Compliance Regulatory Audits and Enquiries, VP - New York - ECC47251
$130K - $180K *
Lead the charge in managing regulatory audits and enquiries, facilitating compliance with FCA standards. Collaborate with internal teams to ensure accurate data collection and enhance response efficie...
2 days ago
Compliance Policy, Training & Communications Lead
$110K - $130K *
Transform and manage compliance training and communication initiatives, ensuring effective policy implementation across the organization while fostering collaboration among global teams to enhance str...
Today
Compliance, Digital Finance Compliance - Marketing, Associate VP - New York - ECC47141
$120K - $150K *
Champion compliance excellence by advising on consumer banking marketing strategies. Collaborate across teams to ensure adherence to financial regulations while driving innovative campaign development...
2 days ago
Compliance, CASS Compliance Testing Officer, Analyst / Associate - New York - ECC46503
$80K - $120K *
Deliver impactful compliance testing reviews that ensure alignment with regulations while collaborating across global teams. Utilize analytical skills to identify risks, enhance processes, and build c...
3 days ago
Compliance, Private Wealth Management Compliance, Analyst/Associate - New York - ECC44600
$70K - $95K *
Empower compliance initiatives by reviewing client interactions, ensuring regulatory adherence, and driving improvements. Collaborate with advisory teams to uphold compliance standards, mitigate risks...
3 days ago
VP - Employee Compliance, Central Compliance Team CIB
$135K - $190K *
Pioneer the Employee Compliance Program, ensuring adherence to trading regulations, managing risks, and supporting business units in implementing compliance policies across the organization...
2 weeks ago
Director of Compliance - Product
$175K - $220K *
Help us drive compliance innovation in product development. Leverage AI tools to ensure seamless integration of regulatory standards from ideation to launch while maintaining a risk-aware culture that...
Reposted 1 week ago
Senior Corporate Compliance Manager - Monitoring
$120K - $150K *
Lead compliance oversight and monitoring initiatives, manage audits, and support investigations in the life sciences space. Ensure regulatory adherence while collaborating across teams to enhance comp...
1 week ago
$150K - $180K *
Lead the charge in enhancing compliance oversight programs across global operations, assessing key risks and monitoring routines. Collaborate with teams worldwide to ensure regulatory adherence and pr...
2 weeks ago
Compliance, Asset Management Compliance, Vice President, New York
$115K - $250K *
Lead the charge in ensuring compliance within Asset Management by providing guidance, developing policies, and conducting trainings. Collaborate with various teams to navigate regulatory requirements...
1 week ago
Compliance Marketing and Advertising Review Specialist
$114K - $194K *
Provide compliance insights and guidance to management, ensuring adherence to laws and regulations for global asset management. Lead the Marketing Compliance team in monitoring practices and developin...
Reposted 5 days ago
Compliance Marketing and Advertising Review Specialist
$114K - $194K *
Join a team that's dedicated to ensuring compliance within a global asset management firm, advising partners on regulatory requirements and leading compliance initiatives while fostering a culture of...
Reposted 5 days ago
VP - Employee Compliance, Central Compliance Team CIB
$135K - $190K *
Lead the administration of Employee Compliance Program focusing on trading, conduct, conflicts of interest, and regulatory adherence, while collaborating with various stakeholders to enhance complianc...
1 week ago
$140K - $170K *
Champion our security compliance initiatives, leading ISO 27001 and SOC 2 efforts while ensuring audit readiness and enhancing risk management practices across teams for regulated environments...
2 weeks ago
$68K - $120K *
Manage and conduct medical billing audits across multiple clinical departments. Provide training and ensure compliance with coding standards and regulations while analyzing data to improve overall bil...
5 days ago
Chief Compliance Officer (CCO) - US
$200K - $280K *
Join a team that's redefining compliance for a cutting-edge financial platform. As a key architect, you'll develop regulatory frameworks and operational systems, enabling diverse partners to thrive in...
3 weeks ago
Chief Compliance Officer (CCO) - US
$200K - $280K *
Lead the charge in building a robust regulatory infrastructure that empowers multiple GPs to thrive in the complex US financial landscape, ensuring compliance and operational excellence across our inn...
3 weeks ago
$86K - $140K *
Transform compliance infrastructure and drive innovation in risk management. Contribute to KYC/KYB onboarding and AI-assisted workflows while ensuring quality standards across multiple bank partnershi...
1 week ago
Senior Compliance Analyst - AML Compliance
$115K - $135K *
Elevate your career by partnering with us to enhance anti-money laundering efforts. Utilize your expertise in compliance, conduct in-depth investigations, and collaborate across teams to ensure effect...
4 weeks ago
Chief Compliance Officer (CCO)
$270K - $300K *
Drive the transformation of compliance functions in a fast-growing financial services firm, partnering with senior leadership to navigate regulatory landscapes and foster a culture that supports busin...
3 weeks ago
Senior Manager, Security Compliance
$168K - $245K *
Join a team that's enhancing security compliance. Lead strategic initiatives, oversee cross-functional collaboration, and drive automation to meet regulatory standards and bolster customer trust in a...
1 week ago
$85K - $171K *
Drive compliance excellence by ensuring adherence to regulations for broker-dealers, fostering collaboration across teams, and enhancing supervisory controls. Your expertise will shape operational suc...
2 days ago
Director - Compliance Solutions
$130K - $180K *
Create a comprehensive compliance strategy, manage regulatory filings, and ensure client adherence to SEC/CFTC standards while leading annual reviews and client training sessions. Collaborate with exe...
2 weeks ago
Director of Security & Compliance
$130K - $180K *
Champion a robust security program, driving compliance and architecture strategies while protecting patient data. Operate as a senior security leader, influencing risk management and collaborating cro...
2 weeks ago
Managing Director, Compliance Advisory
$150K - $200K *
Pioneer transformative compliance strategies within financial services, leading large-scale programs on KYC, AML, and fraud. Collaborate with executive teams to enhance operational excellence and driv...
2 days ago