28

Investment Advisor Jobs Near Charlotte, NC

Salary Range

$90K

$125K

Average Salary: $116,250
VP, Compliance- Risk Assessment & Testing
$250K - $500K
LPL FinancialFort Mill, SC 29715 and 1 other location

Work with compliance subject matter experts to identify, assess, and document compliance and operational risks. Develop and execute strategies to evaluate the effectiveness of controls to mitigate com...

Posted 3w ago

  •   8 - 10 years exp.  •  Finance & Insurance

Managing Director
$100K - $150K

Ensures territories are compliant with state, federal and corporate requirements. Ensures territories are compliant with applicable state and national statutes, rules and regulations regarding sales p...

Posted 4w ago

  •   years exp.  Finance & Insurance

Partner Relationship Manager
$100K - $150K

Relations team and the Marketing Team to develop and implement an annual partner co-marketing plan for our Tier I Asset Managers.

Posted 5w ago

  •   5 - 7 years exp.  •  Finance & Insurance

VP IIS Product Management
$200K - $250K
LPL FinancialFort Mill, SC 29715 and 1 other location

The Product Management team within LPL’s Investor & Investment Solutions (IIS) group is responsible for delivering a highly competitive set of investment solutions and platform capabilities in order t...

Posted 6w ago

  •   5 - 7 years exp.  •  Finance & Insurance

Regional Investment Consultant

Remaining apprised of material changes/events with clients and ensuring the dissemination of that information to all pertinent parties within Brown.

Posted 2d ago

  •   8 - 10 years exp.  •  Finance & Insurance

Sr Analyst, IIS Product Operations
$80K - $100K

This role will utilize product and project management abilities to support our trading platforms as LPL expands our distribution models and capabilities through increased recruiting, mergers, acquisit...

Posted 1w ago

  •   5 - 7 years exp.  •  Finance & Insurance

Compliance Director - Asset Management Compliance
$200K - $250K
Wells FargoCharlotte, NC 28202 and 2 other locations

The Compliance Director will be responsible for overseeing / monitoring the distribution risks and controls within WFAM. S/he will lead a team of compliance professionals and be responsible for admini...

Posted 7w ago

  •   11 - 15 years exp.  •  Finance & Insurance

Head of Cash Management & Banking

Lead efforts to develop and enhance appropriate reporting and modeling, as necessary, to support short-term and long-term cash flow and liquidity forecasting needs...

Posted 1w ago

  •   15+ years exp.  •  Finance & Insurance

Global Mobility Tax - Manager
$100K - $150K
PWCCharlotte, NC 28202 and 18 other locations

Analyse complex ideas or proposals and build a range of meaningful recommendations. Use multiple sources of information including broader stakeholder views to develop solutions and recommendations...

Posted 4d ago

  •   5 - 7 years exp.  •  Legal & Accounting

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Assistant Divisional Controller
JAS RecruitmentCharlotte, NC 28228 and 60 other locations

Oversee divisional internal controls process, identify control deficiencies and determine corrective action plans. Monitor implementation of corrective actions for remediation of deficiencies. Work di...

Posted 2w ago

by Joe Szlosekrecruiter-profile-pic

  •   8 - 10 years exp.  •  Manufacturing & Automotive

Internal Regional Director
$80K - $100K

Identify new prospective advisors by making initial sales calls to potential advisors, as well as responding to internal calls or inquiries that are made to LPL. Outbound call campaigns that tie into...

Posted 3w ago

  •   Less than 5 years exp.  •  Finance & Insurance

Director of Advisor Support
$200K - $250K

Works in conjunction with the Adhesion’s leadership team and other internal partners, introduce and deliver on the Client Service strategy, ensuring that the client experience is high quality, high t...

Posted 2w ago

  •   8 - 10 years exp.  •  Finance & Insurance

Marketing Manager
$80K - $100K
LPL FinancialFort Mill, SC 29715 and 1 other location

The marketing consultants work with financial advisors with the goal of helping them grow their practice. The subscribers (financial advisors, institutions, banks, credit unions) rely on Marketing Sol...

