Job DescriptionAre you motivated, self-reliant, and creative when it comes to finding innovative solutions? Are you able to prioritize tasks in a fast-paced environment? Are you known for your communication, interpersonal, and process improvement skills? Are you interested in working with IT systems? Then the Investments Compliance team has a position for you!
What you'll accomplish with us:- Oversee the recruitment, supervision, engagement, and performance evaluation of the team responsible for the regulatory compliance program;
- Set priorities, guide work, and ensure optimal resource allocation in line with objectives and ongoing projects;
- Oversee the development, updating, and implementation of the compliance program, including, in particular: conflict of interest management, personal transactions, regulatory filings, and reporting to regulatory authorities and internal bodies;
- Ensure rigorous management of compliance risks, including the implementation and monitoring of required controls as well as associated documentation;
- Deploy, coordinate, and monitor key compliance initiatives and projects, including projects related to process modernization, optimization, automation, and harmonization, as well as any strategic or corporate projects involving compliance;
- Define, analyze, and monitor the team's performance indicators and service standards;
- Maintain proactive regulatory monitoring and coordinate the implementation of required changes, including interactions with regulatory authorities;
- Work closely with management, the Chief Compliance Officer, and internal teams to support the achievement of the organization's strategic priorities.
What Could Help You Succeed in This Role We are looking for someone who:
- Bachelor's degree in finance, accounting, economics, law, or a related field;
- At least 10 years of relevant experience in regulatory compliance or a similar role, including personnel management responsibilities;
- CSI courses or other courses or designations in the financial field (e.g., CFA designation) are a plus;
- Excellent knowledge of financial products, Regulation 31-103, and the regulatory framework applicable to asset management companies;
- Advanced proficiency in English, as the candidate will be required to participate in management meetings, collaborate with internal teams across Canada, and interact with internal and external partners on a daily basis;
- Strong communication and interpersonal skills, and the ability to interact professionally with all levels;
- Ability to build and evolve digital solutions;
- A mindset focused on continuous improvement, creativity in finding innovative solutions, and a strong interest in process optimization;
- Inspiring leadership and a proven ability to mentor, develop, and grow a team of professionals;
- Exceptional attention to detail and analytical skills to ensure the accuracy of deliverables;
- Ability to think strategically and develop a strong understanding of the company's needs;
- Motivated, self-reliant, and proactive, both in managing your workload and in your professional development;
- Strong ability to prioritize, handle multiple tasks simultaneously, and meet deadlines in a fast-paced environment;
- Team player with a focus on collective results.
Does this challenge interest you? We'd love to get to know you better!
Why will you love working with us?• A work environment where learning and development merge with a collective pursuit of excellence;
• A healthy, safe, fair, and inclusive environment where potential can be freely expressed and developed;
• The opportunity to work in a hybrid work environment, supported by flexibility and access to inspiring and innovative workspaces.
• Competitive benefits: Flexible group insurance, competitive pension plan, stock purchase plan, vacation and wellness/personal development days, telemedicine, employee and family assistance program, ergonomic furniture program, performance bonuses, discounts on iA products, and more!
Apply now and take control of your career where your talent truly matters! Hesitating to apply?At iA, we believe in potential and value diverse experiences. If this role inspires you, go ahead and apply-your place might be with us, and we want to get to know you!
Location(s)Montreal / 1981 McGill College Avenue
Other Possible Location(s)Quebec / 1080, Grande Allee WestVancouver / 988 Broadway WestToronto / 26 Wellington Street East
CompanyIndustrial Alliance Investment Management Inc.
Posting End Date2026-09-25
