Compliance Officer Jobs in New York, NY

Engage with a dynamic Legal and Compliance team to enhance compliance frameworks, manage regulatory processes, and support compliance initiatives, driving organizational success and operational excell...

Innovate by building a cutting-edge compliance program in healthcare, enhancing trust with clients and partners. Collaborate across teams while managing complex compliance and privacy issues with auto...

Empower your career by ensuring compliance with key investment regulations. Collaborate with teams to shape policies, conduct audits, and support regulatory inquiries. Lead compliance initiatives in a...

Collaborate with us to oversee compliance for our RIA, ensuring adherence to policies, conducting training, and liaising with regulatory authorities while reporting to management on critical complianc...

Transform compliance processes by conducting testing, analyzing regulations, and preparing reports. Collaborate with teams to ensure adherence to standards and develop training for compliance awarenes...

Elevate compliance standards while reviewing marketing and advertising materials for various investment products, ensuring adherence to regulatory guidelines across broker-dealer and advisory settings...

Elevate compliance standards by overseeing risk-based programs in Equities. Collaborate with business teams to advise on regulatory matters and enhance reporting practices while ensuring adherence to...

Partner with us to advance compliance oversight in Futures Commission Merchant activities, ensuring adherence to evolving regulations while providing strategic guidance and oversight to trading and cl...

Help us ensure compliance in the financial services sector by advising on regulations and managing risks as a key member of our global Swap Dealer Compliance Advisory team. Contribute to policy develo...

Join us to lead and integrate Compliance and Privacy initiatives, ensuring strategic governance and operational effectiveness across business units while managing risks and fostering accountability in...

Tackle comprehensive global compliance ownership across varied asset classes. Provide real-time advisory support to trading, development, and operations teams while leading core compliance initiatives...

Lead the charge in global compliance ownership, providing real-time advisory support across trading, operations, and development teams while building a comprehensive governance framework for algo trad...

Join a dynamic compliance team to ensure regulatory adherence across futures and swap activities. Collaborate closely with various functions to enhance compliance frameworks while managing multiple pr...

Join a team that's redefining compliance in the fast-paced fintech landscape. Lead the compliance program across multiple jurisdictions, drive regulatory strategy, and empower a talented team to ensur...

Join a team that's dedicated to ensuring compliance within legal frameworks, supporting business development initiatives, and managing risk through detailed analysis of contracts, guidelines, and enga...

Lead and scale the U.S. compliance program, translating global ethics frameworks into actionable strategies while managing regulatory risks and fostering a culture of integrity across a growing organi...

Engage as a pivotal leader in enhancing compliance frameworks, ensuring global regulations are met, and fostering operational excellence within a dynamic financial environment...

Design and enhance BSA/AML compliance programs for lending products. Collaborate cross-functionally to ensure adherence to regulatory standards while developing scalable risk-based solutions that supp...

Transform compliance within a dynamic enterprise by designing and overseeing an effective Ethics and Compliance Program that aligns with regulations and promotes enterprise growth. Drive culture and a...

Unlock potential by designing a robust regulatory framework for a complex financial landscape. Lead compliance efforts and influence strategic decisions to support multiple general partners in an evol...

Join a team that leverages AI and analytics to revolutionize regulatory governance. Drive impactful reporting, collaborate across functions, and enhance stakeholder insights in a fast-paced, data-driv...

Join us in shaping strategic direction and governance while driving impactful initiatives across compliance and operational risk. Collaborate with leadership to optimize business management and regula...

Unlock potential by overseeing strategic initiatives within Governance and Business Management. Collaborate with diverse teams to enhance regulatory engagement, drive operational excellence, and foste...

Join us in ensuring compliance with ethical standards and corporate governance. This role involves conducting risk assessments, developing policies, and collaborating on training initiatives to uphold...

Pioneer a transformative compliance framework with a key focus on integrating technology and oversight, ensuring investor protection while enhancing operational efficiency across a dynamic financial l...