Compliance Officer Jobs in Charlotte, NC

Support and enhance compliance programs in a dynamic wealth management firm. Collaborate across teams to implement regulations, oversee compliance workflows, and drive continuous improvement while ens...

Grow your career with a pivotal role enhancing compliance risk assessment, analytics, and governance. Collaborate across departments, utilizing data-driven insights to strengthen risk management and c...

Take ownership of compliance oversight for Futures Commission Merchant activities, ensuring adherence to regulatory requirements. Collaborate with stakeholders to enhance compliance programs and mitig...

Drive compliance excellence by overseeing Fair Lending practices across diverse lending products, collaborating with various teams to assess and mitigate risk while ensuring regulatory adherence and f...

Join a team that's redefining compliance in the fast-paced fintech landscape. Lead the compliance program across multiple jurisdictions, drive regulatory strategy, and empower a talented team to ensur...

Transform compliance through expertise in HR regulations, policy management, and training. Support a culture of accountability while navigating multi-state employment laws across diverse teams, ensuri...

Shape the future of compliance in finance by leading the development and execution of robust compliance programs while engaging with regulators and building a high-caliber team dedicated to risk mitig...

Join a team that's shaping the compliance landscape for a European platform entering complex financial markets. You'll architect the regulatory infrastructure critical for GPs, driving credibility and...

Lead compliance initiatives across marketing and lending operations; ensure regulatory adherence and efficiency through modern tools, audits, and collaborative improvements with cross-functional teams...

Pioneer a transformative compliance framework with a key focus on integrating technology and oversight, ensuring investor protection while enhancing operational efficiency across a dynamic financial l...

Lead the development and implementation of enterprise compliance programs, managing OSHA, EPA, and GMP standards to ensure operational excellence and regulatory adherence across all facilities, suppor...

Drive compliance strategy by managing IL4/IL5 offerings, ensuring regulatory adherence across AWS-hosted environments. Collaborate with security teams, federal regulators, and technical stakeholders t...

Lead the charge in executing compliance strategies across regulated sectors, ensuring robust oversight and operational clarity while collaborating with cross-functional teams to navigate regulatory la...

Own the mid-market provider segment by driving complex sales conversations and closing meaningful deals that enhance compliance programs for healthcare organizations. Build and manage your pipeline wh...

Unlock compliance excellence by managing auditing, monitoring, and reporting processes to ensure adherence to regulatory standards and enhance operational efficiency across contracts and collaboration...

Pioneer a global ethics and compliance strategy, leading monitoring and reporting initiatives to enhance program effectiveness, drive continuous improvement, and ensure adherence to regulations across...

Help us manage the Authoritative Source Library, ensuring compliance and reporting accuracy. Lead cross-functional projects and maintain regulatory content across systems. Drive governance and enhance...

Analyze trade activities and ensure compliance with regulations by investigating potential violations, producing detailed reports, and identifying compliance gaps. Collaborate with leadership to enhan...

Champion compliance excellence by preparing and reviewing complex filings, mentoring team members, and ensuring adherence to service standards while fostering a collaborative environment for continuou...

Champion compliance excellence by leading oversight for Consumer Banking operations, ensuring adherence to regulations while driving effective risk management strategies in a dynamic financial environ...

Shape the future of compliance in consumer banking by providing oversight, guidance, and strategic support. Collaborate with cross-functional teams to address regulatory risks and enhance compliance c...

Transform compliance processes by supporting NERC Operations and Planning standards. Collaborate with experts, manage documentation, and enhance compliance activities while fostering a culture of adhe...

Help us manage compliance risk in Consumer Banking by providing oversight, advisory support, and strategic guidance to Contact Centers, ensuring regulatory adherence, and collaborating with business l...

Contribute to our compliance framework by developing scalable processes, guiding leadership, and driving improvements in P&C insurance. Collaborate across teams to maintain compliance amid regulatory...

Lead the charge in developing compliance programs and maintaining a robust AML protocol, ensuring effective oversight of mutual funds and service providers while enhancing collaboration across departm...