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Financial Industry Regulatory Authority

120 Job Openings at Financial Industry Regulatory Authority

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Analyst, CAT Helpline
Financial Industry Regulatory Authority $72K - $127K*
Rockville, MD
In-Person
1 week ago
Lead the way in providing expert technical support to Industry Members, ensuring effective communication and problem-solving for the Consolidated Audit Trail (CAT), while honing your analytical skills in a collaborative environment.
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Analyst, CAT Helpline
Financial Industry Regulatory Authority $72K - $127K*
Rockville, MD
In-Person
1 week ago
Shape the future of audit support by providing expert technical assistance and resolving complex inquiries for CAT Industry Members, enhancing regulatory compliance and customer satisfaction in a collaborative environment.
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Senior Principal Analyst, CAT Business Operations
Financial Industry Regulatory Authority $131K - $238K*
Rockville, MD
In-Person
1 week ago
Unlock market transparency as you lead strategic initiatives and project delivery within the Consolidated Audit Trail program, mentoring analysts while defining requirements and collaborating with stakeholders to enhance investor protection.
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Director, Enforcement
Financial Industry Regulatory Authority $217K - $326K*
San Francisco, CA
In-Person
2 weeks ago
Join us to lead and mentor a team of Enforcement attorneys, guiding them through complex cases. Ensure timely resolutions and optimal legal outcomes while collaborating with various departments to protect investor integrity.
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Director, Enforcement
Financial Industry Regulatory Authority $207K - $311K*
Los Angeles, CA
In-Person
2 weeks ago
Lead the charge in managing a diverse team of Enforcement attorneys to ensure thorough case resolution and adherence to legal standards, fostering collaboration across departments and prioritizing cases for timely outcomes based on risk assessment.
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