Capital One Financial Corporation

Senior Associate - Finance Data and Technology Risk Advisor

Capital One Financial Corporation$111K — $126K *
Finance & Insurance
Less than 5 years of experience
Job Overview by Ladders

Qualifications

  • Bachelor's Degree or military experience
  • 2+ years in a Finance-related role
  • 2+ years in Operational Risk advisory or Audit, focusing on data or technology
  • 3+ years advising or validating effectiveness of Operational Risks and Controls (preferred)
  • 1+ year experience in product or IT project management (preferred)
  • Risk Management, Product Management, or Process Engineering certifications (preferred)
  • Strong critical thinking and communication skills

Responsibilities

  • Support the FRM data risk lead for Finance Product and Data Solutions
  • Provide risk advisory services to Finance Divisional Data Risk Officer
  • Foster productive relationships with FPDS and technology stakeholders
  • Conduct risk assessments to ensure adherence to internal risk standards
  • Synthesize disparate information to inform risk-based decisions
  • Assist with audit preparation and execution
  • Champion process improvements to mitigate risks

Benefits

  • Hybrid work model allowing flexibility between in-person and remote work
  • Comprehensive health, financial, and well-being benefits
  • Performance-based incentive compensation including cash bonuses and long-term incentives
  • Inclusive workplace culture that promotes diversity and growth
  • Opportunities for career advancement and skills development through training programs
Full Job Description
Senior Associate - Finance Data and Technology Risk Advisor

Capital One is seeking a motivated professional for a Senior Associate risk advisory position within the Finance Risk Management (FRM) team. FRM associates are engaged and insightful risk management partners working across the Finance organization to execute robust and proactive risk management programs, improve effectiveness and efficiency of operation while reducing risk, and influence decisions in support of our stakeholders and internal customers. Our risk organization strives to enable a strong culture of risk management across Finance that is adaptable to an ever-changing environment.

This position will support our Finance Product and Data Solutions (FPDS) organization with a heavy focus on technology and data risks relative to the processes that power day to day financial operations and drive our Finance organizational strategy. This role will also have opportunities to engage in other finance-related initiatives in support of our business partners or the FRM team. An ability to thrive in ambiguity and make strong connections to enable thorough risk identification, effective problem solving, and grow stakeholder trust will contribute to the candidate’s success.

General Responsibilities:

  • Support the FRM data risk lead for FPDS

  • Provide risk advisory services to the Finance Divisional Data Risk Officer, and various data and product teams

  • Foster productive networks and relationships to provide excellent advisory services to FPDS, business, and technology stakeholders

  • Perform risk assessments to ensure teams across Finance are adhering to internal risk standards, e.g. Enterprise Risk Management, Information and Data Management, or Technology Operations expectations

  • Synthesize information from disparate sources that enables FRM to influence business, product, and technology leaders to make grounded, risk-based decisions - identify themes to support the risk story

  • Assist with the preparation and execution of audit and regulatory exams as they pertain to responsible areas

  • Champion ideas related to process or controls improvements with considerations for emerging technologies as a means to mitigate risks

  • Identify opportunities to continually mature our FRM practices and governance

  • Provide risk education and support to stakeholders as the risk subject matter expert within areas assigned

  • Report on the health of work assigned, ensuring sufficient awareness and transparency to leadership

  • Develop and maintain documentation to include procedures and presentation materials

Basic Qualifications:

  • Bachelor's Degree or military experience

  • At least 2 years of experience in a Finance-related field

  • At least 2 years of Operational Risk advisory or Audit experience with data or technology relevance

Preferred Qualifications:

  • 3+ years of experience advising and/or validating the effectiveness of Operational Risks and Controls - Data, Technology, and/or Business Process risks

  • 1+ year of experience related to product or IT project management

  • Education or experience with cloud-based technologies

  • Experience assessing Generative AI and Agentic AI risks

  • Risk Management, or Product Management, or Process Engineering certifications (APRM, CDMP, CPM, Six Sigma, BPM etc.)

  • Strong critical thinking with an ability to flex among and balance changing priorities

  • Strong written and verbal communication skills

  • Prior experience with Google Suite

At this time, Capital One will not sponsor a new applicant for employment authorization for this position.


This role is hybridmeaning associates typically spend 3 days per week in-person at one of our offices listed on this job posting.

The minimum and maximum full-time annual salaries for this role are listed below, by location. Please note that this salary information is solely for candidates hired to perform work within one of these locations, and refers to the amount Capital One is willing to pay at the time of this posting. Salaries for part-time roles will be prorated based upon the agreed upon number of hours to be regularly worked.

