Compliance Manager Jobs in New York, NY

Lead the charge in overseeing lateral conflicts clearance, collaborating with teams to integrate talent while managing legal and ethical risks. Drive process improvements and mentor staff in a dynamic...

Lead the charge in ensuring CMMC compliance by managing projects, coordinating teams, and mitigating risks. This role requires strategic oversight and effective communication to align technical and op...

Engage in compliance efforts by supporting legal teams in drafting, reviewing, and managing regulatory documents, contracts, and policies to ensure adherence to laws and regulations while facilitating...

Shape the future of compliance by partnering with trading desks to identify and mitigate regulatory risks in Wealth Management. Provide advisory support and enhance controls for equities and fixed inc...

Transform security practices by implementing best-in-class governance, risk, and compliance measures while driving strategic initiatives and ensuring regulatory adherence in a dynamic tech environment...

Champion compliance initiatives by developing and implementing robust systems to prevent fraud and ensure adherence to regulations. Collaborate with leaders to enhance processes and maintain accountab...

Execute product safety assessments and compliance testing for complex machinery. Collaborate with clients to ensure adherence to global standards while conducting evaluations and preparing technical r...

Lead the charge in investigating securities violations, ensuring compliance and risk management. Collaborate with teams to analyze suspicious activities and drive responsible business growth while mai...

Lead the charge in building compliance infrastructure for a fintech platform, overseeing KYB/KYC processes, transaction monitoring, and regulatory filings while collaborating with cross-functional tea...

Join a team that's dedicated to ensuring compliance and regulatory excellence in the insurance sector. You'll support licensing across all states, engage in diverse legal matters, and collaborate with...

Shape the future of data governance by leading a team to manage third-party data compliance, ensuring operational excellence and regulatory adherence while fostering collaboration across business unit...

Lead the charge in transforming risk management through innovative product solutions, driving cross-functional collaboration, and leveraging technology to enhance customer experiences and business out...

Unlock potential by leading compliance audits, ensuring accurate coding and documentation in anesthesia. Collaborate with teams to mitigate risks, deliver training, and maintain regulatory standards w...

Lead the charge in ensuring compliance and regulatory integrity within a dynamic banking environment. Oversee essential compliance activities, provide advisory support, and manage complex scenarios in...

Empower AI safety initiatives by managing complex programs that assess and mitigate risks. Collaborate with cross-functional teams to ensure compliance with evolving regulations while enhancing incide...

Champion compliance excellence by reviewing retail communications to ensure adherence to regulations and firm policies. Collaborate with teams to maintain high standards and support organizational goa...

Support the Securities & Venues Advisory team by providing expert regulatory guidance, engaging with senior stakeholders, and enhancing compliance culture through training and strategic initiatives ac...

Shape global procurement governance and compliance by leading analytics, training, and process excellence initiatives. Drive transformation and data management in a collaborative environment to enhanc...

Join a dynamic team to manage conflicts of interest in Investment Banking. You'll shape processes, implement tech solutions, and collaborate with senior stakeholders to ensure integrity in transaction...

Optimize business selection and conflicts processes in Investment Banking. Collaborate with senior stakeholders to manage conflicts of interest, implement technology solutions, and enhance policies, e...

Optimize GxP compliance strategies to ensure regulatory adherence and product quality. Lead a high-performing team, manage audits, and foster a culture of quality across the organization while support...

Unlock your potential by leading UAT initiatives in a dynamic compliance-focused banking team. Collaborate across functions to enhance regulatory readiness and data quality while driving impactful cha...

Transform compliance within a dynamic enterprise by designing and overseeing an effective Ethics and Compliance Program that aligns with regulations and promotes enterprise growth. Drive culture and a...

Unlock potential by leading RMF compliance efforts, guiding a team of experts to ensure adherence to security standards and regulations while fostering a culture of cybersecurity awareness and continu...

Elevate the effectiveness of Risk Management Framework (RMF) processes by leading a team of experts, ensuring compliance with security standards, and driving continuous improvement across all systems...