Compliance Officer Jobs in Brooklyn, NY

Oversee compliance operations by ensuring adherence to regulatory standards and internal policies. Lead compliance reviews, support regulatory filings, and deliver training while collaborating with te...

Optimize and lead a robust compliance framework, ensuring regulatory adherence for evolving sports prediction markets while collaborating across functions and managing audits and inquiries effectively...

Shape the future of compliance by providing oversight and guidance on regulatory adherence, facilitating training, and collaborating across teams to maintain effective processes and promote a culture...

Drive compliance excellence in healthcare by building scalable programs that adapt to regulatory changes, fostering growth, and ensuring operational integrity across all functions and jurisdictions...

Lead the charge in establishing a robust compliance framework for broker-dealer operations across North America. Collaborate with cross-functional teams to ensure regulatory adherence, operational rea...

Engage in comprehensive third-party due diligence assessments to enhance compliance, risk management, and operational efficiency, collaborating cross-functionally to maintain rigorous standards in a d...

Unlock potential by ensuring compliance in retail communications. Your expertise will guide marketing and product teams to align with regulatory standards while fostering organizational growth and saf...

Transform compliance processes by building and scaling a robust US compliance program across regulated industries. Collaborate with cross-functional teams to operationalize frameworks, prepare for aud...

Take ownership of compliance for trust companies, ensuring adherence to regulatory standards and laws. Lead the development, implementation, and monitoring of compliance programs while collaborating w...

Drive the transformation of compliance functions in a fast-growing financial services firm, partnering with senior leadership to navigate regulatory landscapes and foster a culture that supports busin...

The Compliance Officer for Quant Trading will provide compliance advisory to the firm's largest portfolio manager and address trading matters related to fully automated trading. This role involves mon...

Join our dynamic team to drive compliance through trade activity and communications surveillance. You will enhance processes and maintain adherence across multiple asset classes, contributing to a rob...

Join us to lead compliance initiatives, provide strategic guidance on U.S. securities regulations, and mentor a dynamic team, while collaborating globally to enhance our compliance framework and ensur...

Unlock potential by leading compliance oversight initiatives in Asset Management. Drive technology integration and collaborate with stakeholders to enhance governance, monitoring, and testing across d...

Elevate your career by leading cutting-edge compliance oversight initiatives in Asset Management Operations. Collaborate with senior stakeholders, enhance governance, and leverage technology like gene...

Bring your expertise to oversee US compliance efforts, shaping and implementing regulatory strategies while liaising with key stakeholders. This hands-on role is vital for navigating complexities in f...

Accelerate compliance initiatives through detail-oriented analysis, supporting onboarding and regulatory adherence while enhancing policies and processes. Perfect for an inquisitive professional eager...

The Senior Compliance Officer provides guidance and support to business units in adhering to regulatory requirements and implements compliance initiatives to manage regulatory risk. This role involves...

Join a team that shapes the future of compliance. Lead our compliance program, ensuring regulatory adherence while fostering a culture of ethical conduct. Drive strategic initiatives by partnering wit...

Join a team that's dedicated to enhancing regulatory compliance by supporting internal teams with data analysis, maintaining compliance documentation, and managing assessments. Collaborate on crucial...

Pioneer compliance excellence by leading strategic initiatives and ensuring regulatory adherence. Collaborate with leadership to mitigate risks in a dynamic healthcare environment, driving impactful p...

Join a team that's redefining compliance for a cutting-edge financial platform. As a key architect, you'll develop regulatory frameworks and operational systems, enabling diverse partners to thrive in...

Lead the charge in building a robust regulatory infrastructure that empowers multiple GPs to thrive in the complex US financial landscape, ensuring compliance and operational excellence across our inn...

Elevate financial crime compliance by providing expertise and driving initiatives across global business lines, ensuring adherence to regulatory requirements and mitigating risk effectively in a colla...

Shape the future of compliance in digital assets by developing AML policies and governance. Collaborate across teams to establish best practices ensuring regulatory adherence while managing financial...