$170K - $200K *
Accelerate compliance operations excellence by leading high-risk regulatory activities, enhancing processes, and fostering cross-functional partnerships to ensure alignment with the Company’s Complian...
3 weeks ago
Regulatory and Compliance, Investor Onboarding and Regulatory Review, Vice President
$155K - $185K *
Inspire compliance excellence as you lead the review of investor subscription materials, ensuring adherence to major regulations and managing relationships to drive seamless onboarding processes in pr...
3 weeks ago
Regulatory and Compliance, Investor Onboarding and Regulatory Review, Vice President
$155K - $185K *
Transform investor onboarding and compliance processes by leading the review team, managing client relationships, and ensuring regulatory adherence for private funds and registered investments. Join a...
3 weeks ago
Director of Value Based Care Regulatory Compliance
$120K - $150K *
Lead compliance for Medicare Advantage and ACO programs, overseeing regulatory adherence and operational excellence. Collaborate with internal teams and external partners to ensure effective complianc...
Reposted 1 week ago
$180K - $220K *
Empower commercial and medical teams by providing strategic legal guidance, ensuring compliance, and fostering a culture of integrity. Lead contract negotiations and oversee compliance programs while...
3 weeks ago
$180K - $220K *
Pioneer compliance excellence in a dynamic crypto landscape by building and leading a scalable program. Partner cross-functionally, develop SOPs, manage investigations, and foster a culture of complia...
3 weeks ago
Regulatory and Compliance, AML - Assistant Vice President
$110K - $145K *
Collaborate with cross-functional teams to ensure adherence to AML and KYC regulations while reviewing investor documentation and assisting in compliance tasks. Grow your expertise in regulatory compl...
4 days ago
Senior Compliance Risk Manager - Securities Compliance
$146K - $203K *
Lead the charge in executing compliance strategies across regulated sectors, ensuring robust oversight and operational clarity while collaborating with cross-functional teams to navigate regulatory la...
6 days ago
Senior Compliance Risk Manager - Securities Compliance
$163K - $203K *
Drive compliance excellence by executing a robust testing program, supporting regulatory investigations, and maintaining governance across diverse financial products within a collaborative team enviro...
6 days ago
$150K - $180K *
Drive the compliance program at a fast-growing fintech, overseeing BSA/AML, KYC, and privacy regulations while collaborating with cross-functional teams to enhance controls and growth strategies in a...
4 weeks ago
Associate, Regulatory Compliance
$80K - $90K *
Launch a comprehensive compliance program, ensuring adherence to federal and international regulations. Collaborate across teams, enhance client relationships, and lead training efforts while managing...
2 weeks ago
Associate Director, Ethics & Compliance - Risk Assessment and Monitoring
$172K - $236K *
Innovate with us to redefine risk assessment in biotech through advanced analytics, driving ethical decisions and business growth while ensuring compliance and monitoring across diverse operations and...
Reposted yesterday
Director, Global Ethics and Compliance Monitoring and Reporting - Remote
$187K - $257K *
Pioneer a global ethics and compliance strategy, leading monitoring and reporting initiatives to enhance program effectiveness, drive continuous improvement, and ensure adherence to regulations across...
6 days ago
$110K - $130K *
Drive your career with a pivotal role in compliance operations, collaborating across teams to shape regulatory intelligence and develop robust frameworks for AML platforms that enhance customer compli...
5 days ago
Regulatory and Compliance, ERISA - Senior Vice President
$190K - $230K *
Join a team that's committed to ensuring compliance with ERISA and DOL regulations. In this role, you will lead strategic compliance initiatives and work closely with various departments to uphold fid...
1 week ago
Regulatory and Compliance, ERISA - Senior Vice President
$190K - $230K *
Champion enterprise-wide ERISA compliance, collaborating across teams to ensure adherence to regulations, develop policies, and manage risk frameworks while driving strategic initiatives and overseein...
1 week ago
Head of Broker Dealer Compliance, Americas and Chief Compliance Officer (VN2908)
$290K - $335K *
Join a team that's shaping compliance excellence in Broker Dealer operations. Lead a dedicated compliance team, provide strategic advisory services, and ensure adherence to regulatory standards while...
Reposted today
$170K - $180K *
Drive compliance and legal strategy in a pivotal role, advising leadership while managing risk, privacy, and governance across global operations. Leverage AI tools for efficiency and effectiveness in...
Reposted 4 weeks ago
$175K - $185K *
Optimize the compliance framework for a leading investment adviser, ensuring adherence to SEC and FINRA regulations while collaborating with cross-functional teams to implement effective policies and...
Reposted 3 weeks ago
Global Head of Compliance Projects
$240K - $260K *
Lead the charge in global compliance projects, driving efficiency and automation through AI-powered solutions while ensuring adherence to regulatory standards across diverse departments and financial...
5 days ago
Compliance Officer, Broker-Dealer Advisor (Equities and Options) (VN2750)
$150K - $185K *
Support the Head of U.S. Broker-Dealer Compliance by providing expert advisory services, ensuring regulatory adherence for Equities and Options trading, and enhancing compliance policies to foster a r...
Reposted 5 days ago
Regulatory and Compliance, Subscription Document Review - Associate
$90K - $115K *
Champion compliance and regulatory standards by reviewing investor subscription materials for private funds, ensuring completeness and adherence to key financial regulations while maintaining project...
6 days ago
$180K - $220K *
Drive your career with an innovative fintech as a foundational Corporate Counsel, leading contract negotiations and providing legal guidance to support rapid growth and compliance in the evolving fina...
3 weeks ago
Chief Risk Officer - Managing Director
$350K - $400K *
Execute enterprise-wide risk governance, regulatory compliance, and resilience programs. Lead the integration of risk management functions to support global scaling while ensuring strong oversight and...
Reposted 3 weeks ago
Assistant Vice President, Compliance Monitoring and Testing
$125K - $135K *
Advance compliance risk management by providing leadership and structure in Testing. Stay updated on regulations and enhance frameworks to identify gaps, fostering proactive oversight and continuous i...
Reposted yesterday