Compliance Regulatory Audits and Enquiries, VP - New York - ECC47251
$130K - $180K *
Lead the charge in managing regulatory audits and enquiries, facilitating compliance with FCA standards. Collaborate with internal teams to ensure accurate data collection and enhance response efficie...
1 week ago
Lead Compliance Specialist, Medicaid - Remote
$90K - $120K *
Drive regulatory compliance by collaborating across departments, ensuring full adherence to guidelines and enhancing operational processes. Leverage your expertise to manage projects, provide guidance...
2 weeks ago
Compliance, Asset Management Compliance, Vice President, New York
$115K - $250K *
Lead the charge in ensuring compliance within Asset Management by providing guidance, developing policies, and conducting trainings. Collaborate with various teams to navigate regulatory requirements...
2 weeks ago
Director, Compliance Business Partner
$185K - $252K *
Collaborate with diverse teams as a trusted compliance advisor, navigating regulatory landscapes and fostering a culture of integrity. Influence business growth through strategic partnerships and proa...
Reposted 3 days ago
Senior Manager, Compliance & Legal Operations
$125K - $165K *
Champion compliance and legal operations across multiple locations ensuring all regulations are met promptly. Lead a high-performing team to drive accountability, training, and coordination between st...
2 weeks ago
Sales and Distribution Compliance - Senior Vice President
$190K - $225K *
Join a team that's redefining compliance leadership in the financial sector. This role drives strategic oversight of complex regulations while fostering a culture of ethical conduct and compliance exc...
2 days ago
Associate Director, Governance Risk and Compliance for Data, Data Products and Digital Solutions
$129K - $203K *
Elevate governance, risk, and compliance practices across data and AI initiatives. Collaborate with diverse teams to implement standards, drive adoption, and enhance transparency—all while managing ri...
Reposted yesterday
Manager II, Compliance & Risk Operations
$100K - $130K *
Unlock potential by managing compliance for NERC registered projects, facilitating regulatory filings, collaborating with multidisciplinary teams, and leading stakeholder meetings to ensure operationa...
1 week ago
Corporate Compliance & Ethics Expert - (Director/Analyst, Fully Remote United States)
$148K - $175K *
Join a team that's transforming compliance functions with innovative research and strategic insights. Collaborate with industry leaders on regulatory challenges and drive organizational success throug...
Reposted 2 weeks ago
$112K - $180K *
Optimize compliance processes by leading the Security Compliance program, ensuring effective management of internal controls like SOX and PCI while collaborating with cross-functional teams to enhance...
3 days ago
Associate, Compliance Monitoring and Testing
$110K - $120K *
Contribute to compliance assurance by monitoring, testing, and reporting on regulatory adherence. Collaborate with teams to assess risks, evaluate controls, and support remediation initiatives, ensuri...
3 weeks ago
Vice President, Compliance - Monitoring & Testing, TD Securities (US)
$150K - $180K *
Unlock your potential as a key leader in Compliance, overseeing global testing and monitoring initiatives. You'll design strategies, manage teams, and drive compliance culture across financial service...
3 weeks ago
$127K - $171K *
Lead and innovate compliance strategies for a dynamic asset management team, guiding policy development and risk assessment while mentoring staff to enhance operational efficiency and regulatory adher...
4 weeks ago
Associate Director of Compliance, Special Services
$115K - $130K *
Shape the future of compliance and operations for special services, ensuring robust frameworks across schools. Collaborate with teams to uphold legal standards and drive operational excellence in serv...
Reposted 1 week ago
Control Room - Compliance Officer - Compliance - New York, New York, United States
$120K - $150K *
Join our Compliance team to navigate U.S. securities laws, providing guidance on information barriers and conflicts of interest for a dynamic investment banking environment, while effectively coordina...
Reposted 1 week ago
VP, Compliance Officer: Fixed Income
$130K *
Drive compliance excellence by guiding trading teams in regulatory adherence. Leverage your expertise to ensure policies align with SEC, FINRA, and MSRB standards while fostering a culture of complian...
2 days ago
Director of Compliance and Quality Assurance
$90K - $100K *
Optimize compliance and quality assurance across healthcare services, ensuring adherence to state and federal regulations while fostering a culture of continuous improvement and patient safety within...
1 week ago
Head of North American Compliance (NY)
$250K - $300K *
Lead the charge in enhancing compliance across North America by managing robust internal controls, overseeing regulatory reporting, and fostering effective relationships with regulators while leading...
2 days ago
Regional Compliance Manager: East Coast
$75K - $105K *
Shape the future of compliance on the East Coast by authoring SOPs, executing operational strategies, and ensuring regulatory adherence across all facilities while leading a dedicated team...
3 weeks ago
Compliance - Surveillance Senior Officer - Associate
$90K - $130K *
Elevate Risk Management by investigating trade surveillance alerts, identifying misconduct and suitability risks while collaborating across teams to enhance compliance and operational excellence in a...
3 days ago
Compliance Manager - Cosmetics & Personal Care
$90K - $120K *
Empower excellence in compliance and quality management for OTC and personal care. Drive regulatory adherence, enhance processes, and lead cross-functional teams to ensure product integrity meets indu...
Reposted 4 days ago
Chief Risk and Compliance Officer
$235K - $275K *
Develop and oversee comprehensive risk and compliance strategies to enhance institutional integrity and accountability across the university. Collaborate with leaders to effectively mitigate risks whi...
3 days ago
Compliance Manager, Predictions
$100K - $126K *
Partner with us to shape the compliance landscape for innovative prediction markets. This role involves managing compliance activities, liaising with cross-functional teams, and enhancing our complian...
1 week ago
Global Financial Crimes: Sanctions Compliance Program Management Vice President
$120K - $205K *
Support the enhancement and execution of sanctions compliance initiatives, ensuring alignment with regulatory standards and internal governance frameworks while managing risks related to economic sanc...
1 week ago
Senior Data Analyst - Compliance
$102K - $115K *
Shape the future of compliance reporting by leveraging data insights to enhance operational effectiveness and support regulatory requirements in the healthcare sector. Collaborate with partners for ac...
1 week ago