Mitsubishi UFJ Financial Group, Inc

Regulatory Reporting AVP - Capital & Regulatory Reporting

Finance & Insurance
Less than 5 years of experience
Job Overview by Ladders

Qualifications

  • 4-6 years in regulatory or capital reporting in banking or finance
  • Understanding of U.S. capital frameworks like Basel III
  • Strong analytical abilities with large data sets
  • Experience with reporting tools such as Axiom SL and Excel
  • Detail-oriented and organized under tight deadlines
  • Effective communicator with cross-functional collaboration skills

Responsibilities

  • Support production and review of capital and regulatory reports
  • Ensure submissions comply with deadlines and controls
  • Perform variance analyses and reconciliations on capital ratios
  • Align regulatory reporting with financial and risk management
  • Monitor regulatory changes impacting reporting processes
  • Participate in user acceptance testing for reporting systems
  • Contribute to process improvements and automation initiatives

Benefits

  • Comprehensive health and wellness benefits
  • Retirement plans and educational assistance
  • Income replacement for eligible disabilities
  • Paid maternal and parental leave
  • Paid vacation, sick days, and holidays
Full Job Description
The selected colleague will work at an MUFG office or client sites four days per week and work remotely one day. A member of our recruitment team will provide more details.

The Assistant Vice President (AVP), Capital & Regulatory Reporting is responsible for supporting the preparation, review, and governance of applicable U.S. and international regulatory capital and related regulatory reports for the firm. This role focuses on ensuring accuracy, consistency, and regulatory compliance across capital calculations, schedules, and disclosures, while partnering closely with Finance, Risk, Technology, and Data teams to strengthen the firm's regulatory reporting framework. The AVP plays a key role in change management, issue remediation, and process enhancement related to capital and regulatory reporting requirements.

Major Responsibilities:

Regulatory Capital & Reporting Execution & Developments
  • Support the end-to-end production and review of capital and regulatory reports, including Basel III capital schedules, ensuring timely and accurate reports.
  • Ensure timely and accurate submission of reports in accordance with regulatory deadlines and internal control standards.
  • Perform detailed variance analysis, reconciliations, and reasonableness checks on capital ratios, risk-weighted assets (RWA), and key regulatory balances.
  • Maintaining alignment between regulatory capital reporting, financial reporting, and risk management data sources.
  • Monitor regulatory developments and proposals impacting capital and regulatory reporting; assist in translating requirements into reporting, data, and process changes.


Change Management, Process Improvement
  • Participate in user acceptance testing (UAT) and validation of system or data changes affecting regulatory and capital reporting outputs.
  • Support enhancements to regulatory reporting systems and tools (e.g., Axiom platforms), including data sourcing, calculation logic, and reporting workflows.
  • Contribute to process improvement and automation initiatives aimed at improving efficiency, transparency, and sustainability of capital and regulatory reporting processes.


Controls, Governance & Issue Management
  • Support the design, execution, and enhancement of controls over capital and regulatory reporting, including reconciliations, variance thresholds, and documentation standards.
  • Partner with Technology, Data Governance, and Chief Data Office teams to support data quality, lineage, and control initiatives related to capital and regulatory reporting.
  • Assist in the identification, escalation, and remediation of issues, including audit findings, self-identified issues, and reporting errors, ensuring timely resolution and appropriate root cause analysis.
  • Maintain procedures, process documentation, and control narratives to support audit readiness, regulatory examinations, and internal governance expectations.
  • Support internal and external audits and regulatory examinations by preparing analyses, documentation, and responses to inquiries related to capital and regulatory reporting.


Qualifications:
  • Approximately 4-6 years of experience in regulatory reporting, capital reporting, finance, or risk functions within a banking or financial services environment.
  • Foundational understanding of U.S. regulatory capital frameworks and reporting requirements (e.g., Basel III, FR Y-9C capital schedules).
  • Strong analytical skills with large data sets and experience performing reconciliations, variance analysis, and data investigations.
  • Familiarity with regulatory reporting and data tools such as Axiom SL, Excel, and related reporting or data analysis technologies. (e.g. Tableau, Power BI)
  • Detail-oriented, highly organized, and able to manage multiple priorities in a deadline-driven environment.
  • Strong written and verbal communication skills, with the ability to collaborate effectively across functions and escalate issues appropriately.


Education:
  • Bachelor's degree in Accounting, Finance, Economics, or a related field; advanced degree, CPA, or CFA preferred.


The above statements are intended to describe the general nature and level of the work being performed. They are not intended to be construed as an exhaustive list of all responsibilities, duties, and skills required of personnel so classified.

The typical base pay range for this role is between $87K - $147K depending on job-related knowledge, skills, experience, and location. This role may also be eligible for certain discretionary performance-based bonuses and/or incentive compensation. Additionally, our Total Rewards program provides colleagues with a competitive benefits package (in accordance with the eligibility requirements and respective terms of each) that includes comprehensive health and wellness benefits, retirement plans, educational assistance and training programs, income replacement for qualified employees with disabilities, paid maternity and parental bonding leave, and paid vacation, sick days, and holidays. For more information on our Total Rewards package, please click the link below.

MUFG Benefits Summary

About Mitsubishi UFJ Financial Group, Inc

Mitsubishi UFJ Financial Group, Inc. (MUFG) is a Japanese financial services company headquartered in Tokyo, Japan. It is the holding company for the Mitsubishi UFJ Financial Group (MUFG), one of the largest financial groups in the world by assets. MUFG offers a wide range of financial services, including commercial banking, trust banking, securities, credit cards, consumer finance, asset management, and leasing. The company has a global presence, with operations in Asia, Europe, the Americas, and other regions. MUFG is committed to sustainability and social responsibility, and has implemented various initiatives to promote environmental protection, social welfare, and diversity and inclusion.
Learn more about Mitsubishi UFJ Financial Group, Inc
Size
135,049 employees
Market Cap
$85.1 billion
Industry
Net Income
$550.9 billion
5 Year Trend
-2.2%
NASDAQ

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