3 weeks ago
$120K - $130K *
Drive compliance excellence by managing KYC initiatives, enhancing controls, and collaborating with leaders to mitigate risks. Elevate your career in a dynamic environment focused on policy implementa...
Yesterday
$90K - $107K *
Join us in enhancing data governance practices that drive quality, transparency, and compliance. Collaborate with diverse teams to implement frameworks and improve decision-making across the organizat...
Yesterday
Senior Consultant, Regulatory Compliance Management
$95K - $115K *
Champion regulatory compliance by supporting oversight, enhancing processes, and fostering collaboration across teams. Drive program implementation and reporting while ensuring data quality and compli...
Yesterday
$70K - $150K *
Champion compliance excellence by providing oversight and advisory support to ensure regulatory adherence in products, sales practices, and customer processes, fostering strong stakeholder relationshi...
6 days ago
Lead Compliance & Operational Risk Officer, Vice President
$118K - $201K *
Lead the charge in Compliance and Operational Risk, managing global initiatives while ensuring adherence to regulations. Collaborate with senior leaders to strengthen governance and reporting across d...
Reposted yesterday
Lead Compliance Risk Manager, Product Compliance - AI
$187K - $233K *
Support compliance for AI products by advising cross-functional teams, ensuring regulatory adherence, and shaping governance frameworks. Lead compliance initiatives, mentor colleagues, and drive produ...
3 weeks ago
$128K - $188K *
Join a team that's redefining compliance in the financial services sector. You'll lead compliance advisory for innovative card products, ensuring regulatory adherence while collaborating with cross-fu...
4 weeks ago
$122K - $159K *
Champion risk management excellence by leading compliance initiatives, overseeing enterprise frameworks, and collaborating with global stakeholders to enhance organizational resilience and decision-ma...
1 week ago
$126K - $169K *
Join a team that's shaping compliance and ethics strategies to enhance organizational integrity. Lead initiatives that protect the business while fostering a culture of accountability and continuous i...
6 days ago
$80K - $95K *
Join a team that's committed to regulatory excellence in compliance testing. You'll assess and enhance processes affecting wealth management and investment operations while collaborating with business...
Reposted 5 days ago
$90K - $110K *
Optimize compliance initiatives by providing regulatory oversight and guidance. Collaborate with cross-functional teams to implement a robust compliance framework, ensuring adherence to federal and pr...
2 days ago
Director, Compliance - SLC Management
$130K - $180K *
Transform compliance operations by leading the Asset Management Compliance Program. Oversee regulatory processes, manage strategic initiatives, and collaborate across teams to ensure effective governa...
Today
$100K - $120K *
Join a team that's driving legal excellence in M&A and contract management. This role offers the chance to influence corporate development and data privacy initiatives while collaborating with diverse...
2 weeks ago
$122K - $162K *
Unlock potential by leading compliance initiatives and strategic projects that enhance governance and risk management. Collaborate across functions to implement effective solutions, ensuring regulator...
1 week ago
Senior Director, Risk and Compliance
$134K - $167K *
Unlock your potential by leading enterprise risk and compliance initiatives. Drive strategic oversight, enhance governance frameworks, and foster a culture of risk awareness across the organization to...
3 weeks ago
Senior Consultant, Regulatory & Governance- 12-month secondment
$100K - $120K *
Lead the charge in enhancing complaint management processes, ensuring compliance with regulatory standards while collaborating across teams to drive continuous improvement and effective governance in...
1 week ago
Institutional Compliance Officer Vice President – Canada Derivatives (210386328)
$150K - $180K *
Elevate your career as you oversee compliance within Canadian derivatives markets, ensuring adherence to laws while collaborating across teams. Leverage your expertise to support governance and risk m...
Reposted 4 weeks ago
Director, Client Lifecycle Management and AML Compliance
$120K - $140K *
Champion the strategic leadership of Client Lifecycle Management, ensuring compliance and operational excellence across customer onboarding, risk assessments, and due diligence processes while fosteri...
2 days ago
Senior Compliance Officer, Corporate Functions Compliance
$100K - $120K *
Elevate your career by overseeing regulatory compliance initiatives, advising on risk management, and collaborating with cross-functional teams to ensure alignment with regulatory standards while enha...
Reposted today
Senior Consultant, Regulatory Compliance Management
$100K - $120K *
Champion compliance leadership as a Senior Consultant, guiding regulatory oversight and risk management in a dynamic team. Leverage expertise to enhance compliance frameworks and ensure adherence to r...
Reposted today