Vice President, Compliance Jobs in New York, NY

Lead the charge in enhancing our U.S. compliance program, ensuring adherence to laws and regulations while collaborating with internal teams to mitigate risks and promote a culture of compliance acros...

Lead and scale the U.S. compliance program, translating global ethics frameworks into actionable strategies while managing regulatory risks and fostering a culture of integrity across a growing organi...

Champion compliance excellence by developing robust programs and controls, ensuring adherence to SEC, FINRA, and MSRB regulations. Collaborate with leadership to mitigate risks and enhance communicati...

Provide strategic compliance guidance to financial services firms, enhancing their regulatory frameworks and client relationships. Lead engagements, mentor teams, and translate complex regulations int...

Transform compliance within a dynamic enterprise by designing and overseeing an effective Ethics and Compliance Program that aligns with regulations and promotes enterprise growth. Drive culture and a...

Create a robust compliance program while supporting regulatory obligations and business growth. Collaborate with cross-functional teams and enhance compliance practices in a fast-paced fintech environ...

Drive the enhancement of Compliance Monitoring and Testing programs, ensuring regulatory alignment and effective risk management. Collaborate with stakeholders to improve operational efficiency and su...

Elevate compliance standards by actively engaging in investment diligence and policy implementation. Collaborate across functions to ensure adherence to ethical practices, protect investments, and fos...

Lead and enhance compliance initiatives across the enterprise, ensuring effective governance, risk management, and regulatory adherence while fostering a culture of accountability and ethical conduct...

Lead the development of a risk-based compliance framework for U.S. pharmaceutical commercialization, advising senior leaders and ensuring adherence to compliance standards while fostering ethical deci...

Drive compliance excellence by partnering with business leaders to navigate US broker dealer regulations, implement robust compliance programs, and enhance risk management strategies in a dynamic, col...

Transform compliance consulting by leading strategic guidance for financial firms. Drive client relationships, mentor teams, and shape growth in a dynamic environment while ensuring adherence to regul...

Join a dynamic Compliance Risk Management team to support regulatory compliance, conduct assessments, and enhance internal processes. Collaborate with stakeholders to ensure adherence to standards whi...

Transform regulatory strategy and operations across CMC and clinical activities, leading a high-performing team to ensure compliance and successful product approvals from development through post-appr...

Drive compliance excellence by leading regulatory strategy and governance, ensuring scalable infrastructure for service contracts and insurance programs across North America. Collaborate with executiv...

Lead the charge in ensuring compliance with equity capital markets regulations, evaluating policies, and executing testing to uphold supervisory controls. Collaborate with management to enhance compli...

Join a dynamic team to manage legal processes, ensuring compliance and efficiency. You'll streamline operations, support attorneys, and leverage technology to enhance workflows, all while maintaining...

Drive the development and execution of a cutting-edge transaction monitoring program. Collaborate with engineering to enhance tools, manage investigations, and ensure compliance with regulatory standa...

Shape the future of compliance in the financial services sector by supporting regulatory programs, collaborating with cross-functional teams, and ensuring adherence to fiduciary standards while managi...

Lead the charge in implementing compliance strategies for insurance asset management, collaborating with stakeholders to ensure adherence to regulations while managing specific compliance concerns for...

Unlock potential by leading compliance initiatives and advising leadership on regulatory strategies. This role ensures adherence to laws, mentors staff, and collaborates with stakeholders to mitigate...

Lead the charge in designing and managing compliance programs for Capital Partners, ensuring regulatory adherence and effective governance across multiple adviser entities while collaborating with div...

Optimize compliance governance by leading a team to enhance risk assessment, policy management, and training programs. Collaborate across functions to ensure regulatory readiness and effective reporti...

Elevate your career by leading compliance governance initiatives, managing risk assessments, and enhancing training programs. Collaborate with cross-functional teams to ensure regulatory compliance an...

Join a dynamic compliance team to ensure regulatory adherence, manage filings, and support investment operations. Collaborate with stakeholders to enhance compliance policies and navigate the evolving...