Senior Compliance Officer - Monitoring and Testing (Associate) - TD Securities (US)
$100K - $130K *
Take ownership of compliance monitoring and testing initiatives, guiding teams in executing plans, reporting findings, and enhancing compliance functions across the organization while fostering stakeh...
1 month ago
Analytics Lead, Strategic Insights (Compliance)
$128K - $188K *
Join the Compliance Shared Services team as Analytics Lead, driving compliance analytics and automated monitoring for a consumer lending business, translating regulatory obligations into actionable in...
1 week ago
Cloud Governance & Compliance Administrator
$110K - $130K *
Support us in overseeing cloud financial governance and compliance strategies, ensuring effective budget alignment, tagging enforcement, and operational efficiency of cloud resources across secure env...
Reposted 2 weeks ago
$150K - $180K *
Join a team that's building a global compliance function from the ground up. Lead strategy, governance, and operational excellence while partnering with business leaders to drive compliance as a key e...
1 week ago
Senior Compliance Officer, Trade Surveillance - VN2849
$125K - $175K *
Lead Trade Surveillance and Compliance efforts across multiple asset classes, ensuring adherence to regulatory standards. Collaborate with teams to enhance processes, conduct audits, and foster a comp...
2 weeks ago
Principal, Compliance Project Manager
$161K - $202K *
Lead cross-functional compliance projects, ensuring timely execution and adherence to regulatory standards. Collaborate with diverse stakeholders to enhance process improvements and contribute to orga...
Yesterday
Sales and Distribution Compliance - Senior Vice President
$190K - $225K *
Join a team that's redefining compliance leadership in the financial sector. This role drives strategic oversight of complex regulations while fostering a culture of ethical conduct and compliance exc...
1 month ago
Associate, Compliance Monitoring and Testing
$110K - $120K *
Contribute to compliance assurance by monitoring, testing, and reporting on regulatory adherence. Collaborate with teams to assess risks, evaluate controls, and support remediation initiatives, ensuri...
Reposted 2 weeks ago
Compliance, Core Compliance -Engineering, Artificial Intelligence, Vice President, New York
$180K - $250K *
Transform the compliance landscape by providing oversight for AI governance and risk management in a dynamic regulatory environment. Collaborate with diverse teams to ensure compliance with emerging r...
Reposted 4 weeks ago
Customs & Trade Compliance Manager
$90K - $120K *
Champion global customs and trade compliance by developing frameworks, standardizing processes, and managing escalations to enhance operational performance, mitigate risks, and ensure adherence to reg...
2 weeks ago
$81K - $122K *
Strategize revenue management initiatives, oversee charge capture processes, and lead a professional team to ensure compliance and efficiency in healthcare operations while enhancing financial integri...
6 days ago
Claims Manager, Audit & Complaints
$90K - $120K *
Drive operational excellence in claims management by overseeing audits and complaints, ensuring compliance through collaboration, and implementing corrective actions for improved quality and performan...
3 weeks ago
$160K - $190K *
Join a team that's dedicated to enhancing compliance programs in the biotech field, ensuring adherence to regulations and fostering a culture of ethics. Work closely with leaders across functions to d...
2 weeks ago
Security Compliance Analyst, Privacy
$175K - $220K *
Shape the future of privacy compliance by building scalable programs and automating processes. Oversee audits, maintain certifications, and partner cross-functionally to enhance security posture for a...
Reposted 1 week ago
$100K - $130K *
Join us to develop and oversee a robust compliance program that aligns operational practices with laws and regulations, ensuring the highest standards of integrity and ethics within the organization...
2 weeks ago
Manager, Compliance Operations
$140K - $170K *
Champion compliance initiatives, ensuring operational alignment with regulatory requirements. Collaborate across teams to develop scalable processes and governance frameworks that support strategic co...
3 weeks ago
$184K - $230K *
Take ownership of the enterprise compliance program, ensuring regulatory adherence and continuous improvement. Collaborate with leadership to drive compliance initiatives and assess risks in a dynamic...
3 weeks ago
$140K - $240K *
Join a team that's redefining contract management in a fast-paced environment. Help streamline contractual processes and enhance compliance while collaborating with cross-functional teams to support b...
2 weeks ago
Senior Compliance Business Oversight Analyst (US)
$72K - $117K *
Unlock potential by leading compliance initiatives and ensuring adherence to regulations. Utilize your expertise to support strategic business objectives, conduct internal reviews, and advise stakehol...
1 week ago
Manager, Contracts & Conflicts
$90K - $120K *
Lead the charge in optimizing contract lifecycle management by coordinating with Sales, Legal, and Operations, while leveraging legal tech to enhance the efficiency of contract processes and ensure co...
3 weeks ago
Consumer Compliance Senior Analyst, Complaints
$85K - $110K *
Shape the future of consumer compliance by analyzing regulatory complaints and drafting precise responses. Collaborate with teams for actionable insights while contributing to special projects in a dy...
6 days ago
$96K - $126K *
Shape the future of project management by driving RFP completion, collaborating across teams, and ensuring excellent communication in a dynamic healthcare environment. Your contributions will support...
3 weeks ago
Policy Enforcement Manager, Creativity Standards
$91K - $119K *
Shape the future of marketplace integrity by defining and enforcing policies that align with creativity standards, balancing seller guidance with proactive risk management in a collaborative environme...
Reposted 1 week ago
VP, Compliance Officer: Fixed Income
$130K *
Drive compliance excellence by guiding trading teams in regulatory adherence. Leverage your expertise to ensure policies align with SEC, FINRA, and MSRB standards while fostering a culture of complian...
1 month ago
Governance, Risk, and Compliance Engineer
$128K - $140K *
Transform data governance by leveraging your Microsoft Purview expertise to lead compliance initiatives, enhance data security, and support legal processes across the firm while collaborating with key...
1 month ago