Compliance Officer Jobs in New York, NY

Empower a dynamic compliance culture by leading policy development, training, and third-party due diligence initiatives. Collaborate cross-functionally to enhance compliance governance and support cor...

Optimize the compliance framework for a leading investment adviser, ensuring adherence to SEC and FINRA regulations while collaborating with cross-functional teams to implement effective policies and...

Unlock regulatory excellence by managing compliance for diverse financial products. Collaborate across teams to ensure adherence to regulations while enhancing risk frameworks and policy development i...

Deliver strategic leadership in compliance oversight, managing teams across diverse healthcare products. Drive regulatory implementation and audit readiness, ensuring enterprise-wide proactive complia...

Inspire compliance excellence as you lead the review of investor subscription materials, ensuring adherence to major regulations and managing relationships to drive seamless onboarding processes in pr...

Transform investor onboarding and compliance processes by leading the review team, managing client relationships, and ensuring regulatory adherence for private funds and registered investments. Join a...

Drive the global strategy and execution of Ethics and Compliance policies, training, and communications, ensuring organizational integrity and alignment across regions while enhancing employee awarene...

Unlock potential by owning compliance for multiple states, adapting policies, and ensuring readiness for licensure and audits. Collaborate closely with operations to navigate regulatory landscapes and...

Champion the university's research compliance by overseeing human and animal research protections, leading quality improvement initiatives, and ensuring adherence to regulatory standards while providi...

Shape the future of compliance operations by bridging regulatory needs and business practices. Collaborate cross-functionally, mentor peers, and manage high-visibility initiatives to ensure adherence...

Transform compliance leadership in the Energy and Commodities sector, ensuring robust governance and regulatory adherence while collaborating across functions to enhance the firm's compliance manageme...

Unlock your potential as a Compliance Manager overseeing governance, risk assessment, and quality assurance while leading initiatives to enhance our processes. Engage with multiple teams to drive effe...

Join a team that’s enhancing compliance governance through innovative solutions. Oversee execution of policies, risk assessments, and complaint management while collaborating across functions to drive...

Join a pioneering team to shape the compliance function, creating standards and tools to facilitate global money movement seamlessly, integrating compliance as a core design rather than an afterthough...

Manage compliance advisory services for FCM and associated entities, ensuring adherence to regulatory standards. Facilitate relationships between compliance, business operations, and regulatory bodies...

Join a team that's redefining regulatory compliance through innovative practices, ensuring adherence to industry standards while managing multiple projects with precision and integrity in a dynamic in...

Empower your career by managing complaint escalations from Fintech partners. Collaborate with diverse teams to ensure compliance and enhance processes while driving improvements in customer service an...

Lead the charge in shaping credit and fraud strategies while executing impactful risk policies. Collaborate cross-functionally to build and enhance automated decisioning infrastructure, ensuring align...

Help us drive enterprise sales by engaging compliance leaders with our innovative SaaS solutions. Join a passionate sales team and leverage your expertise in building relationships to unlock new reven...

Drive the compliance program at a fast-growing fintech, overseeing BSA/AML, KYC, and privacy regulations while collaborating with cross-functional teams to enhance controls and growth strategies in a...

Help us shape compliance excellence by leading a dynamic team focused on Futures Commission Merchant activities, fostering strong relationships with stakeholders, and ensuring adherence to regulatory...

Transform compliance practices by leading structured reviews for federal health programs. Utilize strong judgment and analytical skills to ensure adherence to requirements and maintain documentation...

Support compliance initiatives in asset management, ensuring regulatory adherence while collaborating closely with investment and operations teams to mitigate risks and drive best practices within a d...

Join to lead and enhance compliance strategies across healthcare operations, ensuring adherence to regulations while fostering a culture of ethics and accountability. Collaborate with cross-functional...

Unlock potential by enhancing compliance controls, monitoring risks, and fostering cross-functional collaboration to ensure regulatory adherence and operational efficiency across the organization...