University Of Texas Southwestern Medical Center

Assistant Director Investigations, Compliance

Healthcare
5 - 7 years of experience
Job Overview by Ladders

Qualifications

  • Bachelor's Degree in Business Administration, Healthcare Administration, Criminal Justice, or related field
  • 5+ years experience in healthcare regulatory compliance
  • 2+ years of managerial experience
  • Preferred: Master's Degree or Juris Doctor
  • Preferred: Experience with investigations from state or federal agencies

Responsibilities

  • Oversee investigations of misconduct, fraud, and compliance breaches
  • Develop investigative protocols adhering to regulations
  • Monitor and ensure efficiency and accuracy in investigation processes
  • Manage a team of investigators, providing training and feedback
  • Collaborate with leadership on resource and budget management
  • Foster a culture of integrity and accountability within the team
  • Communicate investigative outcomes to leadership and regulatory bodies
  • Engage with external stakeholders to ensure concise reporting
  • Stay current with healthcare regulations and privacy laws
  • Integrate best practices in investigation techniques
  • Maintain a comprehensive case management system
  • Assist with creating and revising investigative policies and procedures
  • Identify trends and propose improvements based on findings
  • Conduct risk assessments and recommend mitigation strategies
  • Track corrective action plans for resolution
  • Direct compliance issues to appropriate channels for evaluation

Benefits

  • PPO medical plan available day one at no cost for employee-only coverage
  • 100% preventive healthcare coverage with no copay
  • Paid Time Off available from day one
  • Retirement programs through the Teacher Retirement System of Texas
  • Paid parental leave benefit
  • Wellness programs available
  • Tuition reimbursement offered
  • Public Service Loan Forgiveness Qualified Employer
Full Job Description
JOB SUMMARY
The Assistant Director for Investigations plays a pivotal role in overseeing, coordinating, and advancing investigations related to healthcare regulatory compliance, fraud, abuse, and misconduct within UT Southwestern and Southwestern Health Resources. This role ensures thorough and timely investigations while upholding the highest ethical standards and maintaining compliance with internal policies, as well as local, state, and federal regulations. The Assistant Director also assists the Office of Compliance and Internal Audit leadership team in developing and facilitating appropriate educational programming and outreach activities to all students and employees on campus.

BENEFITS
UT Southwestern is proud to offer a competitive and comprehensive benefits package to eligible employees. Our benefits are designed to support your overall wellbeing, and include:
  • PPO medical plan, available day one at no cost for full-time employee-only coverage
  • 100% coverage for preventive healthcare-no copay
  • Paid Time Off, available day one
  • Retirement Programs through the Teacher Retirement System of Texas (TRS)
  • Paid Parental Leave Benefit
  • Wellness programs
  • Tuition Reimbursement
  • Public Service Loan Forgiveness (PSLF) Qualified Employer
  • Learn more about these and other UTSW employee benefits!


EXPERIENCE AND EDUCATION

Required
  • Education
    Bachelor's Degree in Business Administration, Healthcare Administration, Criminal Justice, or a related field
  • Experience
    5 years years of experience in the healthcare regulatory space and
    2 years managerial experience
Preferred
  • Education
    Master's Degree in a related field or Juris Doctor (JD)
  • Experience
    Background in investigations and training obtained with a state or federal agency strongly preferred

JOB DUTIES
  • Oversee investigations pertaining to alleged misconduct, fraud, policy violations, and compliance breaches.
  • Develop and implement protocols to ensure a systematic approach to investigations that adhere to regulatory requirements and organizational policies.
  • Continuously monitor investigation processes and results, ensuring efficiency and accuracy in findings.
  • Manage a team of investigators and analysts, providing guidance, training, and performance feedback.
  • Collaborate closely with the Chief Compliance Officer/Chief Audit Executive on resource allocation, staffing, and budget management.
  • Foster a culture of integrity, professionalism, and accountability within the investigations team.
  • Partner with departments such as Legal, Compliance, Human Resources, Security, and Clinical Operations to gather information and facilitate comprehensive investigations.
  • Communicate investigative outcomes and recommendations to executive leadership, governing bodies, and regulatory agencies as appropriate.
  • Engage with external stakeholders (e.g., law enforcement, legal counsel) as needed, ensuring clear and concise reporting.
  • Stay abreast of changing healthcare regulations, privacy laws (e.g., HIPAA), and standards impacting investigations.
  • Integrate best practices in investigative techniques, documentation, and evidence management.
  • Develops and maintains a comprehensive case-management system and accurately logs all reports and concerns of non-compliance and related complaints and ensures meticulous record-keeping and data integrity to maintain confidentiality and compliance throughout the investigation process.
  • Assist in the creation and revision of investigation-related policies, standard operating procedures (SOPs), and training materials.
  • Identify trends, root causes, and opportunities for improvement based on investigation findings.
  • Propose and implement enhancements to the investigative process to reduce risk and improve outcomes.
  • Conduct risk assessments in potential or ongoing investigations, identifying potential gaps in controls or practices.
  • Provide recommendations for mitigating risk and preventing recurrence of compliance or policy violations.
  • Track and monitor corrective action plans to ensure resolution of identified issues.
  • Directs identified compliance or internal audit issues to the appropriate existing channels for evaluation and resolution; operational areas to improve the compliance of processes, coordinates and prepares reports and assessments.
  • Performs other duties as assigned.

About University Of Texas Southwestern Medical Center

The University of Texas Southwestern Medical Center (UT Southwestern) is a public academic health science center in Dallas, Texas. With approximately 14,400 employees and an operating budget of nearly $2.8 billion, UT Southwestern is one of six medical schools in the UT System. UT Southwestern is one of the leading medical research institutions in the world, with a focus on biomedical research, clinical care, and education. The institution is home to six Nobel laureates, 22 members of the National Academy of Sciences, and 19 members of the National Academy of Medicine. UT Southwestern is also affiliated with Parkland Memorial Hospital, one of the largest public hospitals in the United States.
Learn more about University Of Texas Southwestern Medical Center
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