Compliance Analyst Jobs in New York, NY

Empower clients by driving adoption of innovative solutions, enhancing their value through proactive support, and transforming partnerships into long-term successes within a dynamic legal industry env...

Unlock potential by leading the compliance program, ensuring regulatory adherence while fostering innovation in consumer-facing financial products. Collaborate with cross-functional teams to integrate...

Analyze trade activities and ensure compliance with regulations by investigating potential violations, producing detailed reports, and identifying compliance gaps. Collaborate with leadership to enhan...

Join a team that's committed to ensuring compliance with ERISA and DOL regulations. In this role, you will lead strategic compliance initiatives and work closely with various departments to uphold fid...

Champion enterprise-wide ERISA compliance, collaborating across teams to ensure adherence to regulations, develop policies, and manage risk frameworks while driving strategic initiatives and overseein...

Lead the charge in our AML program to combat financial crime, driving compliance initiatives and collaborating with legal and tech teams to safeguard the financial system. Design monitoring strategies...

Play a key role in supporting compliance for global marketing initiatives. Review marketing materials to ensure adherence to regulations while engaging with various asset classes and senior stakeholde...

Develop analytics to enhance revenue integrity while overseeing month-end controls. Collaborate with cross-functional teams to resolve discrepancies and mentor junior analysts, ensuring accurate finan...

Transform revenue analysis processes by leading month-end controls, investigating discrepancies, and developing insights to enhance financial reporting. Collaborate across teams to resolve complex cli...

Join a leading firm as a compliance expert, delivering research and insights on regulatory challenges while advising executives. Engage with clients to optimize compliance functions, leveraging analyt...

Support the Head of U.S. Broker-Dealer Compliance by providing expert advisory services, ensuring regulatory adherence for Equities and Options trading, and enhancing compliance policies to foster a r...

Lead the charge in global compliance and sustainability initiatives across semiconductor manufacturing. Ensure adherence to environmental regulations while mentoring a team and collaborating cross-fun...

Advance compliance risk management by providing leadership and structure in Testing. Stay updated on regulations and enhance frameworks to identify gaps, fostering proactive oversight and continuous i...

Drive a robust SOX compliance program by overseeing controls, enhancing governance, and ensuring effective reporting as the organization scales. Collaborate with teams to evaluate impacts and maintain...

Join us in ensuring compliance with ethical standards and corporate governance. This role involves conducting risk assessments, developing policies, and collaborating on training initiatives to uphold...

Grow your expertise as you manage complex compensation analyses and provide strategic guidance in a multi-entity organization, ensuring equitable pay structures while independently navigating routine...

Shape the future of our blockchain risk platform by leading a team in modernizing systems, enhancing operational efficiency, and fostering engineering excellence. Drive critical decisions and build a...

Manage conduct risk frameworks while collaborating with stakeholders across functions. Lead governance meetings, analyze data for insights, and enhance risk management tools. Drive team development to...

Lead compliance risk initiatives by managing frameworks and stakeholder collaborations, ensuring effective evaluation and oversight of conduct risk management within financial services. Drive insights...

Collaborate with clients to ensure comprehensive compliance programs, lead regulatory examinations, and manage complex projects. Oversee junior staff, provide expert consultancy, and uphold high stand...

Drive compliance excellence by executing a robust testing program, supporting regulatory investigations, and maintaining governance across diverse financial products within a collaborative team enviro...

Drive the architecture and integration of an enterprise data platform, focusing on innovative solutions that enhance scalability, security, and reusability. Collaborate with cross-functional teams to...

Lead the charge in executing compliance strategies across regulated sectors, ensuring robust oversight and operational clarity while collaborating with cross-functional teams to navigate regulatory la...

Join a team that's dedicated to enhancing workforce diversity and compliance across key projects. Lead reporting efforts, support community outreach, and maintain relationships with local organization...

Join a pivotal role ensuring compliance with NERC CIP cybersecurity standards across operational sites. Drive continuous improvement, collaborate with cross-functional teams, and maintain rigorous aud...