Compliance Officer Jobs in Old Greenwich, CT

Oversee compliance and AML program efforts by monitoring regulatory adherence and evaluating policies, ensuring effective internal controls, and supporting compliance initiatives to drive organization...

Champion compliance excellence by executing testing strategies, collaborating cross-functionally, and overseeing governance in a dynamic fintech environment. Help drive innovation and ensure operation...

Champion accountability and compliance by conducting legal research, drafting policy guidance, and preparing reports to support decision-making in a regulatory environment. Engage with stakeholders to...

Elevate compliance standards by architecting scalable programs that enhance operational efficiency and integrity. Partner with leadership to ensure robust surveillance, investigation processes, and te...

Shape the future of compliance by providing oversight and guidance on regulatory adherence, facilitating training, and collaborating across teams to maintain effective processes and promote a culture...

Optimize compliance programs across North America, ensuring regulatory adherence in financial services and debt collections, while driving performance improvements and fostering an ethical culture acr...

Champion compliance excellence by conducting trade surveillance, monitoring for violations, and supporting projects that safeguard regulatory integrity while fostering a culture of accountability...

Unlock regulatory excellence by leading the Compliance Department to ensure adherence to federal, state, and local regulations. Design and implement compliance strategies while fostering a culture of...

Drive compliance excellence by ensuring adherence to regulations, conducting inspections, and supporting accreditation efforts across pharmacy sites. Collaborate closely with leadership to uphold qual...

Engage in comprehensive third-party due diligence assessments to enhance compliance, risk management, and operational efficiency, collaborating cross-functionally to maintain rigorous standards in a d...

Join a team that's dedicated to ensuring compliance with licensing and regulatory standards while supporting organizational growth. Manage a variety of regulatory filings, documentation, and deadlines...

Drive the transformation of compliance functions in a fast-growing financial services firm, partnering with senior leadership to navigate regulatory landscapes and foster a culture that supports busin...

Drive compliance excellence by overseeing Swap Dealer regulations, ensuring internal alignment with regulatory standards, identifying risks, and advising on operational compliance solutions to safegua...

Elevate your career by leading cutting-edge compliance oversight initiatives in Asset Management Operations. Collaborate with senior stakeholders, enhance governance, and leverage technology like gene...

Champion compliance excellence by collaborating with PWM teams and ensuring regulatory adherence while managing inquiries, policies, and projects across the organization, fostering a culture of integr...

Join a dynamic trading firm as a compliance leader, overseeing US regulatory strategy, AML, and risk management. Drive culture, manage a dedicated team, and provide business-focused compliance guidanc...

Lead the administration of Employee Compliance Program focusing on trading, conduct, conflicts of interest, and regulatory adherence, while collaborating with various stakeholders to enhance complianc...

Pioneer the Employee Compliance Program, ensuring adherence to trading regulations, managing risks, and supporting business units in implementing compliance policies across the organization...

Join a team that's dedicated to enhancing regulatory compliance by supporting internal teams with data analysis, maintaining compliance documentation, and managing assessments. Collaborate on crucial...

Join a team that's redefining compliance for a cutting-edge financial platform. As a key architect, you'll develop regulatory frameworks and operational systems, enabling diverse partners to thrive in...

Lead the charge in building a robust regulatory infrastructure that empowers multiple GPs to thrive in the complex US financial landscape, ensuring compliance and operational excellence across our inn...

Transform risk and compliance in fast-growing sectors, developing critical systems for lending and fraud prevention while ensuring adherence to regulations and supporting strategic growth through robu...

Transform compliance processes by leading adherence to FCRA, FDCPA, and ensuring organizational policies reflect the latest regulatory changes. Collaborate with teams to address compliance issues and...

Champion regulatory compliance initiatives while collaborating with teams to maintain robust compliance programs for various fund structures, ensuring adherence to the Investment Company Act of 1940...

Lead compliance and risk management initiatives, advising senior leadership on healthcare regulations, integrating ethics into operations, and fostering a proactive compliance culture across the organ...