Compliance review Specialist, Sr
$80K - $95K *
Transform compliance practices by leading structured reviews for federal health programs. Utilize strong judgment and analytical skills to ensure adherence to requirements and maintain documentation...
3 days ago
Compliance Associate, Market Surveillance
$111K - $140K *
Grow your expertise in compliance by investigating trade surveillance alerts, conducting asset due diligence, and enhancing surveillance tooling. Collaborate with teams to ensure the integrity of digi...
2 days ago
$90K - $125K *
Help us ensure compliance by reviewing and drafting marketing materials, advising on regulations, and collaborating with various stakeholders in a dynamic and fast-paced environment...
Yesterday
Product Compliance Analyst, Money
$115K - $135K *
Lead compliance initiatives for financial products, ensuring adherence to regulations while collaborating with cross-functional teams to enhance customer experience and support product growth. Drive p...
3 weeks ago
Principal Program Manager, Public Sector Compliance
$245K - $260K *
Transform public sector compliance by leading a high-impact program that aligns regulatory standards with organizational strategy. Collaborate with cross-functional teams to ensure adherence to federa...
Reposted 2 weeks ago
Sr. Manager, Marketing Compliance
$160K - $180K *
Champion compliance excellence by managing a team and ensuring SEC and FINRA regulations are met in marketing materials and programs. Collaborate across departments to enhance marketing strategies in...
3 weeks ago
$175K - $200K *
Lead the charge in enhancing compliance processes and policies, managing marketing material approvals, and driving initiatives that uphold regulatory standards across business units in a dynamic compl...
3 weeks ago
Director, Compliance Product Advisory
$150K - $180K *
Partner with us to drive innovative compliance solutions for new product developments. You'll be a key player in managing compliance risk and advising cross-functional teams as we expand, ensuring con...
4 days ago
$65K - $96K *
Empower compliance processes by preparing complex government filings, mentoring team members, and ensuring accuracy, while maintaining high service standards and developing knowledge of intricate comp...
2 days ago
$125K - $150K *
Engage with cross-functional teams to integrate privacy-by-design into innovative healthcare solutions, ensuring compliance and building trust in a rapidly evolving health technology environment...
3 weeks ago
Compliance Officer, Global Markets Compliance
$63K - $117K *
Drive compliance excellence by overseeing Swap Dealer regulations, ensuring internal alignment with regulatory standards, identifying risks, and advising on operational compliance solutions to safegua...
Reposted 1 week ago
$90K - $120K *
Join a dynamic team as you drive technical excellence and seamless customer implementation. Collaborate closely across functions to turn complex data into impactful solutions, ensuring client success...
2 weeks ago
Compliance Officer (Business Analyst)
$130K - $150K *
Champion the evolution of marketing compliance processes to enhance regulatory adherence and operational efficiency. Drive improvements, manage critical reviews, and ensure marketing content meets glo...
2 weeks ago
Compliance Officer (Business Analyst)
$130K - $150K *
Transform marketing compliance by owning the content review process, driving improvements, and ensuring adherence to regulatory standards while fostering collaboration across teams to enhance efficien...
2 weeks ago
Regulatory Compliance & Sustainability Program Manager
$135K - $152K *
Drive global sustainability and compliance initiatives for semiconductor manufacturing. Lead cross-functional teams to ensure adherence to environmental regulations while championing product stewardsh...
2 days ago
Compliance Data Analytics and Reporting Associate
$125K - $150K *
Drive compliance excellence by analyzing data to create dashboards, reports, and innovative improvements. Collaborate across functions, documenting processes and supporting strategic compliance initia...
3 weeks ago
Compliance - Employee Conduct Lead (Code of Conduct) – Vice President
$150K - $200K *
Engage as an Employee Conduct Lead to craft and execute a global compliance strategy. Collaborate with various teams to uphold ethical standards, manage conflicts, and enhance operational efficiency a...
3 weeks ago
Senior Compliance Business Oversight Manager - Corporate Office Compliance Programs
$115K - $186K *
Drive compliance excellence by providing strategic oversight and guidance across U.S. Corporate Office Compliance programs, collaborating with cross-functional teams to enhance regulatory adherence an...
1 week ago
Senior Director of Product Compliance
$160K - $190K *
Deliver strategic leadership in compliance oversight, managing teams across diverse healthcare products. Drive regulatory implementation and audit readiness, ensuring enterprise-wide proactive complia...
Today
Chief Compliance Officer (FINRA Broker Dealer or SEC RIA)
$180K - $260K *
Partner with us to build and scale a robust compliance program for either our broker-dealer or RIA. Collaborate closely with cross-functional teams while ensuring adherence to regulatory standards and...
2 weeks ago
$130K - $180K *
Lead the charge in developing and implementing comprehensive risk management and compliance strategies to support strategic growth while ensuring regulatory adherence, and serve as a key advisor to ex...
2 weeks ago
Senior Compliance Officer, Investments Compliance
$159K - $200K *
Champion compliance excellence in investment management by overseeing regulatory adherence, executing compliance programs, and collaborating with stakeholders to ensure all investment restrictions and...
Reposted 3 weeks ago
Senior Compliance Officer, Investments Compliance
$163K - $204K *
Shape the future of compliance in investment management by overseeing regulatory adherence, monitoring guidelines, and implementing solutions. Collaborate with key stakeholders to enhance compliance f...
Reposted 3 weeks ago
Compliance Analyst - CAT Transaction System
$70K - $95K *
Champion compliance and enhance reporting strategies by leveraging data analysis expertise in a dynamic environment, focusing on oversight and regulatory frameworks to support operational excellence a...
1 week ago
Compliance Executive Assistant
$80K - $95K *
Drive organizational efficiency by providing high-level administrative support to senior leadership within a compliance framework, coordinating engagements, managing sensitive information, and facilit...
Reposted 4 days ago