Legal & Compliance Operations Manager
$160K - $170K *
Drive cross-functional alignment and operational excellence as a pivotal leader supporting the Legal, Risk & Compliance function. Leverage legal expertise to enhance workflows, ensure compliance, and...
1 week ago
$295K - $415K *
Collaborate with us to oversee compliance for our RIA, ensuring adherence to policies, conducting training, and liaising with regulatory authorities while reporting to management on critical complianc...
2 weeks ago
$140K - $180K *
Transform compliance processes by conducting testing, analyzing regulations, and preparing reports. Collaborate with teams to ensure adherence to standards and develop training for compliance awarenes...
5 days ago
Product Compliance Requirements Analyst
$100K - $120K *
Elevate compliance standards by translating US corporate requirements into actionable product insights. Collaborate closely across teams to drive clarity, enhance product delivery, and ensure adherenc...
4 days ago
Senior Compliance Business Oversight Manager - Corporate Office Compliance Programs
$115K - $186K *
Drive compliance excellence by providing strategic oversight and guidance across U.S. Corporate Office Compliance programs, collaborating with cross-functional teams to enhance regulatory adherence an...
Reposted 1 week ago
Senior Compliance Business Oversight Manager - Corporate Office Compliance Programs
$115K - $186K *
Lead the charge in compliance oversight within a complex stakeholder environment, enhancing regulatory frameworks and driving effective governance across U.S. Corporate Office Compliance programs to m...
Reposted 2 weeks ago
Compliance Engineer - Public Sector
$174K - $238K *
Unlock potential by serving as the technical lead for compliance engineering. Drive automation and scalable solutions for FedRAMP initiatives while collaborating with cross-functional teams to meet st...
3 weeks ago
$110K - $125K *
Elevate your career as a Senior Financial Analyst, leveraging your FP&A skills to connect pipeline and revenue in a dynamic SaaS environment, supporting strategic decisions through detailed analytics...
Today
Manager, Regulatory Compliance - Payments & Digital Assets
$138K - $221K *
Manage licensing and regulatory compliance for payments and digital assets, ensuring adherence to U.S. and international regulations. Partner with legal and risk teams to drive examination readiness a...
Reposted 3 weeks ago
Compliance Risk Mgmt Lead – Employee Compliance O&C – Vice President
$160K - $190K *
Lead compliance risk initiatives by managing frameworks and stakeholder collaborations, ensuring effective evaluation and oversight of conduct risk management within financial services. Drive insights...
5 days ago
Compliance Risk Mgmt Lead – Employee Compliance O&C – Vice President
$150K - $180K *
Manage conduct risk frameworks while collaborating with stakeholders across functions. Lead governance meetings, analyze data for insights, and enhance risk management tools. Drive team development to...
5 days ago
$90K - $100K *
Transform compliance standards through comprehensive audits and risk assessments. Drive adherence to federal, state, and local regulations while educating teams on potential risks and creating actiona...
3 weeks ago
$90K - $100K *
Join our team as a Compliance Auditor, conducting audits to ensure adherence to laws and regulations. Utilize your regulatory expertise to develop audit programs, assess compliance, and educate manage...
3 weeks ago
$180K - $220K *
Pioneer compliance excellence in a dynamic crypto landscape by building and leading a scalable program. Partner cross-functionally, develop SOPs, manage investigations, and foster a culture of complia...
3 weeks ago
Chief Compliance Officer (CCO) - US
$200K - $280K *
Join a team that's shaping the compliance landscape for a European platform entering complex financial markets. You'll architect the regulatory infrastructure critical for GPs, driving credibility and...
Today
Chief Compliance Officer (CCO) - US
$200K - $280K *
Unlock potential by designing a robust regulatory framework for a complex financial landscape. Lead compliance efforts and influence strategic decisions to support multiple general partners in an evol...
2 weeks ago
$120K - $150K *
Help us ensure compliance in the financial services sector by advising on regulations and managing risks as a key member of our global Swap Dealer Compliance Advisory team. Contribute to policy develo...
2 weeks ago
FCC Compliance Risk Analytics Manager
$75K - $132K *
Lead the charge in AML compliance and analytics, managing diverse client engagements while mentoring teams and ensuring project excellence through effective data analysis and leadership skills...
Reposted 1 week ago
Compliance Officer, Broker-Dealer Advisor (Equities and Options) (VN2750)
$150K - $185K *
Support the Head of U.S. Broker-Dealer Compliance by providing expert advisory services, ensuring regulatory adherence for Equities and Options trading, and enhancing compliance policies to foster a r...
Reposted 4 days ago
Compliance Specialist III - TPA/DPS
$71K - $94K *
Oversee complex compliance filings and mentor team members in delivering accurate, high-quality documents. Utilize advanced skills in regulation interpretation and collaborate across departments to en...
2 weeks ago
$177K - $283K *
Empower the Global Financial Crimes Compliance team to enhance our sanctions and export control programs, ensuring regulatory adherence while collaborating across the enterprise to proactively manage...
Reposted 3 weeks ago
Senior Director, Global Compliance and Strategy
$157K - $210K *
Drive regulatory strategy and compliance across global operations, leading a savvy team while ensuring alignment with evolving standards in healthcare technology. Shape internal policy, manage quality...
1 week ago
Retirement Plan Compliance Manager
$80K - $120K *
Oversee the drafting and compliance of retirement plan documents, ensuring adherence to ERISA regulations while effectively managing multiple projects and mentoring staff. Utilize strong analytical sk...
1 week ago
Compliance - Quant Analytics Senior Associate
$120K - $145K *
Join a team that's dedicated to enhancing compliance software solutions, driving end-to-end application development, and leveraging modern technologies. Contribute to improving user experience while e...
Reposted 1 week ago
Senior Manager, Product Manager- Risk Management, Compliance and Ethics
$219K - $249K *
Lead the charge in reimagining compliance through innovative product management, collaborating across teams to enhance risk management solutions and delivering exceptional customer experiences in the...
1 week ago