Compliance Officer Jobs in New York, NY

Create a robust compliance program while supporting regulatory obligations and business growth. Collaborate with cross-functional teams and enhance compliance practices in a fast-paced fintech environ...

Join a dynamic compliance team to ensure regulatory adherence, manage filings, and support investment operations. Collaborate with stakeholders to enhance compliance policies and navigate the evolving...

Join us to lead compliance efforts in rate and form filings across all 50 states. You'll collaborate with partners, manage submissions, and ensure regulatory adherence while supporting product expansi...

Unlock potential by leading compliance initiatives and advising leadership on regulatory strategies. This role ensures adherence to laws, mentors staff, and collaborates with stakeholders to mitigate...

Lead the charge in ensuring regulatory compliance for innovative banking products. Collaborate with cross-functional teams to analyze regulations, review disclosures, and enhance customer experience w...

Drive the development and execution of a cutting-edge transaction monitoring program. Collaborate with engineering to enhance tools, manage investigations, and ensure compliance with regulatory standa...

Join us to oversee compliance frameworks and AML operations, ensuring regulatory adherence and risk management across multiple entities. Collaborate with teams to enhance governance and deliver effect...

Drive compliance excellence by leading regulatory strategy and governance, ensuring scalable infrastructure for service contracts and insurance programs across North America. Collaborate with executiv...

Shape the future of compliance in the financial services sector by supporting regulatory programs, collaborating with cross-functional teams, and ensuring adherence to fiduciary standards while managi...

Shape customer onboarding processes by reviewing applications, ensuring compliance, and making timely approval decisions. Collaborate with teams to enhance efficiency as onboarding volume increases, w...

Join a dynamic team to manage conflicts of interest in Investment Banking. You'll shape processes, implement tech solutions, and collaborate with senior stakeholders to ensure integrity in transaction...

Optimize business selection and conflicts processes in Investment Banking. Collaborate with senior stakeholders to manage conflicts of interest, implement technology solutions, and enhance policies, e...

Manage compliance for the Affirm Card program, ensuring regulatory adherence across marketing, onboarding, and servicing. Collaborate with cross-functional teams to navigate complex compliance challen...

Optimize regulatory compliance processes for a multi-state transportation network. Collaborate cross-functionally to ensure operational readiness and manage ongoing compliance across diverse markets...

Reimagine compliance operations by leading our program's daily functions. You'll ensure effective onboarding, due diligence, and risk management while automating workflows to keep pace with our growin...

Help us architect a robust regulatory framework that empowers GPs to thrive in complex financial markets. You will lead compliance initiatives, ensuring operational integrity and strategic alignment w...

Engage as an Employee Conduct Lead to craft and execute a global compliance strategy. Collaborate with various teams to uphold ethical standards, manage conflicts, and enhance operational efficiency a...

Champion compliance initiatives by developing and implementing robust systems to prevent fraud and ensure adherence to regulations. Collaborate with leaders to enhance processes and maintain accountab...

Lead the charge in establishing and managing our compliance program, supporting deal execution and regulatory relationships. Build a scalable framework aligning compliance with business growth while f...

The Compliance Officer for Quant Trading will provide compliance advisory to the firm's largest portfolio manager and address trading matters related to fully automated trading. This role involves mon...

Join our Compliance team to investigate market abuse activities using advanced surveillance tools. Collaborate with cross-functional teams to enhance our surveillance framework while maintaining accur...

Join us to shape compliance strategies by analyzing taxpayer behavior and risks. Leverage data analytics and research to enhance compliance frameworks, ensuring effective risk management and promoting...

Optimize compliance risk management for commercial payment products by identifying risks, shaping frameworks, and collaborating with cross-functional teams to ensure adherence to regulatory standards...

Join a team that's shaping compliance risk management for commercial payment products. You'll identify risks, develop frameworks, and collaborate with cross-functional partners to ensure adherence to...

Lead the charge in overseeing a national Audit & Compliance team, ensuring regulatory adherence, risk management, and operational excellence while driving process improvements and fostering cross-func...