UBS

CD Trader

UBS$110K — $130K *
Finance & Insurance
Less than 5 years of experience
Job Overview by Ladders

Qualifications

  • Strong attention to detail and multitasking abilities
  • Eagerness to learn and accept new responsibilities
  • Familiarity with taxable fixed income products
  • Bachelor's degree in finance, economics, or a quantitative field (preferred)
  • Proficient in Excel and general computer skills
  • Possession of regulatory licenses (Series 7, 66, SIE)
  • Interest in utilizing AI to enhance workflows with sound judgment

Responsibilities

  • Engage with the CD Desk to support Brokered CD underwriting
  • Collaborate with Traders on Taxable Fixed Income trading for Wealth Management
  • Assist with trade entry, corrections, and issue resolution
  • Support daily P&L collection and reporting to management
  • Ensure compliance with regulations and internal policies
  • Manage various trading and operational risks
  • Coordinate with Sales and Trading teams to drive revenue

Benefits

  • Opportunity to work closely with experienced finance professionals
  • Exposure to a wide range of financial products
  • Participation in critical aspects of trading operations
  • Development of skills in a dynamic trading environment
  • Potential for growth and learning in the finance sector
Full Job Description
Your role

Are you interested in working for UBS's TFI team? You will be able to:
• Engage closely with the CD Desk to learn and assist in Brokered CD underwriting efforts.
• Work with Traders to learn all aspects of trading Taxable Fixed Income flows for Wealth Management clients in Credit, US Treasuries and Agencies, Brokered CDs, and MBS.
• Assist with trade entry, corrections, research and following up on trade issues.
• Assist in daily P&L collections and distribution to management
• Comply with regulations and internal policies, including quality of execution, pricing, hedging, trading limits, and compliance policies.
• Manage trading, execution, operational and compliance risk, amongst others.
• Work closely with Sales and Trading teams to help drive order flow and revenue generation.

Your team

You'll be joining the TFI Principal Trading team. We trade a range of products for UBS Wealth Management clients, including IG Credit, HY Credit, Emerging Markets, Preferreds, Brokered CDs, Treasuries, Agencies and MBS. We also act as an underwriter for Brokered CDs and Credit Union Share Certificates.

Your expertise

Required
• Strong attention to detail with the ability to multitask
• Strong desire to learn and take on additional responsibilities
• Knowledge of taxable fixed income products
• Bachelor's degree or equivalent in finance, economics, or other quantitative field preferred
• Strong Excel knowledge and computer skills
• Regulatory licenses (ie: Series 7, 66, SIE)
• You're curious to explore how AI can improve how we build, deliver, and optimize workflows. You do this with sound judgment - validating outputs and aligning with policies, risk standards, and ethical use.

Preferred but not required
• Experience working on Bloomberg terminal

About UBS

UBS Group AG is a Swiss multinational investment bank and financial services company founded in 1862 and headquartered in Zurich, Switzerland. UBS is one of the largest and most respected financial institutions in the world, with a presence in over 50 countries. The company offers a wide range of financial services to its clients, including wealth management, investment banking, asset management, and retail banking. UBS is committed to providing its clients with innovative and effective financial solutions that meet their unique needs and goals.
Learn more about UBS
Size
71,697 employees
Market Cap
$64.8 billion
Industry
Founded
1854
5 Year Trend
-6.5%
NASDAQ

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