Compliance Manager Jobs in Chester, NY

The Compliance Manager at Via will assist in implementing and supporting Via's Regulatory Compliance team, ensuring that products and services meet regulatory compliance standards. Responsibilities in...

The Compliance Manager at Stepful will work with the Public Policy Lead to manage risk, apply for and maintain state licenses, and ensure compliance of Stepful's programs across jurisdictions. The rol...

The Compliance Governance Manager at OKX will provide senior-level support in developing and implementing compliance standards, best practices, and processes. The role involves ensuring early identifi...

The Compliance Manager will design and execute the compliance monitoring and testing function in the Payment division, ensuring adherence to laws, regulations, and industry standards. This role involv...

The General Compliance Manager at Ripple will support the Third-Party Risk Management Program and other aspects of the Global General Compliance Program. This role involves managing compliance initiat...

The Compliance Manager at Bovill Newgate will provide regulatory compliance and consulting services to US clients, focusing on SEC requirements, while also supporting sales and marketing efforts to bu...

As a Compliance Officer at Carta, you will assess regulatory requirements, establish governance and risk frameworks, build security compliance programs, manage policies and standards, and collaborate...

The Compliance Manager, Contractor & Supplier Diversity will assist with developing and monitoring Minority and Women-Owned Business Enterprise (MWBE) and Service-Disabled Veteran-Owned Business (SDVO...

The Compliance Manager, Regulatory Reporting at Corient is responsible for overseeing regulatory reporting processes, data management, compliance monitoring, policy development, training, risk assessm...

The Compliance Program Manager at Brex will be responsible for developing and enhancing the organization's compliance program, ensuring adherence to regulatory standards, and managing compliance activ...

The Compliance Manager is responsible for monitoring employee walk-ins to register complaints, provide guidance on compliance matters, and conduct investigations. The role involves supporting the Comp...

The Compliance Advisory Manager at Cross River is responsible for ensuring the business adheres to consumer compliance regulations and industry best practices. This role involves leading due diligence...

The Data Compliance Manager will support the HSS Data Compliance Program, focusing on monitoring and training plans, privacy investigations, and other initiatives. The role involves maintaining data u...

The Legal Compliance Manager will be responsible for implementing legal and compliance procedures to ensure content produced is compliant with laws and regulations. They will lead a global team, colla...

The Compliance Program Manager at News Corp will manage the SOX Program, ensuring compliance and efficiency across the organization. The role involves risk assessments, stakeholder engagement, and the...

The Compliance Officer will manage the global Quantitative Trading Compliance program, ensuring adherence to the Firm's Algorithmic Trading Policy. This role involves monitoring regulatory changes, co...

The Compliance Program Manager at Gecko Robotics will lead the development of the company's corporate compliance and trade controls program. This role involves managing compliance obligations, creatin...

The Compliance Director for Private Wealth will work with key stakeholders to develop and implement regulatory compliance programs for the Private Wealth Secondaries Solutions (PWSS) business globally...

The Compliance Engineer will be responsible for ensuring compliance with regulations, policies, and procedures related to lighting products. They will lead certification activities, maintain documenta...

The Compliance Analyst will be responsible for conducting communication reviews of trading groups and supporting various compliance projects within the Compliance Department. This role involves prepar...

The Compliance Analyst at Millennium will be responsible for assisting in the Firm's global compliance program, managing personal trading policies, coordinating compliance certifications, and supporti...

The Compliance Officer will be responsible for implementing and maintaining the Compliance Governance Framework, acting as Secretary of various committees, and performing 2nd line of defense controls...

Consultant Compliance Manager for Hedge Fund/Family Office providing expert advice and guidance on compliance programs to prestigious clients in the Investment and Financial Services industry...

The Compliance Officer will be responsible for implementing and maintaining the Compliance Governance Framework, acting as Secretary of various committees, and performing 2nd line of defense controls...

The Compliance Officer will manage the global Quantitative Trading Compliance program, ensuring adherence to the Firm's Algorithmic Trading Policy. This role involves monitoring regulatory changes, co...