Compliance Counsel Jobs in New York, NY

Transform compliance and legal frameworks while collaborating with diverse teams to ensure the firm's adherence to regulations and effective risk management. Leverage your unique expertise to drive op...

Elevate compliance standards by overseeing legal matters and regulatory practices within a dynamic investment banking firm. Collaborate with executives to drive compliance initiatives and enhance busi...

Lead the charge in compliance for systematic trading strategies, advising investment teams, and managing relationships with business partners. Engage with innovative market mechanics and support regul...

Elevate security standards and compliance practices while leading risk assessments and audits. Engage with customer security needs and manage cross-functional initiatives, driving relentless improveme...

Lead the charge in enhancing compliance processes and policies, managing marketing material approvals, and driving initiatives that uphold regulatory standards across business units in a dynamic compl...

Contribute to compliance excellence by analyzing contracts, managing post-closing distributions, and coordinating with teams to ensure the timely release of funds while maintaining exceptional client...

Join a team that's committed to excellence in guiding FedRAMP compliance and cloud security. Leverage your expertise to manage projects, mentor team members, and drive technical discussions while ensu...

Execute compliance initiatives to ensure adherence to securities laws and regulations across regulated entities. Support the testing and development of policies while collaborating with teams to facil...

Elevate compliance standards by architecting scalable programs that enhance operational efficiency and integrity. Partner with leadership to ensure robust surveillance, investigation processes, and te...

Drive contracting efficiency and provide legal support across diverse commercial agreements. Collaborate with stakeholders to ensure compliance, enhance processes, and support strategic initiatives. J...

Lead the charge in ensuring compliance and quality improvement initiatives across departments. Collaborate to enhance incident management, conduct audits, and support regulatory standards while foster...

Champion compliance excellence by collaborating with PWM teams and ensuring regulatory adherence while managing inquiries, policies, and projects across the organization, fostering a culture of integr...

Champion regulatory compliance initiatives while collaborating with teams to maintain robust compliance programs for various fund structures, ensuring adherence to the Investment Company Act of 1940...

Lead compliance initiatives by implementing robust programs that uphold industry regulations. Oversee due diligence, regulatory filings, and training while ensuring adherence to the Investment Adviser...

Transform compliance processes in affordable housing by leading a dedicated team, ensuring adherence to LIHTC regulations, and managing file reviews for timely resident move-ins. Play a crucial role i...

Join a team that's dedicated to ensuring compliance with licensing and regulatory standards while supporting organizational growth. Manage a variety of regulatory filings, documentation, and deadlines...

Champion accountability and compliance by conducting legal research, drafting policy guidance, and preparing reports to support decision-making in a regulatory environment. Engage with stakeholders to...

Drive the grievance investigation process, ensuring compliance with regulations while promoting quality care. Collaborate with teams to resolve concerns and support policy adherence in a dynamic healt...

Lead the charge in managing regulatory audits and enquiries, facilitating compliance with FCA standards. Collaborate with internal teams to ensure accurate data collection and enhance response efficie...

Champion compliance excellence by executing testing strategies, collaborating cross-functionally, and overseeing governance in a dynamic fintech environment. Help drive innovation and ensure operation...

Champion compliance excellence in investment management by overseeing regulatory adherence, executing compliance programs, and collaborating with stakeholders to ensure all investment restrictions and...

Shape the future of compliance in investment management by overseeing regulatory adherence, monitoring guidelines, and implementing solutions. Collaborate with key stakeholders to enhance compliance f...

Champion compliance excellence by conducting trade surveillance, monitoring for violations, and supporting projects that safeguard regulatory integrity while fostering a culture of accountability...

Contribute to regulatory excellence by operationalizing compliance programs in a dynamic environment. Monitor developments, support filings, and ensure adherence to CFTC Core Principles while collabor...

Empower growth by leading the legal function in a dynamic environment. Own contract negotiations, compliance, and risk management while advising on healthcare and AI issues. Build scalable systems to...