Compliance Director Jobs in Ronkonkoma, NY

Join a team that's dedicated to ensuring compliance excellence in a member-focused insurance exchange. Lead operations that safeguard regulatory adherence while supporting risk management and strategi...

Drive compliance excellence by managing legal and regulatory initiatives, advising teams on U.S. laws, and collaborating cross-functionally to mitigate risks while supporting organizational goals and...

Champion compliance excellence by executing testing strategies, collaborating cross-functionally, and overseeing governance in a dynamic fintech environment. Help drive innovation and ensure operation...

Shape the future of compliance in a dynamic fintech environment! Collaborate with a talented team to support BSA/AML programs, manage audits, and drive regulatory projects, ensuring alignment with eve...

Take ownership of compliance for trust companies, ensuring adherence to regulatory standards and laws. Lead the development, implementation, and monitoring of compliance programs while collaborating w...

Help us drive compliance innovation in product development. Leverage AI tools to ensure seamless integration of regulatory standards from ideation to launch while maintaining a risk-aware culture that...

Lead the charge in establishing a robust compliance framework for broker-dealer operations across North America. Collaborate with cross-functional teams to ensure regulatory adherence, operational rea...

Unlock potential by leading compliance oversight initiatives in Asset Management. Drive technology integration and collaborate with stakeholders to enhance governance, monitoring, and testing across d...

Elevate your career by leading cutting-edge compliance oversight initiatives in Asset Management Operations. Collaborate with senior stakeholders, enhance governance, and leverage technology like gene...

Shape the future of compliance in investment management by overseeing regulatory adherence, monitoring guidelines, and implementing solutions. Collaborate with key stakeholders to enhance compliance f...

Engage in comprehensive third-party due diligence assessments to enhance compliance, risk management, and operational efficiency, collaborating cross-functionally to maintain rigorous standards in a d...

Transform compliance and controls for growth at a leading financial institution. Drive regulatory oversight, partner relationships, and marketing initiatives while building a robust compliance team in...

Shape the future of compliance by providing oversight and guidance on regulatory adherence, facilitating training, and collaborating across teams to maintain effective processes and promote a culture...

Transform your career by leading Compliance initiatives that drive strategic goals and enhance program effectiveness. Collaborate across teams to manage projects and support Compliance leadership for...

Champion compliance excellence by conducting trade surveillance, monitoring for violations, and supporting projects that safeguard regulatory integrity while fostering a culture of accountability...

Create a comprehensive compliance strategy, manage regulatory filings, and ensure client adherence to SEC/CFTC standards while leading annual reviews and client training sessions. Collaborate with exe...

Champion Financial Crimes Compliance training initiatives by developing strategic training programs that ensure regulatory adherence and elevate risk management capabilities across the organization th...

Elevate your career by partnering with us to enhance anti-money laundering efforts. Utilize your expertise in compliance, conduct in-depth investigations, and collaborate across teams to ensure effect...

Join a team that's dedicated to enhancing regulatory compliance by supporting internal teams with data analysis, maintaining compliance documentation, and managing assessments. Collaborate on crucial...

Join a team that's dedicated to ensuring compliance with licensing and regulatory standards while supporting organizational growth. Manage a variety of regulatory filings, documentation, and deadlines...

Manage compliance operations by supervising training programs, reviews, and federal regulations. Collaborate across teams to enhance internal controls and mitigate risks. Ensure adherence to laws with...

Optimize compliance risk management by leading financial crimes evaluations for digital assets, ensuring rigorous controls and a robust risk framework across Consumer & Community Banking, while naviga...

Join a team that's shaping compliance in structured notes and OTC derivatives. Lead advisory support, strengthen governance, and ensure readiness across regulatory frameworks within a key financial se...

Lead the administration of Employee Compliance Program focusing on trading, conduct, conflicts of interest, and regulatory adherence, while collaborating with various stakeholders to enhance complianc...

Pioneer the Employee Compliance Program, ensuring adherence to trading regulations, managing risks, and supporting business units in implementing compliance policies across the organization...