Employee Conduct Specialist - Compliance AVP
$110K - $135K *
Engage in developing and implementing employee conduct policies. Oversee compliance and risk management initiatives while collaborating with various business units to ensure adherence to regulatory re...
4 days ago
Compliance Senior Manager- Fraud Controls
$120K - $150K *
Lead the financial crime compliance efforts, managing AML and fraud risk through effective oversight and operational integration. Partner with teams to shape strategic compliance initiatives while adv...
1 week ago
Senior Lead Compliance Officer - Prime Brokerage & Equities
$191K - $305K *
Shape compliance strategies for Prime Brokerage, ensuring governance and regulatory alignment. Collaborate with leaders to oversee compliance initiatives, support growth, and manage risks within a dyn...
Reposted 2 days ago
Global Chief Compliance Officer
$180K - $250K *
Transform global compliance leadership by managing compliance functions, regulations, and licensing processes across multiple geographies. Drive strategic initiatives, ensure adherence to high standar...
2 weeks ago
Compliance Business Oversight Manager
$91K - $145K *
Oversee compliance operations, ensuring adherence to regulatory standards and policies. Collaborate with cross-functional teams to manage risk and implement compliance programs effectively, while prov...
3 weeks ago
Compliance Business Oversight Manager
$91K - $145K *
Shape compliance strategy for a complex wealth management organization. Oversee monitoring, reporting, and governance to ensure adherence to regulatory requirements while collaborating across teams to...
3 weeks ago
Associate Director, Corporate Compliance
$149K - $195K *
Reimagine compliance excellence by leading the Corporate Compliance program. Manage risk, enforce regulatory adherence, and promote a culture of integrity, driving operational success across healthcar...
Today
Compliance, CASS Compliance Testing Officer, Analyst / Associate - New York - ECC46503
$80K - $120K *
Deliver impactful compliance testing reviews that ensure alignment with regulations while collaborating across global teams. Utilize analytical skills to identify risks, enhance processes, and build c...
1 week ago
$125K - $150K *
Engage with cross-functional teams to integrate privacy-by-design into innovative healthcare solutions, ensuring compliance and building trust in a rapidly evolving health technology environment...
5 days ago
$120K - $150K *
Explore a pivotal leadership role in compliance, overseeing global ethics and risk management. Develop programs ensuring regulatory adherence while collaborating cross-functionally to protect and enha...
1 week ago
$108K - $201K *
Oversee compliance initiatives to ensure adherence to financial and regulatory standards, collaborating with diverse stakeholders in a fast-paced environment. Elevate the quality of operations while s...
Reposted 4 weeks ago
Compliance - Surveillance Senior Officer - Associate
$90K - $130K *
Elevate Risk Management by investigating trade surveillance alerts, identifying misconduct and suitability risks while collaborating across teams to enhance compliance and operational excellence in a...
5 days ago
Governance, Risk and Compliance Analyst II
$110K - $120K *
Join a dynamic team to analyze risks and enhance compliance frameworks, ensuring company policies align with industry standards. Collaborate organization-wide to manage risk assessments, vendor compli...
2 weeks ago
Compliance - New York- Vice President, Financial Crime Controls - 9283333
$124K - $207K *
Shape the future of financial crime compliance by designing risk frameworks and guiding stakeholders while ensuring alignment with regulatory standards to support firm's digital asset initiatives and...
3 weeks ago
$150K - $165K *
Drive compliance excellence in a banking environment by leading the US compliance function, ensuring regulatory obligations are met, and fostering a robust control culture throughout the organization...
Reposted 2 days ago
$140K - $155K *
Empower innovation by leveraging data analytics and machine learning to extract key insights, optimize operations, and inform strategic decision-making, driving value across the organization in compli...
2 weeks ago
$255K - $316K *
Partner with us to lead our US compliance framework, ensuring regulatory obligations are met in a dynamic banking environment. Act as a key advisor across teams, fostering a strong compliance culture...
Reposted 2 days ago
$133K - $164K *
Transform compliance practices as you lead innovative solutions in a regulated financial services environment, bridging strategy and execution across both broker-dealer and investment adviser operatio...
3 weeks ago
$110K *
Join a team that's dedicated to driving compliance and quality improvement for health programs. Oversee regulatory adherence and manage internal audits while implementing effective strategies to ensur...
2 days ago
$200K - $250K *
Join a team that's shaping the future of compliance in financial services. Lead, innovate, and enhance compliance programs while fostering a culture of regulatory excellence across diverse product off...
2 weeks ago
Manager- Regulatory Compliance (Alternative Assets)
$72K - $110K *
Engage in critical compliance analysis, guiding clients in the investment sectors to develop robust compliance programs, lead trainings, manage regulatory filings, and ensure accurate deliverables whi...
1 week ago
$80K - $120K *
Empower the Legal and Compliance team by managing regulatory inquiries, enhancing database efficiency, and improving workflows. Serve as a liaison among traders, technologists, and legal professionals...
5 days ago
Compliance & Controls Associate, Auto Servicing
$115K - $160K *
Manage compliance workstreams for auto lending, transforming regulatory requirements into operational solutions. Collaborate cross-functionally to ensure scalable, compliant processes and build strong...
2 days ago
$72K - $90K *
Reimagine your career in compliance as you manage state licenses and regulatory filings while supporting the growth of cutting-edge crypto regulations. Collaborate with teams, conduct research, and le...
2 weeks ago
Vice President, Senior Compliance Manager - Regulatory Counsel
$200K - $230K *
Join a team that's instrumental in shaping compliance strategies across private credit operations, enhancing frameworks to align with evolving regulations, and driving impactful initiatives while repo...
1 week ago