Scotiabank

Assistant Manager - Regulatory Trade Reporting GWO

Scotiabank • $70K — $95K *
Toronto, ON M3C 0E3In-Person
Finance & Insurance
Less than 5 years of experience
1 month ago
Job Overview by Ladders

Qualifications

  • Degree in Finance, Business, Economics, or a related field
  • Experience in regulatory reporting or compliance within financial institutions
  • Understanding of the derivatives trade lifecycle and reporting obligations
  • Hands-on experience with control and reconciliation processes
  • Knowledge of regulatory trade reporting frameworks across major jurisdictions
  • Experience analyzing and interpreting regulatory requirements
  • Familiarity with change management and regulatory initiatives

Responsibilities

  • Execute daily and periodic controls for regulatory trade reporting accuracy
  • Identify and resolve reporting exceptions to mitigate risk
  • Ensure compliance with global regulatory reporting requirements
  • Partner with cross-functional teams to remediate reporting issues
  • Stay current on regulatory requirements across jurisdictions
  • Support implementation of regulatory changes and enhancements
  • Identify opportunities to improve processes and reporting efficiency

Benefits

  • Diverse opportunities for professional development
  • Commitment to community impact and customer service
  • Competitive rewards program including flexible vacation and comprehensive benefits
  • Inclusive culture supporting diversity, equity, and allyship
  • Accessibility and workplace accommodations for all employees
Full Job Description
Requisition ID: 261283

The Role

We are looking for an Assistant Manager to join our Regulatory Trade Reporting team within Global Wholesale Operations. In this role, you will support the delivery of a robust and effective regulatory reporting control environment, ensuring accuracy, timeliness, and compliance across multiple jurisdictions.

You'll play a key role in monitoring reporting processes, investigating exceptions, and partnering with stakeholders to enhance controls and drive continuous improvement.

Is this role right for you? In this role, you will:

  • Execute daily and periodic controls to monitor regulatory trade reporting accuracy and completeness
  • Identify, investigate, and resolve reporting exceptions to mitigate regulatory and operational risk
  • Ensure compliance with global regulatory reporting requirements (e.g., CFTC, SEC, ESMA, FCA, CIRO, MIFID II, SFTR, etc.)
  • Partner with cross-functional teams (Technology, Compliance, Internal Controls, Trade Repositories) to address and remediate reporting issues
  • Stay current on regulatory requirements and reporting logic across jurisdictions
  • Support the implementation of regulatory changes and enhancements to reporting and control frameworks
  • Contribute to change initiatives, ensuring appropriate controls, metrics, and KPIs/KRIs are in place
  • Assist with internal audits, regulatory reviews, and ad hoc management requests
  • Identify opportunities to improve processes, controls, and reporting efficiency (including automation initiatives)
  • Maintain and update policies and procedures related to regulatory reporting controls
  • Operate in line with the Bank's risk appetite, compliance standards, and control framework
  • Contribute to a high-performing, collaborative, and inclusive team environment


Do you have the skills that will enable you to succeed in this role? - We'd love to work with you if you have:
  • Degree in Finance, Business, Economics, or a related field
  • Experience in regulatory reporting, operations, capital markets, compliance, or risk within a financial institution
  • Understanding of the derivatives trade lifecycle (front-to-back flows, trade capture, lifecycle events, and reporting obligations)
  • Hands-on experience with control and reconciliation processes (e.g., exception management, data validation, trade population completeness checks)
  • Knowledge of regulatory trade reporting frameworks and requirements across major jurisdictions
  • Experience analyzing and interpreting regulatory requirements and reporting logic
  • Exposure to investigating reporting breaks/issues and implementing remediation actions
  • Experience working with large data sets and data analysis tools (e.g., Excel, SQL or similar tools)
  • Familiarity with change management and regulatory initiatives, including implementation of process or system enhancements
  • Understanding of internal controls, audit processes, and regulatory expectations within a banking environment


Nice to Have
  • Direct experience with specific regulatory regimes such as CFTC, SEC, EMIR/ESMA, FCA, MIFID II, SFTR, CIRO/IIROC, CAT/CAIS
  • Prior experience in Regulatory Trade Reporting within Capital Markets or GWO environments
  • Exposure to trade repositories and reporting platforms
  • Experience supporting regulatory audits, internal audits, or compliance reviews
  • Knowledge of automation tools or process improvement methodologies (e.g., VBA, Python, Alteryx, Power BI)
  • Professional certifications such as CFA, FRM, or related financial/risk designations


