Lead the charge in ensuring compliance with licensing and registration regulations. Collaborate across teams to enhance operational processes, respond to inquiries, and manage projects that support the Firm's regulatory obligations and client service excellence.

Elevate compliance standards by managing licensing and registration processes. Collaborate across teams to enhance operational efficiency and ensure adherence to state and federal regulations while providing exceptional client service.

Lead the charge in analyzing data to ensure compliance with regulatory standards, enhance operational efficiency, and support risk management initiatives across various business areas within the Firm.

Innovate compliance strategies by analyzing data to ensure adherence to regulations and suitability standards. Collaborate across departments to enhance operational efficiency through technology and automation, while managing compliance risks effectively.

Oversee enterprise procurement and strategic sourcing to optimize vendor relationships, manage spend effectively, and ensure compliance with organizational standards while enhancing business value through strategic initiatives and leadership.