Charles Schwab

Senior Specialist SEC Reporting

Charles Schwab • $80K — $110K *
Lone Tree, CO 80124In-Person
Finance & Insurance
Less than 5 years of experience
Today
Be an Early Applicant
Job Overview by Ladders

Qualifications

  • Bachelor's degree in Accounting; CPA license is a plus.
  • 2-3 years of experience in U.S. GAAP accounting and financial reporting.
  • Direct recent experience with SEC reporting and financial statement preparation for public companies.
  • Current understanding of U.S. GAAP and SEC regulatory requirements.
  • Experience in broker/dealer or financial services accounting is advantageous.
  • Excellent attention to detail and accuracy in work.
  • Ability to thrive in a fast-paced, time-sensitive environment.

Responsibilities

  • Assist in designing and preparing financial reports for SEC and other regulators.
  • Research and implement accounting guidance for accurate disclosures.
  • Prepare documentation and workpapers to support financial statements.
  • Coordinate with multiple business partners for comprehensive reporting input.
  • Enhance and streamline reporting processes and controls.
  • Support audits and regulatory examinations while maintaining internal controls.
  • Engage in projects to address disclosure impacts of business changes.

Benefits

  • Bonus or incentive opportunities based on performance.
Full Job Description
As part of the Corporate Controller’s Department, the SEC Reporting group is responsible for the preparation of annual, quarterly, and other reports filed with the Securities and Exchange Commission (e.g.,10-Ks, 10-Qs, 8-Ks), and for supporting earnings release materials and investor presentations for The Charles Schwab Corporation (NYSE: SCHW). The SEC Reporting group is also responsible for all audited financial statements for applicable subsidiary entities, including Schwab’s broker-dealer, bank, and international subsidiaries. The SEC Reporting group works closely with business partners across different departments to ensure compliance with financial reporting and disclosure rules and regulations from the SEC and other regulators and appropriate application of U.S. GAAP.

What you have

  • Bachelor’s degree or higher in Accounting 6 CPA license a plus.

  • 2-3 years of U.S. GAAP accounting and financial reporting experience required 6 public accounting experience a plus.

  • Direct recent experience with SEC reporting and preparation of financial statements and footnotes of public companies.

  • Current understanding of U.S. GAAP, financial reporting principles, and SEC regulatory requirements.

  • Relevant broker/dealer, banking, or other financial services accounting experience a plus.

  • Excellent attention to detail with a commitment to maintaining a high degree of accuracy in every aspect of your work.

  • Ability to work well in a fast-paced, time-sensitive environment while managing multiple priorities.

  • Strong written and verbal communication skills as well as critical thinking and analytical skills.

  • Strong desire to learn and grow professionally, particularly in regard to financial reporting.

  • Ability and desire to build and cultivate strong relationships inside and outside of team.

  • Overall knowledge and familiarity with Microsoft Office applications and high proficiency using Excel required.

  • PeopleSoft, Adobe Acrobat, and Workiva software experience a plus.

What you9ll do:

  • Assist in the design and preparation of external and internal financial reports, including audited financial statements filed with the SEC as well as other U.S. and international regulators.

  • Research and assist with implementation of accounting and regulatory guidance to ensure accurate and relevant disclosures in audited financial statements and SEC filings.

  • Prepare detailed, comprehensive documentation and workpapers to support the financial reports.

  • Establish and maintain close coordination with business partners in the accounting, treasury, finance, technical accounting policy, legal, and other functional business areas to ensure proper input into internal and external financial reporting.

  • Continuously work to enhance and streamline reporting processes and controls.

  • Support internal and external audits and regulatory examinations.

  • Execute and maintain an effective internal control environment.

  • Participate in projects as they arise to research the disclosure impacts of changes in our business and industry, as well as other ad hoc disclosure research or projects.

  • Participate in and contribute to an engaged and high-performing team environment.

In addition to the salary range, this position is also eligible for bonus or incentive opportunities

About Charles Schwab

Charles Schwab is a financial services company that provides a full range of securities, brokerage, banking, money management, financial advisory, investor, and retirement plan services. It operates in four main divisions; investing, wealth management, banking, and trading. Charles Schwab provides a full-service brokerage platform that serves individual investors who invest on their own or through a workplace-sponsored retirement or equity plan, as well as banking through Schwab Bank. The firm was founded in 1973 and is headquartered in San Francisco, California.

Charles Schwab Careers

Join the vibrant team at Charles Schwab, a leader in global finance, where your career is propelled by innovation, leadership, and a commitment to diversity and professional growth. At Charles Schwab, we offer more than just job opportunities; we provide a platform for you to make a significant impact on the industry and our clients' lives.

Work You’ll Do

At Charles Schwab, we are dedicated to helping our clients manage their financial futures. Being part of our team means you'll work alongside some of the most skilled professionals in the financial services industry. Our culture thrives on teamwork, integrity, and relentless dedication to our clients. Whether you're looking for a position in financial consulting, technology, or administrative support, Charles Schwab offers a dynamic work environment where your skills will be honed and your achievements recognized.

Innovate and Lead

Embrace the opportunity to lead through innovation. Charles Schwab’s commitment to technology and innovation is fundamental to our service delivery. By joining our team, you will be at the forefront of developing new solutions that redefine the future of finance. Your leadership can guide significant projects that impact our company and the industry.

Grow Your Career

Charles Schwab believes in fostering the growth of its employees. Whether through professional development programs, diversity training, or leadership workshops, we ensure that our team members receive the support and training they need to advance their careers. With a variety of career paths available, your job at Schwab can evolve with your interests and expertise.

Internship and Employment Opportunities

Start your professional journey with Charles Schwab through our internship programs or full-time employment opportunities. We seek individuals who are passionate, curious, and ready to drive change. A career at Schwab is not just about having a job; it's about building a lasting relationship with a company that values your potential.

Benefits and Culture

Charles Schwab is renowned for its employee-friendly culture. We offer a comprehensive benefits package that supports the health, financial stability, and work-life balance of our team members. From competitive salaries and bonuses to health insurance and retirement plans, Schwab ensures that your career is as rewarding as it is enriching.

Networking and Professional Development

Expand your professional network and enhance your skills through our various networking events, mentorship programs, and training sessions. At Charles Schwab, we believe in leveraging collective expertise to foster learning and innovation. Engage with leaders, gain insights from experienced professionals, and build relationships that will aid your career trajectory.

Join Our Team

Explore the numerous career paths available at Charles Schwab and discover how your talents can be utilized to their fullest potential. Search open positions that match your skills and interests. We are continuously hiring across various disciplines and look forward to adding innovative, driven individuals to our team.

Stay Connected

Keep up to date with the latest from Charles Schwab Careers by subscribing to our job alert emails. Tailor your subscription to receive updates that align with your career preferences and be the first to know about new openings, company news, and professional tips.

Explore Charles Schwab Jobs

Ready to take the next step in your career? Visit our careers page to review current job openings, submit your resume, and prepare for your interview. At Charles Schwab, your future is waiting. [SEARCH CHARLES SCHWAB JOBS] Join Charles Schwab today and be part of a team that values diversity, innovation, and leadership—where your career can thrive in the exciting world of finance.
Learn more about Charles Schwab
Size
34,200 employees
Market Cap
$151.6 billion
Industry
Finance & Insurance
Net Income
$3.2 billion
Founded
1973
5 Year Trend
+20%
Revenue
$12.1 billion
NASDAQ
SCHW
* Ladders Estimates

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