Senior Compliance Officer - Trade Surveillance - VN2849
$125K - $175K *
Accelerate your career by overseeing Trade Surveillance across diverse asset classes, ensuring compliance with regulations while collaborating with teams to enhance operational effectiveness in a dyna...
2 weeks ago
$146K - $225K *
Empower your career by overseeing privacy compliance initiatives, translating regulations into actionable policies, and ensuring effective risk management across teams while maintaining second-line ac...
Today
Compliance Consultant, Leave and Disability Management and
$109K - $136K *
Champion compliance excellence in Leave Management and Disability services. Collaborate cross-functionally to ensure Voya’s offerings remain compliant, guiding clients through regulations and deliveri...
2 days ago
Compliance, Digital Finance Compliance - Marketing, Associate VP - New York - ECC47141
$120K - $150K *
Champion compliance excellence by advising on consumer banking marketing strategies. Collaborate across teams to ensure adherence to financial regulations while driving innovative campaign development...
2 days ago
Senior Lead Compliance Officer - Prime Brokerage & Equities
$191K - $305K *
Shape compliance strategies for Prime Brokerage, ensuring governance and regulatory alignment. Collaborate with leaders to oversee compliance initiatives, support growth, and manage risks within a dyn...
Reposted 1 week ago
Director, Governance Risk and Compliance
$154K - $209K *
Manage governance, risk, and compliance efforts by leading assessments, advising teams, and ensuring adherence to security standards. Collaborate with stakeholders to enhance information security and...
3 weeks ago
Compliance & Regulatory Counsel
$80K - $120K *
Shape compliance strategies by monitoring regulations, conducting legal research, and providing actionable guidance to stakeholders. Partner with internal teams to develop training materials that faci...
3 days ago
Data Security Compliance Director
$140K - $175K *
Join the forefront of data security compliance by leading certification programs, managing vendor relations, and ensuring audit-ready operations. Drive collaboration between compliance and engineering...
3 weeks ago
Compliance, Private Wealth Management Compliance, Analyst/Associate - New York - ECC44600
$70K - $95K *
Empower compliance initiatives by reviewing client interactions, ensuring regulatory adherence, and driving improvements. Collaborate with advisory teams to uphold compliance standards, mitigate risks...
2 days ago
$72K - $90K *
Reimagine your career in compliance as you manage state licenses and regulatory filings while supporting the growth of cutting-edge crypto regulations. Collaborate with teams, conduct research, and le...
1 week ago
Global Chief Compliance Officer
$180K - $250K *
Transform global compliance leadership by managing compliance functions, regulations, and licensing processes across multiple geographies. Drive strategic initiatives, ensure adherence to high standar...
1 week ago
$200K - $300K *
Join a team that's dedicated to developing and enhancing our compliance program for RIA and Broker-Dealer. Collaborate cross-functionally, engage with regulators, and embed compliance into our fast-pa...
2 weeks ago
Vice President, Agency Compliance - Office of General Council
$120K - $135K *
Champion comprehensive compliance initiatives and quality assurance across agency programs. Collaborate with leadership to enhance service delivery, conduct risk assessments, and ensure adherence to r...
Reposted 1 week ago
$120K - $130K *
Support compliance by ensuring clinical programming meets payer requirements while optimizing processes. Lead strategic initiatives, enhance documentation, and drive performance across all care levels...
Reposted 2 days ago
Regulatory and Compliance, Registered Funds - Senior Vice President
$190K - $225K *
Seeking an experienced compliance leader to oversee regulatory initiatives for registered funds, working collaboratively with various teams to ensure adherence to the Investment Company Act, while man...
2 weeks ago
Principal SME Regulatory Affairs - Banking & AI Compliance
$250K - $320K *
Tackle compliance challenges in banking; shape regulatory strategy and enable fast market entry. Act as a trusted authority across teams, ensuring robust frameworks while empowering product developmen...
2 weeks ago
Associate Director, Compliance (New York, NY) - Hybrid work permissible. (multiple positions).
$112K - $122K *
Elevate compliance standards by validating and enhancing BSA/AML models. Collaborate on risk assessments, model performance, and regulatory adherence to ensure robust financial crime prevention strate...
2 weeks ago
$130K - $170K *
Optimize tax compliance and reporting processes by managing federal, state, and local filings, and ensuring adherence to ASC 740. Collaborate with advisors and auditors while navigating the dynamic la...
Reposted 2 weeks ago
Sr. Manager, Marketing Compliance
$100K - $130K *
Partner with us to ensure marketing compliance through expert review and guidance, working cross-functionally to uphold legal standards and enhance customer communications. Drive documentation and bes...
1 week ago
Compliance Testing & Administrative Manager
$75K - $95K *
Lead the charge in ensuring compliance and quality assurance across diverse social services, driving improvements through testing, training, and vendor management initiatives. Collaborate with stakeho...
2 weeks ago
$150K - $200K *
Unlock potential by ensuring robust compliance across private equity, debt, and ETF products. Collaborate with key teams to mitigate risks and drive adherence to regulatory standards while supporting...
Today
Senior Compliance Professional
$86K - $118K *
Lead the charge in compliance operations by analyzing regulations and ensuring adherence to Medicare Pharmacy and Part D standards. Support key initiatives and relationships while conducting audits to...
Reposted 2 weeks ago
Compliance Senior Manager- AML/Fraud Investigations
$120K - $150K *
Lead the charge in mitigating financial crime risks through effective compliance oversight, collaboration with operational teams, and communication with stakeholders. Shape strategy for AML and fraud...
Yesterday
Compliance Senior Manager- AML/Fraud Investigations
$120K - $150K *
Lead compliance strategies to mitigate financial crime risks while overseeing AML and fraud investigations. Collaborate with cross-functional teams to ensure robust compliance frameworks and engage wi...
1 week ago
$150K - $200K *
Lead the legal function for a growing portfolio, optimizing structures and managing transactions. Engage with senior leadership to design governance and compliance frameworks while leveraging AI tools...
2 weeks ago