Position Overview:Freddie Mac is seeking a self-starter who is passionate about compliance with securities regulations to join our dedicated Ethics team. Do you want your work to be meaningful and make an impact in the housing industry? We make home possible for millions of Americans and we recognize that good ethics is good for business!
The ideal candidate has experience monitoring employee trading at a large financial institution, broker/dealer or registered investment advisor. This person will support the administration and enhancement of Personal Investment Policy controls, including operationalizing the StarCompliance pre-clearance and monitoring platform, engaging with the divisions on risk and controls activities. Our Compliance team is redesigning and refining its program within a three lines of defense risk framework.
Our Impact:The Ethics team within the Compliance department is responsible for development, implementation and evaluation of a variety of programs that support the ethics and culture initiatives, including:
- Providing oversight to ensure compliance risk related to Conservator obligations, laws and regulations is identified, addressed and mitigated
- Providing advisory services, and effective challenge to First Line of Defense (1LoD) on risks that could impact Freddie Mac
- Collaborating and coordinating within Enterprise Risk Management to provide a comprehensive view and a lens into the inter-connectivity of risks
Your Impact:- Engaging with employees at all levels, providing policy interpretation and guidance and supporting development and delivery of training and awareness resources
- Analyzing data and producing reporting worthy of C-Suite executives and Regulators
- Providing oversight of compliance risks, controls and processes raising potential concerns to manager and recommending innovative and practical resolutions
Qualifications:- Bachelor's Degree or equivalent work experience
- 2+ years of related experience preferably in ethics, compliance, risk management, investments or regulatory
- Proven experience with personal investment related transactions and securities
- Comprehensive understanding of enterprise risk management in the financial services industry and the inter-connectivity of risks is preferred
- Advanced Microsoft proficiency, especially Excel and PowerPoint
- Knowledge of StarCompliance pre-clearance, preferred
Keys to Success in this Role:- Attention to detail and ability to manage processes, with strong organizational, project and program management skills
- Excellent collaborator and strong communicator, engage inclusively and timely escalate issues or seek direction as needed
- Adaptable with an eagerness to learn and take on challenging activities
Current Freddie Mac employees please apply through the internal career site.Time-type:Full time
FLSA Status:Non-Exempt
Freddie Mac offers a comprehensive total rewards package to include competitive compensation and market-leading benefit programs. Information on these benefit programs is available on our Careers site.
This position has an annualized market-based salary range of $74,000 - $112,000 and is eligible to participate in the annual incentive program. The final salary offered will generally fall within this range and is dependent on various factors including but not limited to the responsibilities of the position, experience, skill set, internal pay equity and other relevant qualifications of the applicant.
