Compliance Officer Jobs in Brooklyn, NY

Drive the transformation of compliance functions in a fast-growing financial services firm, partnering with senior leadership to navigate regulatory landscapes and foster a culture that supports busin...

Join a team that's leading compliance strategy in a rapidly growing healthcare organization. Drive initiatives, lead cross-functional teams, and ensure adherence to regulatory standards as a trusted a...

Join us to enhance compliance systems and deliver data integrity through rigorous analysis, technical problem-solving, and effective documentation. Collaborate across teams to ensure adherence to BSA...

Drive your career by engaging in complex compliance data analysis and validation. Utilize your expertise in SQL and risk assessment while collaborating with teams to ensure regulatory compliance and e...

Analyze complex compliance systems, leveraging SQL and regulatory knowledge to enhance reporting solutions. Collaborate with teams to ensure compliance and optimize processes while handling data manag...

Elevate your career by joining a dynamic team focused on optimizing compliance systems, enhancing regulatory processes, and leveraging data analysis to drive strategic solutions in the corporate banki...

Transform compliance and legal frameworks while collaborating with diverse teams to ensure the firm's adherence to regulations and effective risk management. Leverage your unique expertise to drive op...

Contribute to regulatory excellence by operationalizing compliance programs in a dynamic environment. Monitor developments, support filings, and ensure adherence to CFTC Core Principles while collabor...

Shape the future of compliance by overseeing programs across multiple business divisions, ensuring strategic alignment with regulatory requirements, and leading a skilled team to foster robust complia...

Champion compliance excellence by collaborating with PWM teams and ensuring regulatory adherence while managing inquiries, policies, and projects across the organization, fostering a culture of integr...

Join a dynamic trading firm as a compliance leader, overseeing US regulatory strategy, AML, and risk management. Drive culture, manage a dedicated team, and provide business-focused compliance guidanc...

Lead the administration of Employee Compliance Program focusing on trading, conduct, conflicts of interest, and regulatory adherence, while collaborating with various stakeholders to enhance complianc...

The Compliance Operations Lead at GovSignals will oversee the security posture and compliance roadmap, ensuring adherence to frameworks such as FedRAMP High, IL5, CMMC Level 2, and SOC 2. This role in...

Pioneer the Employee Compliance Program, ensuring adherence to trading regulations, managing risks, and supporting business units in implementing compliance policies across the organization...

Drive compliance excellence from day one, managing systems and controls essential for scaling across financial services. Partner across teams to embed compliance rigor while ensuring client satisfacti...

Support the Head of U.S. Broker-Dealer Compliance by providing expert advisory services, ensuring regulatory adherence for Equities and Options trading, and enhancing compliance policies to foster a r...

Shape the future of compliance by developing and managing MWBE and SDVOB participation goals, ensuring accountability and best practices across high-profile projects while providing essential support...

Lead compliance initiatives for financial products, ensuring adherence to regulations while collaborating with cross-functional teams to enhance customer experience and support product growth. Drive p...

Drive the grievance investigation process, ensuring compliance with regulations while promoting quality care. Collaborate with teams to resolve concerns and support policy adherence in a dynamic healt...

Transform regulatory practices by designing a robust compliance infrastructure that supports growth. Partner with GPs and govern multi-fund operations while ensuring adherence to SEC requirements in a...

Transform risk and compliance in fast-growing sectors, developing critical systems for lending and fraud prevention while ensuring adherence to regulations and supporting strategic growth through robu...

Lead the charge in ensuring compliance for fraud, collections, and back-office operations. Collaborate with partners to strengthen programs and deliver risk-balanced guidance, while maintaining a proa...

Join a team that's committed to upholding ethical standards and compliance across multiple facilities, driving initiatives to ensure integrity, accountability, and best practices in healthcare. Lead e...

Join us to navigate complex client onboarding processes, ensuring compliance with AML regulations while enhancing operational workflows. Leverage your risk assessment skills to bridge commercial growt...

Transform compliance processes by leading adherence to FCRA, FDCPA, and ensuring organizational policies reflect the latest regulatory changes. Collaborate with teams to address compliance issues and...