Compliance Director Jobs in New York, NY

Lead compliance excellence by managing regulatory adherence and risk mitigation in investment banking. Drive policy implementation and uphold supervisory standards while collaborating with internal an...

Engage with our legal and compliance teams to drive strategic improvements, ensuring adherence to compliance policies and regulations. Contribute to enhancing operational processes and support a cultu...

Drive compliance excellence by managing legal and regulatory initiatives, advising teams on U.S. laws, and collaborating cross-functionally to mitigate risks while supporting organizational goals and...

Drive compliance excellence within diverse investment management clients. Collaborate with a close-knit team to navigate regulatory complexities, ensuring high-quality support and service for critical...

Join a team that's shaping compliance for a digital asset business, leading broker-dealer and transfer agent operations to ensure adherence to securities regulations. You'll foster a culture of compli...

Transform compliance frameworks by managing conflicts of interest and upholding regulatory standards within a dynamic financial services environment. Drive risk oversight and provide strategic complia...

Lead the charge in enhancing surveillance and compliance processes across a global team, analyzing reports, guiding business units, and collaborating on regulatory projects to uphold the firm's integr...

Shape our compliance program, ensuring regulatory compliance across HIPAA, HITRUST, and SOC 2. Drive policy creation, audit readiness, and vendor risk management while supporting M&A integration effor...

Elevate healthcare compliance standards by overseeing regulatory adherence across multiple jurisdictions, managing licenses, and collaborating with internal teams to drive operational excellence and m...

Deliver strategic leadership in compliance oversight, managing teams across diverse healthcare products. Drive regulatory implementation and audit readiness, ensuring enterprise-wide proactive complia...

Empower compliance excellence by leading GRC initiatives, enhancing data privacy, and managing vendor risk. Play a critical role in establishing robust compliance frameworks, ensuring continuous impro...

Collaborate with cross-functional teams to ensure compliance in client billing, enhancing efficiency through process improvement and adherence to Outside Counsel Guidelines while maintaining a strong...

Engineer a robust FCM compliance program from the ground up to meet CFTC and NFA standards. Collaborate cross-functionally and ensure regulatory adherence, impacting operations and oversight for years...

Lead the charge in ensuring compliance with banking regulations while managing risk assessments, audits, and policy governance. Collaborate cross-functionally to integrate controls and drive operation...

Oversee key components of a scalable Corporate Compliance and Privacy Program, fostering accountability and ethics. Drive program improvement through compliance processes, training, investigations, an...

Unlock potential by creating a culture of compliance for a newly launched investment advisory service. Collaborate across teams to navigate complex regulatory landscapes and ensure a customer-friendly...

Join our Compliance team as a hands-on Compliance Analyst, where you will execute KYC and KYB onboarding processes, ensuring quality compliance while managing applications in a fast-paced environment...

Engage in shaping compliance initiatives by managing program operations and conducting investigations, while partnering with teams to enhance risk management in a dynamic healthcare environment...

Contribute to complex compliance investigations by applying expertise in AML, CTF, and fraud risk management while collaborating with a dedicated team to enhance transaction monitoring processes and r...

Join a team that's dedicated to enhancing compliance standards and practices. Lead external regulatory interactions while managing the compliance program to ensure it meets evolving regulations and su...

Champion compliance excellence by overseeing regulatory adherence for Cayman Islands operations, bridging local governance with global standards while managing critical escalations and ensuring smooth...

Transform compliance practices within swap dealer operations by developing strategies, conducting risk assessments, and fostering a culture of integrity while ensuring adherence to industry regulation...

Transform compliance through expertise in HR regulations, policy management, and training. Support a culture of accountability while navigating multi-state employment laws across diverse teams, ensuri...

Join a team that champions compliance excellence. Support regulatory adherence and internal policy while conducting audits, training, and reporting. Contribute to a collaborative environment focused o...

Join a team that's committed to compliance excellence, overseeing marketing initiatives while ensuring adherence to global regulatory standards and fostering collaboration across compliance and market...