UBS

Assistant Market Executive

UBS$90K — $120K *
Finance & Insurance
5 - 7 years of experience
Job Overview by Ladders

Qualifications

  • 5+ years of experience in a similar role within a leading financial institution
  • Proven leadership experience in a management capacity
  • Hold Series 7, 66, and 9/10 licenses
  • Self-motivated and goal-oriented individual
  • Ability to foster a positive business culture

Responsibilities

  • Act as deputy to the Market Head in daily operations
  • Develop coaching programs for financial advisors to address growth needs
  • Facilitate regular sales meetings and assist with growth initiatives
  • Evaluate progress and create action plans for underperformance
  • Manage escalated issues related to compliance and operational governance
  • Assist with the recruitment and onboarding of financial advisors
  • Serve as a financial advisor to personal clients while managing market responsibilities

Benefits

  • Diverse skill and experience integration within the team
  • Opportunities for professional growth and development
  • Flexible working options when feasible
  • Supportive and collaborative team environment
  • Commitment to disability inclusion and reasonable accommodations
Full Job Description
Your role

Do you have a proven ability to create a business development strategy? Are you an expert when it comes to implementing sales growth plans?

We're looking for an Assistant Market Head to:
• act as a deputy to the Market Head in the daily management of the Market
• develop a structured coaching program for financial advisors, helping them identify and achieve their growth needs
• run regular sales meetings, assist with implementing growth initiatives, evaluate progress and create action plans to address underperformance
• when appropriate, manage and resolve all escalated issues, including financial, reputational, compliance, supervisory, operational and HR governance risks
• assist with selecting, hiring and on-boarding of financial advisors and oversee conversion of those transitioning
• serve as financial advisor to personal clients while managing market responsibilities

Your team

You'll be working as part of Wealth Management Americas. We help high net worth and ultra-high net worth individuals and families meet their financial goals through financial advisors who deliver products and services specifically designed for them.

Your expertise
• ideally 5+ years of experience in a similar role within a leading financial institution
• proven leadership experience
• series 7, 66, and 9/10
• motivated, self-directed and driven
• skilled at creating a positive business culture

About UBS

UBS Group AG is a Swiss multinational investment bank and financial services company founded in 1862 and headquartered in Zurich, Switzerland. UBS is one of the largest and most respected financial institutions in the world, with a presence in over 50 countries. The company offers a wide range of financial services to its clients, including wealth management, investment banking, asset management, and retail banking. UBS is committed to providing its clients with innovative and effective financial solutions that meet their unique needs and goals.
Learn more about UBS
Size
71,697 employees
Market Cap
$64.8 billion
Industry
Founded
1854
5 Year Trend
-6.5%
NASDAQ

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