Posted 3w ago

  •   Less than 5 years exp.  •  Finance & Insurance

Vice President, Originator – Healthcare/senior Living Direct Lending
$250K - $500K

Tortoise is seeking a Vice President, Originator – Healthcare/Senior Living Direct Lending. The Vice President, Originator – Healthcare/Senior Living Direct Lending will be responsible for sourcing...

Posted 3w ago

  •   8 - 10 years exp.  •  Finance & Insurance

Support Engineer
$80K - $100K

Scope a customer’s issue by collecting the relevant facts and investigate the problem by doing your own research and by involving other teams as needed. Consult and collaborate with your immediate pee...

Posted 3d ago

  •   Less than 5 years exp.  •  Enterprise Technology

Senior Underwriter
$80K - $100K

Underwrite and decision agency conforming and jumbo residential mortgage loans. Verify and analyze all necessary financial information and documentation; ensure that loan files contain all necessary c...

Posted 1w ago

  •   8 - 10 years exp.  •  Finance & Insurance

Marketing Content Strategist / Writer

Lead the strategy, plan development and execution, with the content team, of our flagship knowledge leadership initiatives (workplace empathy research, internal IP reports, etc.); work with marketing...

Posted 1w ago

  •   8 - 10 years exp.  •  Information Technology

AVP, IIS PMO
$100K - $150K
LPL FinancialFort Mill, SC 29715 and 1 other location

The candidate must be comfortable in a fast paced environment focused on driving outcomes against challenging deadlines and multiple priorities; additionally, the ideal candidate will have experience...

Posted 6w ago

  •   5 - 7 years exp.  •  Finance & Insurance

Chief People Officer

Coordinating with the regional and global HR business partners and ensuring the processes, policies, and services are implemented, observed and meet the needs of the business. Make improvements to the...

Posted 4w ago

  •   11 - 15 years exp.  •  Finance & Insurance

Immediate Postpartum Contraception Implementation Manager
$80K - $100K
UpStreamCharlotte, NC 28202 and 2 other locations

Develop analyses and present recommendations to inform contraceptive access policies, protocols, and related work flow processes resulting in a high-level implementation plan for engagement focused o...

Posted 1w ago

  •   5 - 7 years exp.  •  Media

Data/Research Analyst
$80K - $100K

Analyze data across Salesforce, NetSuite, SQL, and Access for accuracy, implement audits and procedures . Assist conversion of Access databases to SQL...

Posted 5w ago

  •   Less than 5 years exp.  •  Finance & Insurance

AVP, IIS Product Management
$100K - $150K

Drive collaboration and document solutions with internal business partners to ensure our goals and objectives are moving forward according to tight time frames and that program launches meets all regu...

Posted 6w ago

  •   5 - 7 years exp.  •  Finance & Insurance

AVP, IIS Product Management
$100K - $150K
LPL FinancialFort Mill, SC 29715 and 1 other location

Drive collaboration and document solutions with internal business partners to ensure our goals and objectives are moving forward according to tight time frames and that program launches meets all regu...

Posted 6w ago

  •   5 - 7 years exp.  •  Finance & Insurance

VP IIS Product Management
$250K - $500K
LPL FinancialFort Mill, SC 29715 and 1 other location

Intensive collaboration with internal business partners to ensure capabilities are delivered in a manner that captures our objectives and goals and meets all regulatory, legal and compliance requireme...

Posted 6w ago

  •   8 - 10 years exp.  •  Finance & Insurance

Transaction Advisory Services Manager

Analyze detailed financial statement information including income statement, balance sheet, cash flow and key operational data. Synthesize and convert the data into meaningful information that is used...

Posted 6w ago

  •   Less than 5 years exp.  •  Energy & Utilities