TD Bank

Senior Manager, Governance, Risk, & Control

TD Bank$115K — $163K *
Finance & Insurance
8 - 10 years of experience
Job Overview by Ladders

Qualifications

  • Undergraduate degree or Technical Certificate required
  • 10+ years of relevant experience
  • Experience with regulatory supervision and response activities
  • Technology and security risk management experience
  • Previous people management experience
  • Expertise in banking and technology standards

Responsibilities

  • Lead a team of 1B Risk practitioners managing technology and cyber risk compliance
  • Oversee supervisory and inquiry activities for regulatory commitments
  • Gather and scope evidence for responses to regulatory requests
  • Engage stakeholders to collect necessary artifacts for regulatory submissions
  • Review submissions for accuracy prior to executive approval
  • Facilitate meetings and prepare materials for interactions with regulators
  • Consult on regulatory compliance requirements

Benefits

  • Health and well-being benefits
  • Savings and retirement programs
  • Paid time off
  • Banking benefits and discounts
  • Career development and mentoring programs
  • Reward and recognition programs
Full Job Description
Work Location:
Toronto, Ontario, Canada

Hours:
37.5

Line of Business:
Governance & Control

Pay Details:
$115,600 - $163,200 CAD

This role is eligible for a discretionary variable compensation award that considers business and individual performance.

Job Description:

Position Overview:

The Governance, Risk, and Control Senior Manager will serve as the lead for the Regulatory Supervision and Response team within TD's Global Technology Solutions organization. This role Is a trusted advisor who coordinates and helps prepare content associated with regulatory inquiries and meetings and is accountable for ensuring appropriate stakeholder engagement to provide accurate and valid information.

Job Details - What You'll Do
  • Lead highly skilled 1B Risk practitioners to support the management of business and technology / cyber risk in compliance with Regulatory requirements.
  • Provide oversight and governance over On-Going Supervisory and Inquiry activities to meet Regulatory commitments.
  • Scope and gather evidence for responses to requests for information, meetings, clarification, observations and oversight (escalation and report support).
  • Engage key stakeholders and subject matter experts to collect artifacts and evidence needed to respond to request items.
  • Review artifacts and evidence completeness and accuracy for executive approval prior to submission to the regulators
  • Facilitate the preparation of Semi-Annual, Quarterly and Bi-monthly Meetings with various Regulators as well as Annual Visits including the reviewing agendas, seeking required clarifications, preparing materials, and tracking follow-up actions.
  • Consult on Regulatory compliance requirements, reporting and questions
  • Provide business, technology and cyber security risk leadership and support pertinent to the Regulatory landscape to technology and business partners
  • Ensure the team provides technical expertise and consultation to partners on a broad range of Technology Controls / Information Security programs / policies / standards and incidents for own specialized discipline / practice area


Where You'll Work

Hybrid

Job Requirements - What You Need to Succeed
  • Undergraduate degree or Technical Certificate required
  • 10+ years of relevant experience
  • Responsible for management of the overall team(s) providing both leadership and guidance
  • Experience with regulatory supervision and response activities.
  • Technology and security risk management experience
  • Previous people management experience
  • Expertise and knowledge of Bank, technology standards and leading varied teams of professionals
  • Excellent communication, leadership, and project management skills
  • Strong relationship management skills, conflict resolution, ability to prioritize competing priorities and in-depth program management
  • Ability to navigate through ambiguity and matrix banking environment


Our Total Rewards Package
Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical, and mental well-being goals. Total Rewards at TD includes a base salary, variable compensation, and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off, banking benefits and discounts, career development, and reward and recognition programs. Learn more

Additional Information:
We're delighted that you're considering building a career with TD. Through regular development conversations, training programs, and a competitive benefits plan, we're committed to providing the support our colleagues need to thrive both at work and at home.

Please be advised that this job opportunity is subject to provincial regulation for employment purposes. It is imperative to acknowledge that each province or territory within the jurisdiction of Canada may have its own set of regulations, requirements.

