Take ownership of financial disclosure accuracy and trading compliance. Collaborate with employees and management to resolve complex issues, develop training materials, and ensure adherence to policies while maintaining confidentiality and integrity.

Unlock potential by ensuring compliance in financial disclosures and trading. This role involves independent analysis, employee consultations, and policy development to uphold ethical standards and enhance organizational integrity.

Join us to ensure compliance and integrity in financial disclosures and trading. As a key contributor, you'll manage complex inquiries, evaluate trading violations, and develop training materials, all while maintaining confidentiality and collaboration.

Drive transparency in trade reporting by analyzing data and coordinating with teams to ensure compliance with regulatory requirements while providing strategic insights to leadership and supporting FINRA's mission.

Lead the charge in analyzing trade data and compliance for regulatory integrity. Collaborate across teams to respond to critical trading issues while providing strategic recommendations to senior leadership. Extend support during market hours.