Compliance Officer Jobs in New York, NY

Help us ensure quality and compliance for mental health services while leading staff development and regulatory interactions. Be pivotal in enhancements and operational excellence, driving the mission...

Unlock potential by supporting compliance initiatives across the Firm. Collaborate with various teams to ensure adherence to regulations and internal policies while mitigating risks in a dynamic envir...

Join a dynamic Compliance Risk Management team to support regulatory compliance, conduct assessments, and enhance internal processes. Collaborate with stakeholders to ensure adherence to standards whi...

Drive compliance excellence as a Senior Compliance Program Manager, overseeing complex initiatives across enterprise and federal environments. Collaborate with cross-functional teams to ensure audit r...

Lead compliance excellence by conducting quality reviews, enhancing processes, and providing expert guidance to ensure timely, accurate client service and adherence to regulatory standards in a dynami...

Join a dynamic team as you oversee conduct risk management frameworks, collaborating with stakeholders to enhance risk processes. Utilize your analytical skills to drive insights and lead governance i...

Shape the future of conduct risk management by leading governance efforts, collaborating with stakeholders, and driving process enhancements while managing a dynamic team in a fast-paced environment...

Drive compliance and reporting solutions in public safety tech, collaborating with cross-functional teams to build scalable, customer-focused reporting forms that meet diverse regulatory requirements...

Shape the future of financial compliance by providing sanctions advice and expertise. Collaborate with stakeholders to ensure adherence to global regulations and mitigate risks associated with financi...

Transform your career by leading compliance assurance initiatives that enhance the reliability of the North American electric grid. Collaborate with industry stakeholders to develop and implement risk...

Drive your career with a pivotal role in compliance operations, collaborating across teams to shape regulatory intelligence and develop robust frameworks for AML platforms that enhance customer compli...

Transform compliance operations by leading process improvements, managing projects, and ensuring audit readiness. Collaborate across teams to build efficient workflows and maintain compliance standard...

Elevate compliance standards by actively engaging in investment diligence and policy implementation. Collaborate across functions to ensure adherence to ethical practices, protect investments, and fos...

Transform compliance practices by providing expert advisory support for trading and sales in a dynamic regulatory environment. Collaborate with cross-functional teams to ensure adherence to complex re...

Lead the charge in executing compliance strategies across regulated sectors, ensuring robust oversight and operational clarity while collaborating with cross-functional teams to navigate regulatory la...

Drive compliance excellence by executing a robust testing program, supporting regulatory investigations, and maintaining governance across diverse financial products within a collaborative team enviro...

Drive exceptional onboarding experiences by leading a team of Enterprise Onboarding Managers, ensuring high-quality implementations for complex clients while fostering collaboration across departments...

Provide strategic compliance guidance to financial services firms, enhancing their regulatory frameworks and client relationships. Lead engagements, mentor teams, and translate complex regulations int...

Transform the ethical landscape by leading compliance initiatives, fostering a speak-up culture, and advising senior leadership. Build a dedicated team, develop metrics for ethical health, and partner...

Lead compliance initiatives by assessing risks, providing guidance, and implementing policies. Collaborate with stakeholders to ensure adherence to regulations and foster a robust compliance culture a...

Empower compliance processes by preparing complex government filings, mentoring team members, and ensuring accuracy, while maintaining high service standards and developing knowledge of intricate comp...

Transform regulatory compliance in North America by developing strategies and programs that ensure adherence to financial regulations. Collaborate across teams to implement innovative compliance solut...

Drive compliance and audit operations by managing systems, data, and reporting processes. Collaborate across departments to enhance efficiency and support strategic initiatives using advanced technolo...

Unlock compliance excellence by managing auditing, monitoring, and reporting processes to ensure adherence to regulatory standards and enhance operational efficiency across contracts and collaboration...

Champion compliance excellence by conducting hands-on reviews and mock exams for investment advisers and broker-dealers, ensuring clients remain exam-ready while fostering strong relationships and men...