Colleague Development

If you're interested in a specific career path or are looking to build certain skills, we want to help you succeed. You'll have regular career, development, and performance conversations with your manager, as well as access to an online learning platform and a variety of mentoring programs to help you unlock future opportunities.

If you're passionate about helping clients and building deep, lasting relationships, TD offers diverse career paths where you can grow your expertise and make a meaningful impact.

We're committed to your success and foster a respectful workplace where diverse perspectives are valued, everyone has fair opportunities to grow, and you can unlock your full potential to achieve your career goals. Here at TD, we hire and develop the best.

Training & Onboarding
We will provide training and onboarding sessions to ensure that you've got everything you need to succeed in your new role.

Interview Process
We'll reach out to candidates of interest to schedule an interview. We do our best to communicate outcomes to all applicants by email or phone call.

Accommodation
Your accessibility is important to us. Please let us know if you'd like accommodations (including accessible meeting rooms, captioning for virtual interviews, etc.) to help us remove barriers so that you can participate throughout the interview process.

We look forward to hearing from you!

Language Requirement (Quebec only):
Sans Objet

About TD Bank

TD Securities offers a range of advisory and capital market services to its clients. The company's range of services includes research, investment banking, capital markets, and global transaction banking. Research consists of commodity and equity research. Investment banking consists of mergers, acquisitions, industry expertise, and credit origination. Global transaction banking consists of trade finance, cash management, and correspondent banking. TD Securities was founded in 1855 and is based in Ontario.

TD Bank Careers

Join the vibrant team at TD Bank, one of North America's leading financial services organizations, where innovation, leadership, and growth go hand in hand. At TD Bank, we are committed to fostering a culture of diversity and inclusion, making it an ideal place for ambitious professionals to thrive. Work You’ll Do At TD Bank, your professional journey is bolstered by a robust support system. From your first interview to every career milestone, you will find opportunities for growth and leadership. Our team is dedicated to helping you develop the skills necessary for success in the ever-evolving financial sector. TD Bank offers a variety of job opportunities across multiple fields, from customer service to investment banking. Each position at TD Bank is a chance to contribute to our culture of innovation and exceptional client service. Internship Programs Kickstart your career with a TD Bank internship. Our programs provide invaluable industry exposure and hands-on experience, making them a perfect starting point for students and recent graduates eager to make their mark in the banking industry. Interns at TD Bank enjoy the unique opportunity to work alongside seasoned professionals, gaining insights that are crucial for future employment. Benefits and Growth TD Bank is deeply committed to the well-being and continuous growth of our team members. We offer competitive benefits packages that cover health, finance, and family care. Our employees enjoy comprehensive health insurance, retirement plans, and generous paid time off, among other perks. Moreover, TD Bank encourages professional development through various training programs, including leadership development and diversity training. These initiatives ensure that our team remains at the forefront of industry standards and best practices. Join Our Team Explore the numerous career paths available at TD Bank and discover how your skills and interests align with our mission. We are actively hiring and continually looking for talented individuals who are passionate about banking and customer service. Networking and Professional Development At TD Bank, we believe in the power of networking and collaboration. Our employees have access to a wide range of networking events, workshops, and seminars that promote career development and professional growth. These platforms not only enhance your professional skills but also expand your industry connections. Stay Connected Keep up to date with the latest at TD Bank Careers by subscribing to our job alert emails. Tailor your subscription to match your career preferences and get the latest news, insider tips, and job opportunities delivered straight to your inbox. Explore job opportunities at TD Bank and be part of a team that values hard work, creativity, and a diverse workplace culture. Your next great career move is just a click away. SEARCH TD BANK JOBS Join us at TD Bank and let your ambition lead you to a rewarding career filled with opportunities to learn, grow, and innovate.
Learn more about TD Bank
Size
90,000 employees
Market Cap
$117.9 billion
Industry
Net Income
-$6.9 million
5 Year Trend
+6.6%

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