Product Compliance Analyst, Money
$115K - $135K *
Lead compliance initiatives for financial products, ensuring adherence to regulations while collaborating with cross-functional teams to enhance customer experience and support product growth. Drive p...
Today
$64K - $128K *
Partner with us to enhance compliance efforts through risk analysis, investigations, and guidance. This role focuses on conflicts of interest, ensures regulatory adherence, develops policies, and coll...
2 weeks ago
Compliance Regulatory Audits and Enquiries, VP - New York - ECC47251
$130K - $180K *
Lead the charge in managing regulatory audits and enquiries, facilitating compliance with FCA standards. Collaborate with internal teams to ensure accurate data collection and enhance response efficie...
1 week ago
Compliance Policy, Training & Communications Lead
$110K - $130K *
Transform and manage compliance training and communication initiatives, ensuring effective policy implementation across the organization while fostering collaboration among global teams to enhance str...
4 days ago
Compliance, Digital Finance Compliance - Marketing, Associate VP - New York - ECC47141
$120K - $150K *
Champion compliance excellence by advising on consumer banking marketing strategies. Collaborate across teams to ensure adherence to financial regulations while driving innovative campaign development...
1 week ago
Sr. Manager, Marketing Compliance
$160K - $180K *
Champion compliance excellence by managing a team and ensuring SEC and FINRA regulations are met in marketing materials and programs. Collaborate across departments to enhance marketing strategies in...
Yesterday
Compliance, CASS Compliance Testing Officer, Analyst / Associate - New York - ECC46503
$80K - $120K *
Deliver impactful compliance testing reviews that ensure alignment with regulations while collaborating across global teams. Utilize analytical skills to identify risks, enhance processes, and build c...
1 week ago
Governance, Risk & Compliance (GRC) Manager
$190K - $215K *
Join a team that's building a strategic GRC function to enhance governance, risk management, and compliance while supporting business growth. Collaborate cross-functionally to implement frameworks tha...
3 days ago
$175K - $200K *
Lead the charge in enhancing compliance processes and policies, managing marketing material approvals, and driving initiatives that uphold regulatory standards across business units in a dynamic compl...
2 days ago
$125K - $150K *
Engage with cross-functional teams to integrate privacy-by-design into innovative healthcare solutions, ensuring compliance and building trust in a rapidly evolving health technology environment...
Yesterday
Compliance, Private Wealth Management Compliance, Analyst/Associate - New York - ECC44600
$70K - $95K *
Empower compliance initiatives by reviewing client interactions, ensuring regulatory adherence, and driving improvements. Collaborate with advisory teams to uphold compliance standards, mitigate risks...
1 week ago
VP - Employee Compliance, Central Compliance Team CIB
$135K - $190K *
Pioneer the Employee Compliance Program, ensuring adherence to trading regulations, managing risks, and supporting business units in implementing compliance policies across the organization...
2 weeks ago
Director of Compliance - Product
$175K - $220K *
Help us drive compliance innovation in product development. Leverage AI tools to ensure seamless integration of regulatory standards from ideation to launch while maintaining a risk-aware culture that...
Reposted 2 weeks ago
Senior Corporate Compliance Manager - Monitoring
$120K - $150K *
Lead compliance oversight and monitoring initiatives, manage audits, and support investigations in the life sciences space. Ensure regulatory adherence while collaborating across teams to enhance comp...
2 weeks ago
$150K - $180K *
Lead the charge in enhancing compliance oversight programs across global operations, assessing key risks and monitoring routines. Collaborate with teams worldwide to ensure regulatory adherence and pr...
3 weeks ago
Compliance, Asset Management Compliance, Vice President, New York
$115K - $250K *
Lead the charge in ensuring compliance within Asset Management by providing guidance, developing policies, and conducting trainings. Collaborate with various teams to navigate regulatory requirements...
1 week ago
Compliance Marketing and Advertising Review Specialist
$114K - $194K *
Join a team that's dedicated to ensuring compliance within a global asset management firm, advising partners on regulatory requirements and leading compliance initiatives while fostering a culture of...
Reposted 1 week ago
Regulatory Compliance & Sustainability Program Manager
$135K - $152K *
Join a team that's dedicated to steering global environmental compliance and sustainability in semiconductor operations. You'll lead programs ensuring product regulatory adherence while championing su...
2 days ago
Compliance Data Analytics and Reporting Associate
$125K - $150K *
Drive compliance excellence by analyzing data to create dashboards, reports, and innovative improvements. Collaborate across functions, documenting processes and supporting strategic compliance initia...
Today
VP - Employee Compliance, Central Compliance Team CIB
$135K - $190K *
Lead the administration of Employee Compliance Program focusing on trading, conduct, conflicts of interest, and regulatory adherence, while collaborating with various stakeholders to enhance complianc...
2 weeks ago
Senior Compliance Officer, Investments Compliance
$159K - $200K *
Champion compliance excellence in investment management by overseeing regulatory adherence, executing compliance programs, and collaborating with stakeholders to ensure all investment restrictions and...
Reposted yesterday
Senior Compliance Officer, Investments Compliance
$163K - $204K *
Shape the future of compliance in investment management by overseeing regulatory adherence, monitoring guidelines, and implementing solutions. Collaborate with key stakeholders to enhance compliance f...
Reposted yesterday
$140K - $170K *
Champion our security compliance initiatives, leading ISO 27001 and SOC 2 efforts while ensuring audit readiness and enhancing risk management practices across teams for regulated environments...
3 weeks ago
Compliance Executive Assistant
$80K - $95K *
Drive organizational efficiency by providing high-level administrative support to senior leadership within a compliance framework, coordinating engagements, managing sensitive information, and facilit...
4 days ago
Chief Compliance Officer (CCO) - US
$200K - $280K *
Transform regulatory practices by designing a robust compliance infrastructure that supports growth. Partner with GPs and govern multi-fund operations while ensuring adherence to SEC requirements in a...
Yesterday