Ameriprise Financial, Inc

Product Manager

Ameriprise Financial, Inc$87K — $120K *
Finance & Insurance
5 - 7 years of experience
Job Overview by Ladders

Qualifications

  • Bachelor's degree or equivalent experience
  • 5+ years of experience in financial services, compliance, risk management, or related field
  • Experience supporting audits, compliance testing, or control activities
  • Strong written and verbal communication skills, with the ability to influence and partner across functions

Responsibilities

  • Maintain, update, and enforce product policies, standards, and documentation
  • Serve as subject matter expert on financial planning and advice policies, answering questions from the field and home office
  • Partner with internal stakeholders to ensure regulatory requirements and internal control expectations are understood and met
  • Execute and coordinate business actions for written supervisory procedures (WSPs) and investment adviser policies and procedures (IAP&Ps)
  • Coordinate annual updates to the AFPS Client Disclosure Brochure and associated supplements
  • Actively manage relationships with Legal, Compliance and Supervision partners
  • Support ongoing product governance activities, including reviews, approvals, and reporting
  • Identify and recommend changes to policies and procedures

Benefits

  • Comprehensive benefits program supporting health and well-being
  • Vacation and sick time
  • 401(k) plan
  • Health, dental, and life insurance options
Full Job Description
Job Description

Join Ameriprise

This role serves as the Product Manager for the financial planning product, with the primary focus on compliance and risk management. The Product Manager will lead compliance-related testing and audit activities, serve as the subject matter expert, and ensure policies and controls are maintained to support regulatory and business requirements.

Key Responsibilities

  • Maintain, update, and enforce product policies, standards, and documentation.
  • Serve as subject matter expert on financial planning and advice policies, answering questions from the field and home office.
  • Partner with internal stakeholders to ensure regulatory requirements and internal control expectations are understood and met.
  • Execute and/or coordinate business actions required for the department's written supervisory procedures (WSPs) and investment adviser policies and procedures (IAP&Ps).
  • Coordinate annual update to the AFPS Client Disclosure Brochure and associated supplements.
  • Actively manage relationships with Legal, Compliance and Supervision partners.
  • Support ongoing product governance activities, including reviews, approvals, and reporting.
  • Identify and recommend changes to policies and procedures.
  • Assist in complex analytics and problem solving.
  • Support team initiatives and cross-organizational projects.

Required Qualifications

  • Bachelor's degree or equivalent experience
  • 5+ years of experience in financial services, compliance, risk management, or related field
  • Experience supporting audits, compliance testing, or control activities
  • Strong written and verbal communication skills, with the ability to influence and partner across functions


Preferred Qualifications

  • Prior experience serving as a compliance subject matter expert
  • Experience working with cross-functional teams including Legal, Risk, Compliance, and Technology
  • Working knowledge of financial planning and associated regulatory requirements
  • Series 7 and Series 24


Base Pay Salary

The estimated base salary for this role is $87,400-$120,200/year. We have a pay-for-performance compensation philosophy. Your initial total compensation may vary based on job-related knowledge, skills, experience, and geographical work location. In addition, most of our roles are eligible for variable pay in the form of bonus, commissions, and/or long-term incentives depending on the role. We also have a competitive and comprehensive benefits program that supports all aspects of your health and well-being, including but not limited to vacation time, sick time, 401(k), and health, dental and life insurances.

Full-Time/Part-Time

Full time

Exempt/Non-Exempt

Exempt

Job Family Group

Marketing/Product Management

Line of Business

AFG Ameriprise Franchise Group

About Ameriprise Financial, Inc

Ameriprise Financial, Inc Careers

Joining Ameriprise Financial, Inc presents an unparalleled opportunity to advance your career with a leader in financial services. Our team of professionals is dedicated to fostering an environment of growth, innovation, and leadership. Work You’ll Do At Ameriprise Financial, Inc, you will be part of a culture that thrives on diversity, professional excellence, and ethical standards. Our employees are empowered to master their roles and contribute to the company’s success through continuous personal and professional development. Transform Your Career Lead your career on a path of continuous growth with Ameriprise Financial, Inc. Our company stands at the forefront of the financial industry, integrating cutting-edge technology and substantial market expertise to deliver exceptional service to our clients. Work with a team of skilled professionals who are committed to a culture of innovation and exceptional leadership. Collaborate on projects that reshape financial planning and improve client outcomes. Ameriprise Financial, Inc Job Opportunities We are actively hiring and have a variety of job opportunities that cater to different skills and career levels. From entry-level positions to leadership roles, Ameriprise Financial, Inc offers a dynamic work environment where your skills will be honed and your achievements recognized. Join our team and contribute to our mission of helping clients achieve their financial goals. Explore positions in areas such as financial advising, customer service, IT, and more. Internship Programs Kickstart your career with an Ameriprise Financial, Inc internship. Our internships provide invaluable workplace experience, networking opportunities, and insights into the financial services industry. Interns at Ameriprise Financial, Inc are crucial team members, working alongside seasoned professionals and contributing to real-world projects. Benefits and Growth Ameriprise Financial, Inc is committed to the growth and development of our employees. We offer competitive benefits, diversity training, and professional development programs that encourage our team to stay ahead in the industry. Our benefits package includes health, dental, and vision insurance, retirement plans, and generous paid time off. Leadership and Development Develop your leadership skills through targeted training and mentorship at Ameriprise Financial, Inc. We believe in nurturing leadership potential and offer various programs designed to help you grow into a visionary leader within the company. Stay Connected Join Our Team Search for open positions that match your skills and interests. We are looking for passionate, curious, and driven team players. Start your journey with Ameriprise Financial, Inc today and build a career that you can be proud of. SEARCH AMERIPRISE FINANCIAL JOBS Keep Up to Date Stay informed with career tips, insider perspectives, and industry-leading insights you can use today—all from the people who work here. READ CAREERS BLOG Job Alert Emails Customize your subscription to receive job alerts, the latest news, and insider tips tailored to your preferences. Discover the exciting and rewarding opportunities that await at Ameriprise Financial, Inc.
Learn more about Ameriprise Financial, Inc
Size
12,000 employees
Market Cap
$32.7 billion
Industry
Net Income
$1.5 billion
Founded
1894
5 Year Trend
+2.6%
Revenue
$11.9 billion
NASDAQ

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