Compliance Officer Jobs in Brooklyn, NY

Join a team that's instrumental in shaping compliance strategies across private credit operations, enhancing frameworks to align with evolving regulations, and driving impactful initiatives while repo...

Join a team that's dedicated to developing and enhancing our compliance program for RIA and Broker-Dealer. Collaborate cross-functionally, engage with regulators, and embed compliance into our fast-pa...

Shape the future of compliance in wealth management by leading a dedicated team, ensuring adherence to regulations, and fostering collaboration across business functions to mitigate risks and enhance...

Oversee compliance and operational risk management for the US GCIB business, driving adherence to policies, enhancing risk control effectiveness, and ensuring timely identification and mitigation of c...

Transform compliance operations by providing expert advisory services to front office teams, ensuring regulatory adherence for FCM and related entities while enhancing company policies and fostering a...

Elevate your career by managing compliance oversight for credit card products, ensuring adherence to consumer protection laws while providing expert guidance and fostering a strong compliance culture...

Partner with us to ensure compliance with state regulations for consumer products by analyzing, filing, and auditing necessary documents. Support onboarding and evaluate regulatory impacts to drive bu...

Lead the charge in building and scaling a robust compliance program focused on BSA/AML, KYC, and sanctions. Manage MTL applications and develop compliance policies. Shape the future of stablecoin paym...

Accelerate your career by overseeing Trade Surveillance across diverse asset classes, ensuring compliance with regulations while collaborating with teams to enhance operational effectiveness in a dyna...

Lead the charge in enhancing compliance oversight programs across global operations, assessing key risks and monitoring routines. Collaborate with teams worldwide to ensure regulatory adherence and pr...

Champion a robust security program, driving compliance and architecture strategies while protecting patient data. Operate as a senior security leader, influencing risk management and collaborating cro...

Provide compliance insights and guidance to management, ensuring adherence to laws and regulations for global asset management. Lead the Marketing Compliance team in monitoring practices and developin...

Join a team that's dedicated to ensuring compliance within a global asset management firm, advising partners on regulatory requirements and leading compliance initiatives while fostering a culture of...

Lead strategic sanctions compliance initiatives, enhancing oversight and operational effectiveness across multiple jurisdictions while fostering a culture of risk awareness and regulatory adherence wi...

Empower compliance by leading RMF authorizations and integrating security across engineering. Collaborate with cross-functional teams to automate control testing for streamlined audit readiness amidst...

Transform compliance processes by overseeing testing, mentoring associates, and ensuring adherence to regulations while supporting risk assessment and due diligence activities...

Transform data governance by leveraging your Microsoft Purview expertise to lead compliance initiatives, enhance data security, and support legal processes across the firm while collaborating with key...

The Compliance Analyst is responsible for conducting general trading surveillance reviews to identify potential market manipulation and insider trading. This role involves monitoring daily surveillanc...

Champion a compliant environment by managing risk and supervisory functions while ensuring adherence to regulatory policies. Foster ethical practices and provide guidance, collaborating with managemen...

Drive the project management office to enhance compliance efficiency, enabling strategic initiatives for a globally recognized organization. Lead teams, streamline processes, and ensure adherence to r...

Partner with us to enhance compliance efforts through risk analysis, investigations, and guidance. This role focuses on conflicts of interest, ensures regulatory adherence, develops policies, and coll...

Create a comprehensive compliance strategy, manage regulatory filings, and ensure client adherence to SEC/CFTC standards while leading annual reviews and client training sessions. Collaborate with exe...

Drive compliance excellence by overseeing initiatives in loan servicing regulations. Collaborate across teams, manage audits, and leverage your expertise to ensure adherence to regulations while suppo...

Lead the charge in enterprise-wide compliance risk assessments, translating complex risks into actionable insights for senior stakeholders while driving cross-functional collaboration and pioneering A...

Lead comprehensive assurance reviews across First Line of Defence to ensure compliance with regulations and standards. Drive effective monitoring of business activities, produce actionable strategies...