What's in it for you?
  • A rewarding career path with diverse opportunities for professional development
  • An organization committed to making a difference in our communities - for you and our customers.
  • A competitive rewards program including bonus, flexible vacation, personal and sick days, and comprehensive benefits that start on your first day.
  • Diversity, Equity, Inclusion & Allyship - We strive to create an inclusive culture where every employee is empowered to reach their fullest potential, respected for who they are, and are embraced through bias-free practices and inclusive values across Scotiabank. We embrace diversity and provide opportunities for all employees to learn, grow & participate through our various Employee Resource Groups (ERGs) that span across diverse gender identities, ethnicity, race, age, ability & veterans.
  • Accessibility and Workplace Accommodations - We value the unique skills and experiences every individual brings to the Bank and are committed to creating and maintaining an inclusive and accessible environment for everyone. Scotiabank continues to locate, remove and prevent barriers so that we can build a diverse and inclusive environment while meeting accessibility requirements.


Location(s): Canada : Ontario : Toronto

About Scotiabank

Scotiabankers are committed to helping individuals, companies, and communities to thrive in a changing world. From personal and business banking, brokerage, and insurance, to private wealth, and the most sophisticated commercial, corporate and institutional services, they serve the diverse needs of some 21 million customers in more than 55 countries. Founded in 1832 in Halifax, Nova Scotia, their growth has always been fuelled by the success of their customers and their longevity secured by an unshakable commitment to carefully and expertly managing risk and capital. That focus on doing what's right for customers—short- andlong-term—has made us a global financial services leader. Headquartered in Canada, they are over 86, 000 Scotiabankers strong. Each of us are committed to being the best at understanding their customers' needs and all of us working together to deliver practical advice and relevant solutions that help their customers become financially better off.

Scotiabank Careers

Join Scotiabank, a premier financial institution, and become part of a diverse and inclusive team that’s leading the way in global banking. At Scotiabank, we offer more than just job opportunities; we provide a platform for professional growth and innovation in the financial services industry.

Work You’ll Do

At Scotiabank, we’re not just filling positions; we’re cultivating leaders. Dive into a workplace where diversity training and leadership development shape the path to your future. Our commitment to professional growth is evident in our robust training programs and continuous learning opportunities that foster innovation and strategic thinking.

Explore a World of Opportunities

Whether you’re looking for a full-time position, an internship, or a leadership role, Scotiabank has a spectrum of opportunities to fit your career ambitions. Our team is composed of individuals who bring a wealth of skills and perspectives to our company, driving us forward with their creativity and strategic insights.

Innovative Work Environment

Scotiabank’s culture is one of collaboration and respect, where each team member’s contribution is valued. Engage in meaningful work that challenges you to leverage your skills and push the boundaries of what’s possible in the banking sector. Our innovative projects not only support the growth of the company but also ensure our position as a leader in the industry.

Benefits and Growth

Choosing a career at Scotiabank means opting for a life of growth and opportunity. Our employees enjoy competitive benefits, including comprehensive health coverage, retirement plans, and flexible working conditions, all designed to support your career and personal life. We believe in nurturing our team’s potential by providing them with the tools they need to succeed both professionally and personally.

Join Our Team

Ready to take the next step in your career? Explore the job opportunities at Scotiabank by searching our open positions that match your skills and interests. We are continuously hiring and looking for passionate, curious, and solution-driven team players.

Networking and Professional Development

Stay connected and advance your career through Scotiabank’s extensive networking opportunities. Participate in events that connect you with other professionals and leaders within the industry. Our career resources will help you prepare your resume, ace your interviews, and land the job that best suits your career goals.

Stay Ahead

Keep up to date with the latest in career tips, industry insights, and company news—all from the people who work here at Scotiabank. Personalize your experience by subscribing to job alert emails tailored to your preferences and be the first to know about new openings and exciting developments. Join Scotiabank and be part of a team that values integrity, respect, and accountability. Discover how your career can flourish in an environment committed to your professional development and personal growth.
Learn more about Scotiabank
Size
90,619 employees
Market Cap
$57.5 billion
Industry
Finance & Insurance
5 Year Trend
+7%
NASDAQ
BNS
* Ladders Estimates

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