Chief Compliance Officer (CCO) Jobs in New York, NY

Optimize compliance strategies by advising on intricate Securitized Products and Rates trading regulations, ensuring adherence and fostering strong relationships with key stakeholders across multiple...

Lead the charge in building and managing a comprehensive security and compliance program. You will oversee HIPAA compliance, drive SOC 2 readiness, and maintain security protocols for innovative AI-ba...

Shape compliance strategies for Prime Brokerage, ensuring governance and regulatory alignment. Collaborate with leaders to oversee compliance initiatives, support growth, and manage risks within a dyn...

Manage corporate governance processes by overseeing documentation, compliance, and entity management across subsidiaries. Collaborate with legal and business teams to ensure governance records are mai...

Empower our corporate governance initiatives by managing records, ensuring compliance, and collaborating across teams to enhance governance policies. Support regulatory activities and participate in g...

Shape the future of fintech by providing expert legal guidance on regulatory matters, commercial contracts, and compliance. This role offers a unique opportunity to grow as a pivotal member of a dynam...

Join us in building a comprehensive compliance program that drives integrity and accountability as we transition into a commercial organization, ensuring adherence to regulatory standards and supporti...

Advance your career by owning the Third-Party Risk Management framework. Collaborate with various stakeholders to strengthen compliance, governance, and monitoring of third-party relationships while d...

Oversee third-party risk management initiatives, ensuring compliance and governance across the enterprise. Collaborate with stakeholders to enhance risk assessment and monitoring practices, driving st...

Shape and enhance third-party risk management framework, ensuring compliance and oversight across the enterprise. Collaborate with stakeholders to drive strategic risk-based decisions and continuous i...

Transform third-party risk management practices by overseeing governance, compliance, and strategic initiatives. Collaborate with stakeholders to optimize risk assessment and reporting, ensuring regul...

Transform compliance standards through comprehensive audits and risk assessments. Drive adherence to federal, state, and local regulations while educating teams on potential risks and creating actiona...

Join our team as a Compliance Auditor, conducting audits to ensure adherence to laws and regulations. Utilize your regulatory expertise to develop audit programs, assess compliance, and educate manage...

Inspire the integration of governance, risk and compliance across cybersecurity initiatives, driving enterprise-wide strategies to meet regulatory obligations and enhance organizational risk posture i...

Join a team dedicated to ensuring compliance within the financial industry by conducting thorough analyses of communications, providing support, and driving quality control initiatives that uphold mar...

Optimize regulatory compliance by expertly analyzing and assessing communications. Collaborate with teams to ensure quality and thoroughness, while providing mentorship and maintaining high standards...

Analyze communications of FINRA firms, ensuring compliance and quality control while collaborating with various departments and regulators. Provide training and support to team members while driving i...

Champion complex analyses of FINRA firms’ communications, collaborating across departments and regulators to ensure compliance, enhance quality, and support training initiatives. Drive strategic proje...

Drive legal strategy in a fast-growing environment, transforming regulatory challenges into opportunities, shaping comprehensive legal frameworks, commercial agreements, compliance, and corporate gove...

Drive the compliance strategy within a collaborative team, focusing on conflicts management, regulatory adherence, and governance oversight, while ensuring alignment with ethical standards and investm...

Join a team that's dedicated to shaping effective legal strategies for compliance and risk management. Collaborate on SEC regulations, advise senior stakeholders, and lead initiatives within a dynamic...

Elevate healthcare standards by guiding medical policy and coding within a collaborative team. Leverage your expertise to enhance client relationships, improve payment accuracy, and drive strategic in...

Join a dynamic team to oversee risk management for a fast-growing trading platform, ensuring compliance and developing innovative multi-asset products while analyzing market risks and client impacts...

Drive compliance strategy by managing IL4/IL5 offerings, ensuring regulatory adherence across AWS-hosted environments. Collaborate with security teams, federal regulators, and technical stakeholders t...

Deliver strategic leadership in compliance oversight, managing teams across diverse healthcare products. Drive regulatory implementation and audit readiness, ensuring enterprise-wide proactive complia...