Job Description

Senior Specialist, Client Processing

We9re seeking a future team member for the role of Senior Specialist, Client Processing to join our team. This role is located in Lake Mary, FL.

In this role, you9ll make an impact in the following ways:

• Ensure all service level agreements are met on a daily basis for each assigned task within Pershing EOP.
• Review account opening requests and account update requests via NetX to ensure all AML requirements are met per the Global Standards policy.
• Verify End-Client KYC profiles via Equifax and Lexis Nexis database.
• Complete all RIA requests submitted via NetX and ECRM for both PAS and BCS.
• Collaborate with organizational units/teams to ensure technology enhancements to the workflow or new regulatory requirements are successfully implemented.
• Communicate with RIA Service Teams to ensure issues are resolved in a timely manner.
• Solves complex problems based on an understanding and knowledge of the intricacies of the system.
• Integrates in-depth area knowledge with a solid understanding of industry standards and practices to provide solutions to internal and external clients.
• Assist Legal and Compliance on various audit requests to provide supporting documentation as requested.
• May be responsible for allocating and checking work of other team members.
• May be responsible for specific supervisory review, training, and approval actions.
• Contributes to the achievement of related team9s objectives.

To be successful in this role, we9re seeking the following:

• Bachelor9s degree or the equivalent combination of education and experience is required
• 5-7 years of total work experience is preferred.
• Experience in brokerage processing is preferred.
• FINRA licenses, Series 9/10 or Series 24 preferred.
• Applicable local/regional licenses or certifications as required by the business.

Our Benefits and Rewards:

BNY offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life9s journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves, including paid volunteer time, that can support you and your family through moments that matter.

BNY assesses market data to ensure a competitive compensation package for our employees. The expected base salary for this position when employment commences can be found in the Job Info section at the bottom of the posting.

Base salary offered may vary depending on multiple individualized factors, including market location, job-related knowledge, skills, and experience. Base salary is only part of the total rewards package, which may include eligibility for an annual discretionary incentive award. Subject to the terms and conditions of the applicable plans then in effect, eligible employees may enroll in a 401(k) plan as well as participate in Company-sponsored medical, dental, vision, and basic life insurance plans for the employee and the employee9s eligible dependents. Eligible employees also may receive other benefits (including various paid time off benefits, such as vacation and sick time), dependent on the position offered. Details of participation in these benefit plans will be provided if an employee receives an offer of employment.

If hired, the employee will be in an 49at will49 position and the Company reserves the right to modify base salary (as well as any other discretionary payments or compensation programs) at any time, including for reasons related to individual performance, Company or individual department/team performance, and market factors.