Compliance Manager Jobs in New York, NY

Reviewing and evaluating the completeness, accuracy and appropriateness of proposed projects or requests and proposing solutions to issues or questions that arise...

The Manager, Compliance Control Room is responsible for providing coverage to the Corporate & Investment Banking, securities underwriting, and research business areas in the U.S. They will handle conf...

Seeking an EEO Compliance Manager responsible for implementing and enforcing a comprehensive Diversity and EEO Compliance plan, ensuring fair treatment of employees and promoting diversity and inclusi...

The Manager, Project Oversight & Compliance is responsible for ensuring compliance with federal and state laws and regulations for Capital Programs projects. They will manage project management plans...

This person will be responsible for managing semi-monthly payroll for the Center’s US workforce (+- 150 people) as well as US compliance requirements related to the payroll function...

VP Claims Compliance Manager responsible for leading the North America Claims Quality Assurance and Claims Compliance function, ensuring regulatory compliance and implementing effective programs...

The Senior Manager, IT Compliance is responsible for establishing and maintaining a global, corporate-wide IT compliance program to ensure that information assets are managed in compliance with applic...

IT Internal Controls and SOX Compliance Manager responsible for defining robust controls and processes, implementing a control repository, and ensuring SOX compliance in a rapidly growing financial te...

Senior Product Manager - Compliance VP role at Goldman Sachs in New York, responsible for guiding products through all stages of their lifecycle and driving the delivery of Compliance Engineering proj...

The Manager, U.S. Privacy and IT Compliance is responsible for ensuring compliance with privacy, information technology, and regulatory recordkeeping in the U.S. They contribute to the development and...

Senior Audit Manager, Financial Crimes Compliance (FCC) at Capital One responsible for planning, performing, and leading large/complex FCC audits, establishing relationships with internal and external...

The Manager of Aviation Safety & Business Compliance is responsible for the development, administration, and maintenance of the department's Safety Management System (SMS) and ensuring compliance with...

Compliance Manager / First Line Risk Manager position at Clarfeld|Citizens Private Wealth in Westchester, New York. Responsible for supporting RIA compliance activities, providing consultative support...

Compliance Manager / First Line Risk Manager responsible for supporting RIA compliance activities, providing consultative support to business line management, and managing internal and external compli...

Manager position in EY Law-Financial Services Office, focused on Entity Compliance & Governance.

The Senior Manager, Compliance Audit GBM&T (Non-AML) is responsible for planning, executing, and reporting on the global compliance audit plan for Global Banking and Markets and Treasury (GBM&T) Compl...

The position will manage the N. America Oversight T&E auditing program, as well as support the efforts to scale the Oversight global program.

Prepare audit planning documentation, conduct walkthroughs, assess the internal control environment through control and substantive testing.

Tax Accountant - Tax - Global Compliance and Reporting - Manager - Multiple Positions

Global Compliance and Reporting Seasonal Senior Tax Manager-East

Effectively prepare a well-developed risk-based audit program and document high quality work papers for regulatory and compliance audits in accordance with professional and industry standards, as well...

You’ll partner with a team of software developers and internal users to build new software modules, implement feature enhancements, and integrate third-party systems...

Manager position leading risk-based consulting engagements in governance, risk, and compliance services. Responsibilities include assessing risks, developing project plans, evaluating internal control...

The Compliance - Operational Risk Management Lead (Wealth Management Solutions) - Vice President is responsible for implementing and ensuring the effectiveness of the Firm's Operational Risk Managemen...

Work with EPLI broker and carrier to coordinate EPLI claims and opt-out processes, and related process enhancements.