McLean, VA: $111,200 - $126,900 for Sr. Analyst, Capital Markets & RiskRichmond, VA: $101,100 - $115,400 for Sr. Analyst, Capital Markets & Risk










Candidates hired to work in other locations will be subject to the pay range associated with that location, and the actual annualized salary amount offered to any candidate at the time of hire will be reflected solely in the candidates offer letter.

This role is also eligible to earn performance based incentive compensation, which may include cash bonus(es) and/or long term incentives (LTI). Incentives could be discretionary or non discretionary depending on the plan.

Capital One offers a comprehensive, competitive, and inclusive set of health, financial and other benefits that support your total well-being. Learn more at theCapital One Careers website. Eligibility varies based on full or part-time status, exempt or non-exempt status, and management level.

This role is expected to accept applications for a minimum of 5 business days.

About Capital One Financial Corporation

Chevy Chase Bank is the greater Washington region's largest locally-owned banking institution providing a complete array of financial products and services to consumers and businesses in Maryland, Virginia, and the District of Columbia. The Bank, which is headquartered in Bethesda, Maryland, has approximately 250 branches and over 1,000 ATMs, more than anyone else in the greater Washington market. Chevy Chase Bank currently has over $16 billion in assets and services over 1 million customers. For more information about Chevy Chase Bank, please visit chevychasebank.com.

Capital One Financial Corporation Careers

Join the vibrant team at Capital One Financial Corporation, a leader in the financial services industry, where innovation meets purpose-driven leadership. As one of the most forward-thinking companies in banking, Capital One is the perfect place to jumpstart or advance your career with a myriad of job opportunities in various fields.

Work You’ll Do

At Capital One, we are committed to excellence and setting our team members up for success. By joining our dynamic team, you will engage in meaningful work that makes a real difference. From developing cutting-edge technology to crafting personalized financial solutions, every position at Capital One is geared towards redefining the future of banking.

Innovate and Lead

Capital One is not just a company; it's a hub of innovation and leadership. We empower our professionals to lead with their ideas and see them come to life. Our culture thrives on diversity and the unique perspectives each team member brings. Here, your skills in networking, problem-solving, and leadership will not only be valued but also nurtured through professional development and diversity training.

Grow Your Career

Capital One is deeply invested in the growth and development of its employees. With robust training programs, mentorship, and resources for professional enhancement, we ensure that your career trajectory aligns with your personal and professional goals. Whether it’s rising through the ranks or switching tracks via internal job opportunities, your growth is our priority.

Internship and Employment Opportunities

For those starting their journey, Capital One offers enriching internship programs that provide a glimpse into the culture and work ethic that drives our success. Interns gain hands-on experience, valuable insights, and the opportunity to network with leaders across the company. For seasoned professionals, we offer positions that challenge your expertise while encouraging balance and innovation.

Benefits and Culture

Choosing to work at Capital One means opting for a lifestyle where your well-being is prioritized. Our benefits package is designed to support you both at work and in your personal life, encompassing health, finance, and family. The inclusive culture at Capital One ensures that everyone, regardless of background, has the opportunity to thrive.

Join Our Team

Explore the various career paths available at Capital One and discover how your skills and passions can align with our mission. We are continuously hiring across multiple disciplines, eager to welcome curious, creative, and driven individuals to our team.

Stay Connected

Keep up to date with the latest in career opportunities and company news by joining our network. Tailor your job alerts to match your career preferences and get insider tips that can transform your application process, from crafting your resume to acing your interview.

Search Capital One Jobs

Ready to take the next step in your career? Search open positions that match your skills and interests. At Capital One, your next job opportunity could be the gateway to a fulfilling and prosperous career.

Read Careers Blog

Stay ahead with career tips, insider perspectives, and industry-leading insights you can put to use today—all from the people who work here. Capital One Financial Corporation is not just a company—it's a place where you can make an impact. Discover the opportunities waiting for you in a career at Capital One. Join us and shape the future of banking with your vision, skills, and enthusiasm.
Learn more about Capital One Financial Corporation
Size
51,500 employees
Market Cap
$34.1 billion
Industry
Net Income
$2.7 billion
Founded
1994
5 Year Trend
+2.4%
NASDAQ

Similar Jobs

More Jobs at Capital One Financial Corporation

More Finance & Insurance Jobs

Find similar Senior Associate - Finance Data and Technology Risk Advisor jobs: