Investment Advisor Jobs in Charlotte, NC

Unlock enterprise-scale AI potential by architecting a centralized AI Hub platform. Collaborate across teams to drive responsible, compliant AI adoption and ensure seamless integration of cutting-edge...

Lead the preparation and review of complex tax returns, advising clients on tax strategies while collaborating with financial advisors to minimize liabilities and ensure compliance with regulatory req...

iCapital is seeking a Regional Senior Vice President or Managing Director to lead the Midwest market's Alternative Investment sales team. This role involves overseeing a team, developing client relati...

Deliver innovative hedging analytics and trading strategies while collaborating with institutional clients and cross-functional teams to enhance valuation models and uphold industry best practices...

Drive the delivery of technology solutions while leading high-performing teams. Engage with stakeholders to ensure systems are scalable, secure, and aligned with business objectives in a collaborative...

Lead and innovate technology solutions, enhancing operational efficiency while driving modernization initiatives to support diverse business goals in a collaborative and strategic environment...

Join us to develop and implement custom lending solutions for high-net-worth clients. Collaborate with senior specialists to structure deals, navigate compliance, and drive successful credit managemen...

Lead a dynamic trading team to enhance advisor support and operational efficiency. Manage daily trading operations, mentoring staff while fostering collaboration and continuous improvement to drive ex...

Shape the future of trading management by leading a dynamic team to enhance client support and operational excellence. Foster collaboration and drive improvements in trading processes while building s...

Shape the future of investment banking by collaborating with a talented team to manage transactions, support business strategies, and engage with clients across the Consumer & Retail sectors, ensuring...

Help us optimize workplace benefits for executives by providing tailored financial planning and building strong client relationships. Leverage your expertise to enhance participant engagement and driv...

Champion the preparation of regulatory filings and governance documents for investment funds, ensuring compliance with SEC regulations while providing strategic support for legal counsel and organizat...

Lead the review and approval of marketing materials, ensuring compliance while consulting with advisors and enhancing internal policies and training initiatives. Engage with stakeholders effectively t...

Lead the evaluation and approval of marketing materials, ensuring compliance with regulations and firm policies while collaborating with Financial Advisors to enhance client experiences...

Unlock your potential as you partner with clients, navigating complex inquiries and delivering exceptional service. Drive client satisfaction through proactive engagement and collaboration with cross...

Shape the future of financial services by providing strategic legal support to enhance compliance and business operations within a dynamic, client-focused environment. Collaborate with multiple teams...

Partner with us to provide strategic legal counsel in a fast-paced environment, advising on complex regulatory issues in brokerage and investment advisory sectors while supporting M&A projects and com...

Engage with primary and swap dealers to integrate USDC into capital markets. Drive adoption in repo and derivatives, ensuring alignment with regulations while advising senior leadership on benefits an...

Unlock growth by leveraging your ETF expertise to drive adoption and sales across diverse channels, collaborating with internal teams and financial advisors while navigating the strategic landscape of...

Grow your career with a pivotal role supporting land acquisition and management in pipeline operations. Collaborate effectively with landowners and agencies while resolving inquiries and ensuring comp...

Take ownership of compliance oversight for Futures Commission Merchant activities, ensuring adherence to regulatory requirements. Collaborate with stakeholders to enhance compliance programs and mitig...

Help us advance financial analysis by evaluating deal structures, managing projects, and delivering insights. Engage with clients, enhance value through collaboration, and lead junior team members to...

Lead the charge in designing and analyzing information systems to meet user needs while ensuring compliance with the organization’s architecture. Collaborate with technical teams to develop effective...

Shape solutions through analyzing business needs, leading cloud deployment, and enhancing IT operations. Collaborate with teams to translate requirements into successful applications and recommendatio...

Lead the charge in managing credit risk and portfolio oversight for insurance clients. Collaborate with teams to conduct assessments, negotiate contracts, and mentor junior staff while ensuring compli...