Chief Compliance Officer (CCO) Jobs in New York, NY

Transform regulatory practices by designing a robust compliance infrastructure that supports growth. Partner with GPs and govern multi-fund operations while ensuring adherence to SEC requirements in a...

Drive the transformation of compliance functions in a fast-growing financial services firm, partnering with senior leadership to navigate regulatory landscapes and foster a culture that supports busin...

Drive compliance innovation by designing and implementing a dynamic program that aligns regulatory adherence with business strategy. Partner across teams to ensure seamless compliance integration and...

Champion the management of Information Security risks in a Vice President role, leading risk assessments, enhancing controls, and fostering a risk-aware culture within the Chief Controls Office to dri...

Transform compliance and legal frameworks while collaborating with diverse teams to ensure the firm's adherence to regulations and effective risk management. Leverage your unique expertise to drive op...

Join a team that's dedicated to developing and enhancing our compliance program for RIA and Broker-Dealer. Collaborate cross-functionally, engage with regulators, and embed compliance into our fast-pa...

Join a team that's shaping the future of compliance in financial services. Lead, innovate, and enhance compliance programs while fostering a culture of regulatory excellence across diverse product off...

Shape the future of compliance by overseeing programs across multiple business divisions, ensuring strategic alignment with regulatory requirements, and leading a skilled team to foster robust complia...

Lead the charge in compliance for systematic trading strategies, advising investment teams, and managing relationships with business partners. Engage with innovative market mechanics and support regul...

Join a dynamic trading firm as a compliance leader, overseeing US regulatory strategy, AML, and risk management. Drive culture, manage a dedicated team, and provide business-focused compliance guidanc...

Champion compliance excellence in investment management by overseeing regulatory adherence, executing compliance programs, and collaborating with stakeholders to ensure all investment restrictions and...

Shape the future of compliance in investment management by overseeing regulatory adherence, monitoring guidelines, and implementing solutions. Collaborate with key stakeholders to enhance compliance f...

Elevate compliance standards by overseeing legal matters and regulatory practices within a dynamic investment banking firm. Collaborate with executives to drive compliance initiatives and enhance busi...

Shape the future of compliance in a dynamic fintech environment! Collaborate with a talented team to support BSA/AML programs, manage audits, and drive regulatory projects, ensuring alignment with eve...

Lead compliance and risk management initiatives, advising senior leadership on healthcare regulations, integrating ethics into operations, and fostering a proactive compliance culture across the organ...

Drive compliance excellence from day one, managing systems and controls essential for scaling across financial services. Partner across teams to embed compliance rigor while ensuring client satisfacti...

Transform global compliance leadership by managing compliance functions, regulations, and licensing processes across multiple geographies. Drive strategic initiatives, ensure adherence to high standar...

Champion compliance excellence by conducting trade surveillance, monitoring for violations, and supporting projects that safeguard regulatory integrity while fostering a culture of accountability...

Shape compliance strategies within trading by providing actionable guidance, enhancing surveillance processes, and leading projects. Collaborate with cross-functional teams to ensure adherence to regu...

Lead compliance initiatives by implementing robust programs that uphold industry regulations. Oversee due diligence, regulatory filings, and training while ensuring adherence to the Investment Adviser...

Drive compliance excellence by guiding trading teams in regulatory adherence. Leverage your expertise to ensure policies align with SEC, FINRA, and MSRB standards while fostering a culture of complian...

Join our dynamic team as a Senior Compliance Specialist to ensure hospital billing integrity and compliance with regulations. Conduct audits, provide education and support, and collaborate with staff...

Reimagine compliance excellence by leading the Corporate Compliance program. Manage risk, enforce regulatory adherence, and promote a culture of integrity, driving operational success across healthcar...

Join a team that's shaping compliance strategy in healthcare. Lead U.S. Compliance & Ethics initiatives, embedding integrity in business practices while collaborating with global stakeholders to enhan...

Join a team that's instrumental in shaping compliance strategies across private credit operations, enhancing frameworks to align with evolving regulations, and driving impactful initiatives while repo...