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$140K - $160K *
The Senior Compliance Officer at Hightower is responsible for overseeing various compliance functions, including regulatory filings, audits, and incident investigations. This role requires a strong un...
2 days ago
Sr. Compliance Officer (Hybrid)
$104K - $129K *
The Sr. Compliance Officer is responsible for overseeing the Compliance Management System, ensuring adherence to federal, state, and local laws and regulations within the organization. This role invol...
3 weeks ago
$102K - $172K *
The Compliance Associate Manager will support PepsiCo's Global Compliance and Ethics program in North America, focusing on investigations, training, and risk assessments. This role involves collaborat...
1 week ago
Data Governance & Compliance Manager
$92K - $120K *
The Data Governance & Compliance Manager at RAPP Chicago will oversee data governance practices and ensure compliance with data handling regulations for a major client. This role involves collaboratin...
1 month ago
Manager - Compliance (Alternative Assets)
$104K - $130K *
The Manager - Compliance (Alternative Assets) is responsible for advising clients on compliance with various regulatory directives and overseeing compliance functions performed by junior team members...
1 month ago
Manager - Compliance (Alternative Assets)
$85K - $125K *
The Manager - Compliance (Alternative Assets) is responsible for advising clients on compliance with various regulatory directives and overseeing compliance functions performed by junior team members...
4 days ago
Senior Director, US Compliance Advisory
$166K - $250K *
The Senior Director, US Compliance Advisory will lead the compliance advisory team that supports internal business clients in US Markets and Global Solutions. This role requires expertise in consumer...
3 weeks ago
Lead Operations Compliance Information Analyst
$77K - $131K *
The Lead Operations Compliance Information Analyst is responsible for implementing strategies and systems improvements to enhance business operations. This role involves analyzing data to identify eff...
1 month ago
Senior Financial & Compliance Analyst
$80K - $110K *
Prequel is looking for a Senior Financial & Compliance Analyst to support a company transitioning from private to public status. The role involves building internal financial controls, reporting frame...
Reposted 1 week ago
Regulatory Reporting Analyst- Sr. Consultant
$83K - $141K *
The Regulatory Reporting Analyst - Sr. Consultant is responsible for supporting periodic regulatory reporting efforts, including data aggregation, analysis, and coordination across the Global Regulato...
1 week ago
$100K - $169K *
The Director of Compliance is responsible for managing a team that prepares Form 5500 and related filings for Fidelity clients' employee benefit plans. This role also involves overseeing Domestic Rela...
1 week ago
Senior Manager, Compliance Operations
$140K - $160K *
The Senior Manager, Compliance Operations at Hightower is responsible for overseeing various compliance functions, including regulatory filings, audits, and incident investigations. This role requires...
1 week ago
$80K - $120K *
The Compliance Leader will oversee the compliance team within a Health Care Organization, ensuring adherence to medical compliance regulations, particularly those set by the Illinois Department of Agi...
2 weeks ago
$100K - $145K *
Avant is seeking a Compliance Manager to support regulatory compliance across various products in a FinTech environment. The role involves evaluating business initiatives, managing compliance risks, a...
1 month ago
$64K - $120K *
The IT Governance, Risk, and Compliance II professional is responsible for maintaining a robust framework to manage systems and data risks. Key responsibilities include conducting IT controls testing...
4 days ago
Vice President, Compliance Consulting
$90K - $200K *
The Vice President of Compliance Consulting at Kroll will provide support and guidance to asset management firms in managing their SEC compliance programs. This role involves developing customized com...
1 month ago
Compliance Testing Analyst (#Hybrid at our Chicago HQ near O'Hare Airport)
$76K - $108K *
The Compliance Testing Analyst is responsible for executing compliance testing plans to evaluate adherence to policies, laws, and regulations within the credit union. This role involves developing tes...
1 month ago
Lead Operations Dispute Policy and Compliance Analyst
$77K - $131K *
The Lead Operations Dispute Policy and Compliance Analyst is responsible for implementing strategies and systems improvements to enhance business operations and manage risk related to billing disputes...
Reposted 1 month ago
Manager, Compliance Retail Testing
$90K - $130K *
The Compliance Manager will conduct testing to evaluate the effectiveness of internal controls, policies, and procedures to ensure compliance with regulatory requirements. This role involves both remo...
1 week ago
$77K - $131K *
The Lead Compliance Tester is responsible for assessing business processes and controls to ensure adherence to regulatory requirements. This role involves developing test scripts, performing quality a...
2 days ago
Assistant General Counsel - Compliance & Ethics (Hybrid)
$128K - $193K *
The Assistant General Counsel - Compliance & Ethics will oversee investigations of alleged violations of Exelon's Code of Business Conduct and manage the ethics case database. This role involves provi...
3 days ago
Senior Director, Governance, Risk Management & Compliance
$210K - $245K *
The Senior Director of Governance, Risk Management and Compliance (GRC) leads the company's GRC program, ensuring the protection of technical systems and information assets. This role involves managin...
4 days ago
Sr Analyst Rebate and Audit - Synergie Medication Collective
$85K - $100K *
The Senior Analyst for Rebate and Audit at Synergie Medication Collective is responsible for performing complex financial analysis related to rebate and value-based contract invoicing. This role invol...
2 weeks ago
Associate Director - Compliance (Alternative Assets)
$140K - $175K *
The Associate Director - Compliance (Alternative Assets) will support IQ-EQ's investment adviser clients by providing regulatory compliance services and overseeing the execution of compliance programs...
4 days ago
Associate Director - Compliance (Alternative Assets)
$160K - $190K *
The Associate Director - Compliance will support IQ-EQ's investment adviser clients by providing regulatory compliance services and overseeing the execution of their compliance programs. This role inv...
1 week ago